CARY STREET PARTNERS FINANCIAL LLC

PrivateCIK: 1475045

Location

RICHMOND, VA

1085

Positions

$4.58B

Total AUM (reported)

55.80M

Total Shares

Allocation by class

ETF$2.38B52.0%

STOCK$2.09B45.6%

ADR$56.38M1.2%

CEF$31.21M0.7%

REIT$21.22M0.5%

Portfolio Concentration

Top 3$393.58M8.6%

4–10$479.86M10.5%

11–25$654.03M14.3%

Rest$3.05B66.6%

Top 3 weight

8.6%

Top 10 weight

19.1%

Voting Authority Distribution

Total shares with voting rights: 55.80M

Sole

Full voting authority

38.95M

% of voting shares69.8%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

16.85M

% of voting shares30.2%

Investment Discretion (by position count)

Sole0

Shared0

Other1085

Dominant voting typeSole · 69.8% of voting shares

Institutional Holdings1085

Rows:

VANGUARD VALUE ETF

DFND

ETF

Shares650.28K

TypeSH

Market value$141.72M

3.10%

Sole

488.31K

Shared

0.00

None

161.97K

APPLE INC COM

DFND

Stock

Shares481.88K

TypeSH

Market value$139.44M

3.05%

Sole

366.91K

Shared

0.00

None

114.97K

VANGUARD GROWTH ETF

DFND

ETF

Shares1.33M

TypeSH

Market value$112.43M

2.46%

Sole

852.41K

Shared

0.00

None

473.56K

ALPHABET INC CAP STK CL C

DFND

Stock

Shares228.53K

TypeSH

Market value$80.74M

1.76%

Sole

174.29K

Shared

0.00

None

54.23K

MICROSOFT CORP COM

DFND

Stock

Shares213.73K

TypeSH

Market value$79.72M

1.74%

Sole

177.70K

Shared

0.00

None

36.03K

Fairlead Tactical Sector ETF

DFND

ETF

Shares2.42M

TypeSH

Market value$76.45M

1.67%

Sole

1.98M

Shared

0.00

None

437.93K

ISHARES MSCI EAFE GROWTH ETF

DFND

ETF

Shares516.70K

TypeSH

Market value$64.29M

1.40%

Sole

329.05K

Shared

0.00

None

187.64K

ISHARES MSCI EAFE VALUE ETF

DFND

ETF

Shares814.25K

TypeSH

Market value$60.90M

1.33%

Sole

611.28K

Shared

0.00

None

202.96K

TCW FLEXIBLE INCOME ETF

DFND

ETF

Shares1.53M

TypeSH

Market value$60.04M

1.31%

Sole

927.74K

Shared

0.00

None

603.56K

VANGUARD SMALL-CAP ETF

DFND

ETF

Shares190.36K

TypeSH

Market value$57.70M

1.26%

Sole

122.66K

Shared

0.00

None

67.70K

ALPHABET INC CAP STK CL A

DFND

Stock

Shares158.48K

TypeSH

Market value$56.64M

1.24%

Sole

129.57K

Shared

0.00

None

28.91K

JPMORGAN INCOME ETF

DFND

ETF

Shares1.23M

TypeSH

Market value$56.41M

1.23%

Sole

780.39K

Shared

0.00

None

444.68K

AMAZON COM INC COM

DFND

Stock

Shares228.91K

TypeSH

Market value$54.56M

1.19%

Sole

162.14K

Shared

0.00

None

66.77K

JPMORGAN EQUITY PREMIUM INCOME ETF

DFND

ETF

Shares883.14K

TypeSH

Market value$49.88M

1.09%

Sole

580.67K

Shared

0.00

None

302.46K

NVIDIA CORPORATION COM

DFND

Stock

Shares247.22K

TypeSH

Market value$49.47M

1.08%

Sole

173.04K

Shared

0.00

None

74.18K

VANGUARD TOTAL STOCK MARKET ETF

DFND

ETF

Shares129.33K

TypeSH

Market value$47.86M

1.05%

Sole

107.48K

Shared

0.00

None

21.85K

STATE STREET SPDR S&P 500 ETF

DFND

ETF

Shares58.98K

TypeSH

Market value$44.04M

0.96%

Sole

53.10K

Shared

0.00

None

5.88K

BERKSHIRE HATHAWAY INC DEL CL B NEW

DFND

Stock

Shares79.89K

TypeSH

Market value$39.98M

0.87%

Sole

56.66K

Shared

0.00

None

23.23K

VANGUARD MID-CAP GROWTH ETF

DFND

ETF

Shares126.97K

TypeSH

Market value$38.89M

0.85%

Sole

78.98K

Shared

0.00

None

47.99K

PGIM PORTFOLIO BALLAST ETF

DFND

ETF

Shares1.16M

TypeSH

Market value$38.48M

0.84%

Sole

942.47K

Shared

0.00

None

218.26K

ELI LILLY & CO COM

DFND

Stock

Shares30.89K

TypeSH

Market value$37.05M

0.81%

Sole

28.18K

Shared

0.00

None

2.71K

JPMORGAN CHASE & CO COM

DFND

Stock

Shares110.33K

TypeSH

Market value$36.11M

0.79%

Sole

79.42K

Shared

0.00

None

30.91K

VANGUARD MID-CAP ETF

DFND

ETF

Shares443.34K

TypeSH

Market value$35.72M

0.78%

Sole

239.28K

Shared

0.00

None

204.05K

JOHNSON & JOHNSON COM

DFND

Stock

Shares139.48K

TypeSH

Market value$35.42M

0.77%

Sole

123.09K

Shared

0.00

None

16.38K

VANGUARD INTERMEDIATE-TERM BOND ETF

DFND

ETF

Shares476.21K

TypeSH

Market value$33.52M

0.73%

Sole

199.15K

Shared

0.00

None

277.05K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD VALUE ETFDFND	ETF	650.28K	SH	$141.72M 3.10%	488.31K	161.97K
APPLE INC COMDFND	Stock	481.88K	SH	$139.44M 3.05%	366.91K	114.97K
VANGUARD GROWTH ETFDFND	ETF	1.33M	SH	$112.43M 2.46%	852.41K	473.56K
ALPHABET INC CAP STK CL CDFND	Stock	228.53K	SH	$80.74M 1.76%	174.29K	54.23K
MICROSOFT CORP COMDFND	Stock	213.73K	SH	$79.72M 1.74%	177.70K	36.03K
Fairlead Tactical Sector ETFDFND	ETF	2.42M	SH	$76.45M 1.67%	1.98M	437.93K
ISHARES MSCI EAFE GROWTH ETFDFND	ETF	516.70K	SH	$64.29M 1.40%	329.05K	187.64K
ISHARES MSCI EAFE VALUE ETFDFND	ETF	814.25K	SH	$60.90M 1.33%	611.28K	202.96K
TCW FLEXIBLE INCOME ETFDFND	ETF	1.53M	SH	$60.04M 1.31%	927.74K	603.56K
VANGUARD SMALL-CAP ETFDFND	ETF	190.36K	SH	$57.70M 1.26%	122.66K	67.70K
ALPHABET INC CAP STK CL ADFND	Stock	158.48K	SH	$56.64M 1.24%	129.57K	28.91K
JPMORGAN INCOME ETFDFND	ETF	1.23M	SH	$56.41M 1.23%	780.39K	444.68K
AMAZON COM INC COMDFND	Stock	228.91K	SH	$54.56M 1.19%	162.14K	66.77K
JPMORGAN EQUITY PREMIUM INCOME ETFDFND	ETF	883.14K	SH	$49.88M 1.09%	580.67K	302.46K
NVIDIA CORPORATION COMDFND	Stock	247.22K	SH	$49.47M 1.08%	173.04K	74.18K
VANGUARD TOTAL STOCK MARKET ETFDFND	ETF	129.33K	SH	$47.86M 1.05%	107.48K	21.85K
STATE STREET SPDR S&P 500 ETFDFND	ETF	58.98K	SH	$44.04M 0.96%	53.10K	5.88K
BERKSHIRE HATHAWAY INC DEL CL B NEWDFND	Stock	79.89K	SH	$39.98M 0.87%	56.66K	23.23K
VANGUARD MID-CAP GROWTH ETFDFND	ETF	126.97K	SH	$38.89M 0.85%	78.98K	47.99K
PGIM PORTFOLIO BALLAST ETFDFND	ETF	1.16M	SH	$38.48M 0.84%	942.47K	218.26K
ELI LILLY & CO COMDFND	Stock	30.89K	SH	$37.05M 0.81%	28.18K	2.71K
JPMORGAN CHASE & CO COMDFND	Stock	110.33K	SH	$36.11M 0.79%	79.42K	30.91K
VANGUARD MID-CAP ETFDFND	ETF	443.34K	SH	$35.72M 0.78%	239.28K	204.05K
JOHNSON & JOHNSON COMDFND	Stock	139.48K	SH	$35.42M 0.77%	123.09K	16.38K
VANGUARD INTERMEDIATE-TERM BOND ETFDFND	ETF	476.21K	SH	$33.52M 0.73%	199.15K	277.05K

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