CARY STREET PARTNERS FINANCIAL LLC

PrivateCIK: 1475045

Location

RICHMOND, VA

985

Positions

$4.04B

Total AUM (reported)

50.40M

Total Shares

Allocation by class

ETF$2.12B52.4%

STOCK$1.83B45.2%

ADR$46.65M1.2%

CEF$29.53M0.7%

REIT$18.18M0.5%

Portfolio Concentration

Top 3$345.13M8.5%

4–10$445.64M11.0%

11–25$609.44M15.1%

Rest$2.64B65.3%

Top 3 weight

8.5%

Top 10 weight

19.6%

Voting Authority Distribution

Total shares with voting rights: 50.40M

Sole

Full voting authority

36.90M

% of voting shares73.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

13.50M

% of voting shares26.8%

Investment Discretion (by position count)

Sole0

Shared0

Other985

Dominant voting typeSole · 73.2% of voting shares

Institutional Holdings985

Rows:

VANGUARD VALUE ETF

DFND

ETF

Shares659.39K

TypeSH

Market value$129.37M

3.20%

Sole

499.89K

Shared

0.00

None

159.49K

APPLE INC COM

DFND

Stock

Shares472.16K

TypeSH

Market value$119.83M

2.97%

Sole

368.10K

Shared

0.00

None

104.06K

VANGUARD GROWTH ETF

DFND

ETF

Shares240.59K

TypeSH

Market value$95.92M

2.38%

Sole

145.44K

Shared

0.00

None

95.15K

MICROSOFT CORP COM

DFND

Stock

Shares207.19K

TypeSH

Market value$76.69M

1.90%

Sole

175.51K

Shared

0.00

None

31.67K

Fairlead Tactical Sector ETF

DFND

ETF

Shares2.46M

TypeSH

Market value$74.66M

1.85%

Sole

2.06M

Shared

0.00

None

394.62K

ALPHABET INC CAP STK CL C

DFND

Stock

Shares233.84K

TypeSH

Market value$67.08M

1.66%

Sole

183.18K

Shared

0.00

None

50.66K

TCW FLEXIBLE INCOME ETF

DFND

ETF

Shares1.54M

TypeSH

Market value$60.36M

1.50%

Sole

917.38K

Shared

0.00

None

619.55K

ISHARES MSCI EAFE GROWTH ETF

DFND

ETF

Shares526.13K

TypeSH

Market value$58.60M

1.45%

Sole

321.59K

Shared

0.00

None

204.54K

JPMORGAN EQUITY PREMIUM INCOME ETF

DFND

ETF

Shares975.19K

TypeSH

Market value$55.27M

1.37%

Sole

671.67K

Shared

0.00

None

303.51K

ISHARES MSCI EAFE VALUE ETF

DFND

ETF

Shares731.23K

TypeSH

Market value$52.98M

1.31%

Sole

553.98K

Shared

0.00

None

177.25K

JPMORGAN INCOME ETF

DFND

ETF

Shares1.13M

TypeSH

Market value$51.95M

1.29%

Sole

675.95K

Shared

0.00

None

451.77K

VANGUARD SMALL-CAP ETF

DFND

ETF

Shares195.28K

TypeSH

Market value$51.15M

1.27%

Sole

128.29K

Shared

0.00

None

66.99K

AMAZON COM INC COM

DFND

Stock

Shares226.42K

TypeSH

Market value$47.16M

1.17%

Sole

165.93K

Shared

0.00

None

60.49K

ALPHABET INC CAP STK CL A

DFND

Stock

Shares156.31K

TypeSH

Market value$44.95M

1.11%

Sole

132.99K

Shared

0.00

None

23.32K

JPMORGAN ACTIVE GROWTH ETF

DFND

ETF

Shares524.47K

TypeSH

Market value$44.33M

1.10%

Sole

393.55K

Shared

0.00

None

130.92K

NVIDIA CORPORATION COM

DFND

Stock

Shares238.24K

TypeSH

Market value$41.55M

1.03%

Sole

183.38K

Shared

0.00

None

54.86K

VANGUARD TOTAL STOCK MARKET ETF

DFND

ETF

Shares127.25K

TypeSH

Market value$40.82M

1.01%

Sole

106.50K

Shared

0.00

None

20.74K

BERKSHIRE HATHAWAY INC DEL CL B NEW

DFND

Stock

Shares81.80K

TypeSH

Market value$39.20M

0.97%

Sole

56.84K

Shared

0.00

None

24.96K

STATE STREET SPDR S&P 500 ETF

DFND

ETF

Shares59.37K

TypeSH

Market value$38.61M

0.96%

Sole

53.46K

Shared

0.00

None

5.91K

PGIM PORTFOLIO BALLAST ETF

DFND

ETF

Shares1.26M

TypeSH

Market value$37.80M

0.94%

Sole

1.05M

Shared

0.00

None

215.25K

JPMORGAN NASDAQ EQUITY PREMIUM INNCOME ETF

DFND

ETF

Shares628.29K

TypeSH

Market value$34.88M

0.86%

Sole

433.86K

Shared

0.00

None

194.43K

ISHARES ULTRA SHORT DURATION BOND ACTIVE ETF

DFND

ETF

Shares684.43K

TypeSH

Market value$34.65M

0.86%

Sole

458.26K

Shared

0.00

None

226.17K

VANGUARD INTERMEDIATE-TERM BOND ETF

DFND

ETF

Shares486.86K

TypeSH

Market value$34.55M

0.86%

Sole

189.68K

Shared

0.00

None

297.18K

STATE STREET SPDR PORTFOLIO S&P 500 ETF

DFND

ETF

Shares443.67K

TypeSH

Market value$33.96M

0.84%

Sole

256.76K

Shared

0.00

None

186.91K

JOHNSON & JOHNSON COM

DFND

Stock

Shares138.67K

TypeSH

Market value$33.90M

0.84%

Sole

123.07K

Shared

0.00

None

15.60K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD VALUE ETFDFND	ETF	659.39K	SH	$129.37M 3.20%	499.89K	159.49K
APPLE INC COMDFND	Stock	472.16K	SH	$119.83M 2.97%	368.10K	104.06K
VANGUARD GROWTH ETFDFND	ETF	240.59K	SH	$95.92M 2.38%	145.44K	95.15K
MICROSOFT CORP COMDFND	Stock	207.19K	SH	$76.69M 1.90%	175.51K	31.67K
Fairlead Tactical Sector ETFDFND	ETF	2.46M	SH	$74.66M 1.85%	2.06M	394.62K
ALPHABET INC CAP STK CL CDFND	Stock	233.84K	SH	$67.08M 1.66%	183.18K	50.66K
TCW FLEXIBLE INCOME ETFDFND	ETF	1.54M	SH	$60.36M 1.50%	917.38K	619.55K
ISHARES MSCI EAFE GROWTH ETFDFND	ETF	526.13K	SH	$58.60M 1.45%	321.59K	204.54K
JPMORGAN EQUITY PREMIUM INCOME ETFDFND	ETF	975.19K	SH	$55.27M 1.37%	671.67K	303.51K
ISHARES MSCI EAFE VALUE ETFDFND	ETF	731.23K	SH	$52.98M 1.31%	553.98K	177.25K
JPMORGAN INCOME ETFDFND	ETF	1.13M	SH	$51.95M 1.29%	675.95K	451.77K
VANGUARD SMALL-CAP ETFDFND	ETF	195.28K	SH	$51.15M 1.27%	128.29K	66.99K
AMAZON COM INC COMDFND	Stock	226.42K	SH	$47.16M 1.17%	165.93K	60.49K
ALPHABET INC CAP STK CL ADFND	Stock	156.31K	SH	$44.95M 1.11%	132.99K	23.32K
JPMORGAN ACTIVE GROWTH ETFDFND	ETF	524.47K	SH	$44.33M 1.10%	393.55K	130.92K
NVIDIA CORPORATION COMDFND	Stock	238.24K	SH	$41.55M 1.03%	183.38K	54.86K
VANGUARD TOTAL STOCK MARKET ETFDFND	ETF	127.25K	SH	$40.82M 1.01%	106.50K	20.74K
BERKSHIRE HATHAWAY INC DEL CL B NEWDFND	Stock	81.80K	SH	$39.20M 0.97%	56.84K	24.96K
STATE STREET SPDR S&P 500 ETFDFND	ETF	59.37K	SH	$38.61M 0.96%	53.46K	5.91K
PGIM PORTFOLIO BALLAST ETFDFND	ETF	1.26M	SH	$37.80M 0.94%	1.05M	215.25K
JPMORGAN NASDAQ EQUITY PREMIUM INNCOME ETFDFND	ETF	628.29K	SH	$34.88M 0.86%	433.86K	194.43K
ISHARES ULTRA SHORT DURATION BOND ACTIVE ETFDFND	ETF	684.43K	SH	$34.65M 0.86%	458.26K	226.17K
VANGUARD INTERMEDIATE-TERM BOND ETFDFND	ETF	486.86K	SH	$34.55M 0.86%	189.68K	297.18K
STATE STREET SPDR PORTFOLIO S&P 500 ETFDFND	ETF	443.67K	SH	$33.96M 0.84%	256.76K	186.91K
JOHNSON & JOHNSON COMDFND	Stock	138.67K	SH	$33.90M 0.84%	123.07K	15.60K

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