CARY STREET PARTNERS ASSET MANAGEMENT LLC

PrivateCIK: 1845445
Location

RICHMOND, VA

209
Positions
$758.77M
Total AUM (reported)
12.66M
Total Shares

Allocation by class

TOTAL AUM$758.77M209 positions
ETF$506.08M66.7%
STOCK$238.33M31.4%
ADR$10.65M1.4%
REIT$3.48M0.5%
CEF$233.1K0.0%

Portfolio Concentration

Top 317.8%4–1018.5%11–2521.0%Rest42.6%TOP 1036.3%0%100%
Top 3$135.09M17.8%
4–10$140.67M18.5%
11–25$159.54M21.0%
Rest$323.47M42.6%

Top 3 weight

17.8%

Top 10 weight

36.3%

Voting Authority Distribution

Total shares with voting rights: 12.66M

Sole

Full voting authority

12.66M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0
Shared0
Other209
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings209
Rows:

Fairlead Tactical Sector ETF

DFND
ETF
Shares2.49M
TypeSH
Market value$69.95M
9.22%
Sole
2.49M
Shared
0.00
None
0.00

VANGUARD VALUE ETF

DFND
ETF
Shares204.16K
TypeSH
Market value$35.64M
4.70%
Sole
204.16K
Shared
0.00
None
0.00

NEUBERGER BERMAN OPTION STRATEGY ETF

DFND
ETF
Shares1.12M
TypeSH
Market value$29.50M
3.89%
Sole
1.12M
Shared
0.00
None
0.00

SPDR PORTFOLIO S&P 500 GROWTH ETF

DFND
ETF
Shares319.33K
TypeSH
Market value$26.48M
3.49%
Sole
319.33K
Shared
0.00
None
0.00

TCW FLEXIBLE INCOME ETF

DFND
ETF
Shares588.72K
TypeSH
Market value$23.44M
3.09%
Sole
588.72K
Shared
0.00
None
0.00

VANGUARD GROWTH ETF

DFND
ETF
Shares54.36K
TypeSH
Market value$20.87M
2.75%
Sole
54.36K
Shared
0.00
None
0.00

JPMORGAN EQUITY PREMIUM INCOME ETF

DFND
ETF
Shares322.62K
TypeSH
Market value$19.20M
2.53%
Sole
322.62K
Shared
0.00
None
0.00

VANGUARD RUSSELL 1000 VALUE ETF

DFND
ETF
Shares212.65K
TypeSH
Market value$17.72M
2.34%
Sole
212.65K
Shared
0.00
None
0.00

SPDR PORTFOLIO S&P 600 SMALL CAP ETF

DFND
ETF
Shares367.17K
TypeSH
Market value$16.71M
2.20%
Sole
367.17K
Shared
0.00
None
0.00

SPDR PORTFOLIO S&P 500 ETF

DFND
ETF
Shares240.65K
TypeSH
Market value$16.25M
2.14%
Sole
240.65K
Shared
0.00
None
0.00

PGIM PORTFOLIO BALLAST ETF

DFND
ETF
Shares538.05K
TypeSH
Market value$15.97M
2.10%
Sole
538.05K
Shared
0.00
None
0.00

ISHARES ULTRA SHORT-TERM BOND ACTIVE ETF

DFND
ETF
Shares256.50K
TypeSH
Market value$13.01M
1.72%
Sole
256.50K
Shared
0.00
None
0.00

VANGUARD RUSSELL 1000 GROWTH ETF

DFND
ETF
Shares127.97K
TypeSH
Market value$12.35M
1.63%
Sole
127.97K
Shared
0.00
None
0.00

JPMORGAN NASDAQ EQUITY PREMIUM INNCOME ETF

DFND
ETF
Shares223.94K
TypeSH
Market value$12.30M
1.62%
Sole
223.94K
Shared
0.00
None
0.00

VANGUARD MID-CAP VALUE ETF

DFND
ETF
Shares94.08K
TypeSH
Market value$11.79M
1.55%
Sole
94.08K
Shared
0.00
None
0.00

AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF

DFND
ETF
Shares270.19K
TypeSH
Market value$11.13M
1.47%
Sole
270.19K
Shared
0.00
None
0.00

SPDR S&P 400 MID CAP GROWTH ETF

DFND
ETF
Shares125.49K
TypeSH
Market value$11.01M
1.45%
Sole
125.49K
Shared
0.00
None
0.00

MICROSOFT CORP COM

DFND
Stock
Shares25.20K
TypeSH
Market value$10.85M
1.43%
Sole
25.20K
Shared
0.00
None
0.00

SPDR PORTFOLIO LONG TERM TREASURY ETF

DFND
ETF
Shares371.30K
TypeSH
Market value$10.79M
1.42%
Sole
371.30K
Shared
0.00
None
0.00

ISHARES MSCI EAFE VALUE ETF

DFND
ETF
Shares162.91K
TypeSH
Market value$9.37M
1.24%
Sole
162.91K
Shared
0.00
None
0.00

JPMORGAN INCOME ETF

DFND
ETF
Shares183.76K
TypeSH
Market value$8.52M
1.12%
Sole
183.76K
Shared
0.00
None
0.00

WisdomTree Floating Rate Treasury Fund

DFND
ETF
Shares169.67K
TypeSH
Market value$8.52M
1.12%
Sole
169.67K
Shared
0.00
None
0.00

APPLE INC COM

DFND
Stock
Shares36.18K
TypeSH
Market value$8.43M
1.11%
Sole
36.18K
Shared
0.00
None
0.00

LOWES COS INC COM

DFND
Stock
Shares29.25K
TypeSH
Market value$7.92M
1.04%
Sole
29.25K
Shared
0.00
None
0.00

SPDR PORTFOLIO S&P 400 MID CAP ETF

DFND
ETF
Shares138.44K
TypeSH
Market value$7.57M
1.00%
Sole
138.44K
Shared
0.00
None
0.00
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