Filed: 11/13/2023ACC: 0001845445-23-000005
📋 What this filing means
CARY STREET PARTNERS ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 196 equity positions with a total reported market value of $535.04M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
196
Positions
$535.04M
Total AUM (reported)
9.97M
Total Shares
Allocation by class
ETF$315.81M59.0%
STOCK$204.12M38.2%
ADR$12.48M2.3%
REIT$2.62M0.5%
Portfolio Concentration
Top 3$107.02M20.0%
4–10$84.79M15.8%
11–25$101.30M18.9%
Rest$241.93M45.2%
Top 3 weight
20.0%
Top 10 weight
35.9%
Voting Authority Distribution
Total shares with voting rights: 9.97M
Sole
Full voting authority
9.97M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other196
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings196
Rows:
Fairlead Tactical Sector ETF
DFNDShares2.30M
TypeSH
Market value$52.08M
9.73%
Sole
2.30M
Shared
0.00
None
0.00
VANGUARD VALUE ETF
DFNDShares247.85K
TypeSH
Market value$34.19M
6.39%
Sole
247.85K
Shared
0.00
None
0.00
SPDR PORTFOLIO S&P 500 GROWTH ETF
DFNDShares350.16K
TypeSH
Market value$20.76M
3.88%
Sole
350.16K
Shared
0.00
None
0.00
VANGUARD RUSSELL 1000 VALUE ETF
DFNDShares212.41K
TypeSH
Market value$14.16M
2.65%
Sole
212.41K
Shared
0.00
None
0.00
VANGUARD GROWTH ETF
DFNDShares70.40K
TypeSH
Market value$13.47M
2.52%
Sole
70.40K
Shared
0.00
None
0.00
SPDR PORTFOLIO S&P 600 SMALL CAP ETF
DFNDShares333.49K
TypeSH
Market value$12.31M
2.30%
Sole
333.49K
Shared
0.00
None
0.00
VANGUARD RUSSELL 1000 GROWTH ETF
DFNDShares179.48K
TypeSH
Market value$12.28M
2.30%
Sole
179.48K
Shared
0.00
None
0.00
JPMORGAN EQUITY PREMIUM INCOME ETF
DFNDShares223.56K
TypeSH
Market value$11.97M
2.24%
Sole
223.56K
Shared
0.00
None
0.00
BLACKROCK ULTRA SHORT-TERM BOND ETF
DFNDShares212.83K
TypeSH
Market value$10.72M
2.00%
Sole
212.83K
Shared
0.00
None
0.00
ISHARES MSCI EAFE VALUE ETF
DFNDShares220.40K
TypeSH
Market value$9.88M
1.85%
Sole
220.40K
Shared
0.00
None
0.00
SPDR PORTFOLIO S&P 400 MID CAP ETF
DFNDShares214.53K
TypeSH
Market value$9.39M
1.76%
Sole
214.53K
Shared
0.00
None
0.00
SPDR PORTFOLIO LONG TERM TREASURY ETF
DFNDShares328.43K
TypeSH
Market value$8.59M
1.61%
Sole
328.43K
Shared
0.00
None
0.00
VANGUARD MID-CAP VALUE ETF
DFNDShares88.77K
TypeSH
Market value$8.52M
1.59%
Sole
88.77K
Shared
0.00
None
0.00
MICROSOFT CORP COM
DFNDShares26.60K
TypeSH
Market value$8.40M
1.57%
Sole
26.60K
Shared
0.00
None
0.00
AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF
DFNDShares215.32K
TypeSH
Market value$7.48M
1.40%
Sole
215.32K
Shared
0.00
None
0.00
SPDR PORTFOLIO S&P 500 ETF
DFNDShares136.16K
TypeSH
Market value$6.84M
1.28%
Sole
136.16K
Shared
0.00
None
0.00
JPMorgan Nasdaq Equity Premium Income ETF
DFNDShares141.01K
TypeSH
Market value$6.62M
1.24%
Sole
141.01K
Shared
0.00
None
0.00
LOWES COS INC COM
DFNDShares30.93K
TypeSH
Market value$6.43M
1.20%
Sole
30.93K
Shared
0.00
None
0.00
MERCK & CO INC COM
DFNDShares62.20K
TypeSH
Market value$6.40M
1.20%
Sole
62.20K
Shared
0.00
None
0.00
APPLE INC COM
DFNDShares35.67K
TypeSH
Market value$6.11M
1.14%
Sole
35.67K
Shared
0.00
None
0.00
iShares U.S. Technology ETF
DFNDShares57.38K
TypeSH
Market value$6.02M
1.13%
Sole
57.38K
Shared
0.00
None
0.00
SYSCO CORP COM
DFNDShares81.63K
TypeSH
Market value$5.39M
1.01%
Sole
81.63K
Shared
0.00
None
0.00
CVS HEALTH CORP COM
DFNDShares73.56K
TypeSH
Market value$5.14M
0.96%
Sole
73.56K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
DFNDShares38.21K
TypeSH
Market value$5.04M
0.94%
Sole
38.21K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TRUST
DFNDShares11.54K
TypeSH
Market value$4.93M
0.92%
Sole
11.54K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Fairlead Tactical Sector ETFDFND | ETF | 2.30M | SH | $52.08M 9.73% | 2.30M | 0.00 | 0.00 |
VANGUARD VALUE ETFDFND | ETF | 247.85K | SH | $34.19M 6.39% | 247.85K | 0.00 | 0.00 |
SPDR PORTFOLIO S&P 500 GROWTH ETFDFND | ETF | 350.16K | SH | $20.76M 3.88% | 350.16K | 0.00 | 0.00 |
VANGUARD RUSSELL 1000 VALUE ETFDFND | ETF | 212.41K | SH | $14.16M 2.65% | 212.41K | 0.00 | 0.00 |
VANGUARD GROWTH ETFDFND | ETF | 70.40K | SH | $13.47M 2.52% | 70.40K | 0.00 | 0.00 |
SPDR PORTFOLIO S&P 600 SMALL CAP ETFDFND | ETF | 333.49K | SH | $12.31M 2.30% | 333.49K | 0.00 | 0.00 |
VANGUARD RUSSELL 1000 GROWTH ETFDFND | ETF | 179.48K | SH | $12.28M 2.30% | 179.48K | 0.00 | 0.00 |
JPMORGAN EQUITY PREMIUM INCOME ETFDFND | ETF | 223.56K | SH | $11.97M 2.24% | 223.56K | 0.00 | 0.00 |
BLACKROCK ULTRA SHORT-TERM BOND ETFDFND | ETF | 212.83K | SH | $10.72M 2.00% | 212.83K | 0.00 | 0.00 |
ISHARES MSCI EAFE VALUE ETFDFND | ETF | 220.40K | SH | $9.88M 1.85% | 220.40K | 0.00 | 0.00 |
SPDR PORTFOLIO S&P 400 MID CAP ETFDFND | ETF | 214.53K | SH | $9.39M 1.76% | 214.53K | 0.00 | 0.00 |
SPDR PORTFOLIO LONG TERM TREASURY ETFDFND | ETF | 328.43K | SH | $8.59M 1.61% | 328.43K | 0.00 | 0.00 |
VANGUARD MID-CAP VALUE ETFDFND | ETF | 88.77K | SH | $8.52M 1.59% | 88.77K | 0.00 | 0.00 |
MICROSOFT CORP COMDFND | Stock | 26.60K | SH | $8.40M 1.57% | 26.60K | 0.00 | 0.00 |
AMPLIFY CWP ENHANCED DIVIDEND INCOME ETFDFND | ETF | 215.32K | SH | $7.48M 1.40% | 215.32K | 0.00 | 0.00 |
SPDR PORTFOLIO S&P 500 ETFDFND | ETF | 136.16K | SH | $6.84M 1.28% | 136.16K | 0.00 | 0.00 |
JPMorgan Nasdaq Equity Premium Income ETFDFND | ETF | 141.01K | SH | $6.62M 1.24% | 141.01K | 0.00 | 0.00 |
LOWES COS INC COMDFND | Stock | 30.93K | SH | $6.43M 1.20% | 30.93K | 0.00 | 0.00 |
MERCK & CO INC COMDFND | Stock | 62.20K | SH | $6.40M 1.20% | 62.20K | 0.00 | 0.00 |
APPLE INC COMDFND | Stock | 35.67K | SH | $6.11M 1.14% | 35.67K | 0.00 | 0.00 |
iShares U.S. Technology ETFDFND | ETF | 57.38K | SH | $6.02M 1.13% | 57.38K | 0.00 | 0.00 |
SYSCO CORP COMDFND | Stock | 81.63K | SH | $5.39M 1.01% | 81.63K | 0.00 | 0.00 |
CVS HEALTH CORP COMDFND | Stock | 73.56K | SH | $5.14M 0.96% | 73.56K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CDFND | Stock | 38.21K | SH | $5.04M 0.94% | 38.21K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRUSTDFND | ETF | 11.54K | SH | $4.93M 0.92% | 11.54K | 0.00 | 0.00 |
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