Filed: 2/14/2023ACC: 0001845445-23-000001
📋 What this filing means
CARY STREET PARTNERS ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 441 equity positions with a total reported market value of $493.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
441
Positions
$493.18M
Total AUM (reported)
7.93M
Total Shares
Allocation by class
ETF$265.37M53.8%
STOCK$215.03M43.6%
ADR$12.54M2.5%
REIT$121.1K0.0%
CEF$74.3K0.0%
CONVERTIBLE PREFERRED$46.4K0.0%
Portfolio Concentration
Top 3$101.24M20.5%
4–10$76.55M15.5%
11–25$93.14M18.9%
Rest$222.24M45.1%
Top 3 weight
20.5%
Top 10 weight
36.1%
Voting Authority Distribution
Total shares with voting rights: 3.49M
Sole
Full voting authority
3.04M
shares
% of voting shares87.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
449.88K
shares
% of voting shares12.9%
Investment Discretion (by position count)
Sole0
Shared0
Other441
Dominant voting typeSole · 87.1% of voting shares
Institutional Holdings441
Rows:
Fairlead Tactical Sector ETF
DFNDShares1.96M
TypeSH
Market value$45.83M
9.29%
Sole
162.00
Shared
0.00
None
3.54K
VANGUARD VALUE ETF
DFNDShares253.99K
TypeSH
Market value$35.65M
7.23%
Sole
4.24K
Shared
0.00
None
90.00
SPDR PORTFOLIO S&P 500 GROWTH ETF
DFNDShares390.03K
TypeSH
Market value$19.76M
4.01%
Sole
96.31K
Shared
0.00
None
23.45K
VANGUARD RUSSELL 1000 VALUE ETF
DFNDShares207.52K
TypeSH
Market value$13.82M
2.80%
Sole
18.00
Shared
0.00
None
48.00
JPMORGAN EQUITY PREMIUM INCOME ETF
DFNDShares236K
TypeSH
Market value$12.86M
2.61%
Sole
7.13K
Shared
0.00
None
0.00
ISHARES CORE S&P SMALL CAP ETF
DFNDShares116.05K
TypeSH
Market value$10.98M
2.23%
Sole
61.00
Shared
0.00
None
28.00
VANGUARD GROWTH ETF
DFNDShares47.91K
TypeSH
Market value$10.21M
2.07%
Sole
6.77K
Shared
0.00
None
5.87K
ISHARES MSCI EAFE VALUE ETF
DFNDShares211.48K
TypeSH
Market value$9.70M
1.97%
Sole
1.76K
Shared
0.00
None
75.00
BLACKROCK ULTRA SHORT-TERM BOND ETF
DFNDShares192.25K
TypeSH
Market value$9.62M
1.95%
Sole
13.44K
Shared
0.00
None
824.00
MERCK & CO INC COM
DFNDShares84.34K
TypeSH
Market value$9.36M
1.90%
Sole
74.84K
Shared
0.00
None
9.39K
ISHARES CORE S&P MID-CAP ETF
DFNDShares36.49K
TypeSH
Market value$8.83M
1.79%
Sole
80.00
Shared
0.00
None
9.00
SPDR PORTFOLIO LONG TERM TREASURY ETF
DFNDShares272.08K
TypeSH
Market value$7.90M
1.60%
Sole
0.00
Shared
0.00
None
0.00
JOHNSON & JOHNSON COM
DFNDShares42.94K
TypeSH
Market value$7.59M
1.54%
Sole
38.62K
Shared
0.00
None
4.27K
VANGUARD MID-CAP VALUE ETF
DFNDShares56.03K
TypeSH
Market value$7.58M
1.54%
Sole
1.54K
Shared
0.00
None
14.00
MICROSOFT CORP COM
DFNDShares30.07K
TypeSH
Market value$7.21M
1.46%
Sole
27K
Shared
0.00
None
3.02K
CITIZENS FINL GROUP INC COM
DFNDShares177.97K
TypeSH
Market value$7.01M
1.42%
Sole
157.71K
Shared
0.00
None
20.09K
LOWES COS INC COM
DFNDShares31.95K
TypeSH
Market value$6.37M
1.29%
Sole
28.61K
Shared
0.00
None
3.29K
EVEREST RE GROUP LTD COM
DFNDShares16.93K
TypeSH
Market value$5.61M
1.14%
Sole
15.15K
Shared
0.00
None
1.76K
CVS HEALTH CORP COM
DFNDShares60.07K
TypeSH
Market value$5.60M
1.14%
Sole
53.11K
Shared
0.00
None
6.88K
JOHNSON CTLS INTL PLC SHS
DFNDShares80.55K
TypeSH
Market value$5.16M
1.05%
Sole
71.59K
Shared
0.00
None
8.86K
APPLE INC COM
DFNDShares39.26K
TypeSH
Market value$5.10M
1.03%
Sole
30.69K
Shared
0.00
None
8.55K
SPDR S&P 500 ETF TRUST
DFNDShares12.84K
TypeSH
Market value$4.91M
1.00%
Sole
12.58K
Shared
0.00
None
264.00
TOYOTA MOTOR CORP ADS
DFNDShares35.37K
TypeSH
Market value$4.83M
0.98%
Sole
31.42K
Shared
0.00
None
3.90K
JPMorgan Nasdaq Equity Premium Income ETF
DFNDShares116.13K
TypeSH
Market value$4.74M
0.96%
Sole
4.06K
Shared
0.00
None
0.00
iShares U.S. Technology ETF
DFNDShares63.49K
TypeSH
Market value$4.73M
0.96%
Sole
51.56K
Shared
0.00
None
11.93K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Fairlead Tactical Sector ETFDFND | ETF | 1.96M | SH | $45.83M 9.29% | 162.00 | 0.00 | 3.54K |
VANGUARD VALUE ETFDFND | ETF | 253.99K | SH | $35.65M 7.23% | 4.24K | 0.00 | 90.00 |
SPDR PORTFOLIO S&P 500 GROWTH ETFDFND | ETF | 390.03K | SH | $19.76M 4.01% | 96.31K | 0.00 | 23.45K |
VANGUARD RUSSELL 1000 VALUE ETFDFND | ETF | 207.52K | SH | $13.82M 2.80% | 18.00 | 0.00 | 48.00 |
JPMORGAN EQUITY PREMIUM INCOME ETFDFND | ETF | 236K | SH | $12.86M 2.61% | 7.13K | 0.00 | 0.00 |
ISHARES CORE S&P SMALL CAP ETFDFND | ETF | 116.05K | SH | $10.98M 2.23% | 61.00 | 0.00 | 28.00 |
VANGUARD GROWTH ETFDFND | ETF | 47.91K | SH | $10.21M 2.07% | 6.77K | 0.00 | 5.87K |
ISHARES MSCI EAFE VALUE ETFDFND | ETF | 211.48K | SH | $9.70M 1.97% | 1.76K | 0.00 | 75.00 |
BLACKROCK ULTRA SHORT-TERM BOND ETFDFND | ETF | 192.25K | SH | $9.62M 1.95% | 13.44K | 0.00 | 824.00 |
MERCK & CO INC COMDFND | Stock | 84.34K | SH | $9.36M 1.90% | 74.84K | 0.00 | 9.39K |
ISHARES CORE S&P MID-CAP ETFDFND | ETF | 36.49K | SH | $8.83M 1.79% | 80.00 | 0.00 | 9.00 |
SPDR PORTFOLIO LONG TERM TREASURY ETFDFND | ETF | 272.08K | SH | $7.90M 1.60% | 0.00 | 0.00 | 0.00 |
JOHNSON & JOHNSON COMDFND | Stock | 42.94K | SH | $7.59M 1.54% | 38.62K | 0.00 | 4.27K |
VANGUARD MID-CAP VALUE ETFDFND | ETF | 56.03K | SH | $7.58M 1.54% | 1.54K | 0.00 | 14.00 |
MICROSOFT CORP COMDFND | Stock | 30.07K | SH | $7.21M 1.46% | 27K | 0.00 | 3.02K |
CITIZENS FINL GROUP INC COMDFND | Stock | 177.97K | SH | $7.01M 1.42% | 157.71K | 0.00 | 20.09K |
LOWES COS INC COMDFND | Stock | 31.95K | SH | $6.37M 1.29% | 28.61K | 0.00 | 3.29K |
EVEREST RE GROUP LTD COMDFND | Stock | 16.93K | SH | $5.61M 1.14% | 15.15K | 0.00 | 1.76K |
CVS HEALTH CORP COMDFND | Stock | 60.07K | SH | $5.60M 1.14% | 53.11K | 0.00 | 6.88K |
JOHNSON CTLS INTL PLC SHSDFND | Stock | 80.55K | SH | $5.16M 1.05% | 71.59K | 0.00 | 8.86K |
APPLE INC COMDFND | Stock | 39.26K | SH | $5.10M 1.03% | 30.69K | 0.00 | 8.55K |
SPDR S&P 500 ETF TRUSTDFND | ETF | 12.84K | SH | $4.91M 1.00% | 12.58K | 0.00 | 264.00 |
TOYOTA MOTOR CORP ADSDFND | ADR | 35.37K | SH | $4.83M 0.98% | 31.42K | 0.00 | 3.90K |
JPMorgan Nasdaq Equity Premium Income ETFDFND | ETF | 116.13K | SH | $4.74M 0.96% | 4.06K | 0.00 | 0.00 |
iShares U.S. Technology ETFDFND | ETF | 63.49K | SH | $4.73M 0.96% | 51.56K | 0.00 | 11.93K |
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