Filed: 2/5/2024ACC: 0001475045-24-000001
📋 What this filing means
CARY STREET PARTNERS ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 192 equity positions with a total reported market value of $583.07M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
192
Positions
$583.07M
Total AUM (reported)
9.69M
Total Shares
Allocation by class
ETF$356.36M61.1%
STOCK$211.51M36.3%
ADR$12.09M2.1%
REIT$3.10M0.5%
Portfolio Concentration
Top 3$115.23M19.8%
4–10$91.33M15.7%
11–25$115.20M19.8%
Rest$261.30M44.8%
Top 3 weight
19.8%
Top 10 weight
35.4%
Voting Authority Distribution
Total shares with voting rights: 3.51M
Sole
Full voting authority
2.95M
shares
% of voting shares84.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
559.74K
shares
% of voting shares16.0%
Investment Discretion (by position count)
Sole0
Shared0
Other192
Dominant voting typeSole · 84.0% of voting shares
Institutional Holdings192
Rows:
Fairlead Tactical Sector ETF
DFNDShares2.29M
TypeSH
Market value$56.70M
9.72%
Sole
14.82K
Shared
0.00
None
15.48K
VANGUARD VALUE ETF
DFNDShares246.16K
TypeSH
Market value$36.80M
6.31%
Sole
4.75K
Shared
0.00
None
3.35K
SPDR PORTFOLIO S&P 500 GROWTH ETF
DFNDShares334.02K
TypeSH
Market value$21.73M
3.73%
Sole
84.89K
Shared
0.00
None
25.22K
VANGUARD RUSSELL 1000 VALUE ETF
DFNDShares208.40K
TypeSH
Market value$15.12M
2.59%
Sole
0.00
Shared
0.00
None
603.00
VANGUARD GROWTH ETF
DFNDShares46.91K
TypeSH
Market value$14.58M
2.50%
Sole
4.95K
Shared
0.00
None
4.16K
SPDR PORTFOLIO S&P 600 SMALL CAP ETF
DFNDShares338.17K
TypeSH
Market value$14.26M
2.45%
Sole
2.41K
Shared
0.00
None
6.48K
VANGUARD RUSSELL 1000 GROWTH ETF
DFNDShares174.90K
TypeSH
Market value$13.65M
2.34%
Sole
0.00
Shared
0.00
None
390.00
JPMORGAN EQUITY PREMIUM INCOME ETF
DFNDShares230.59K
TypeSH
Market value$12.68M
2.17%
Sole
17.31K
Shared
0.00
None
11.59K
BLACKROCK ULTRA SHORT-TERM BOND ETF
DFNDShares210.49K
TypeSH
Market value$10.60M
1.82%
Sole
14.51K
Shared
0.00
None
1.63K
SPDR PORTFOLIO S&P 400 MID CAP ETF
DFNDShares214.40K
TypeSH
Market value$10.45M
1.79%
Sole
1.73K
Shared
0.00
None
3.01K
ISHARES MSCI EAFE VALUE ETF
DFNDShares199.35K
TypeSH
Market value$10.39M
1.78%
Sole
3.65K
Shared
0.00
None
5.38K
VANGUARD MID-CAP VALUE ETF
DFNDShares93.94K
TypeSH
Market value$10.18M
1.75%
Sole
4.09K
Shared
0.00
None
26.93K
SPDR PORTFOLIO LONG TERM TREASURY ETF
DFNDShares334.09K
TypeSH
Market value$9.70M
1.66%
Sole
0.00
Shared
0.00
None
153.00
MICROSOFT CORP COM
DFNDShares24.84K
TypeSH
Market value$9.34M
1.60%
Sole
22.73K
Shared
0.00
None
2.07K
SPDR PORTFOLIO S&P 500 ETF
DFNDShares156.06K
TypeSH
Market value$8.72M
1.50%
Sole
11.57K
Shared
0.00
None
14.97K
AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF
DFNDShares237.06K
TypeSH
Market value$8.66M
1.49%
Sole
17.56K
Shared
0.00
None
10.04K
JPMorgan Nasdaq Equity Premium Income ETF
DFNDShares157.31K
TypeSH
Market value$7.85M
1.35%
Sole
11.88K
Shared
0.00
None
8.51K
LOWES COS INC COM
DFNDShares29.93K
TypeSH
Market value$6.66M
1.14%
Sole
26.90K
Shared
0.00
None
2.98K
SPDR S&P 500 ETF TRUST
DFNDShares14K
TypeSH
Market value$6.66M
1.14%
Sole
11.97K
Shared
0.00
None
207.00
APPLE INC COM
DFNDShares34.20K
TypeSH
Market value$6.58M
1.13%
Sole
30.40K
Shared
0.00
None
3.78K
MERCK & CO INC COM
DFNDShares60.05K
TypeSH
Market value$6.55M
1.12%
Sole
53.84K
Shared
0.00
None
6.14K
WisdomTree Floating Rate Treasury Fund
DFNDShares127.19K
TypeSH
Market value$6.39M
1.10%
Sole
108.34K
Shared
0.00
None
17.11K
iShares U.S. Technology ETF
DFNDShares50.72K
TypeSH
Market value$6.23M
1.07%
Sole
41.88K
Shared
0.00
None
8.84K
CVS HEALTH CORP COM
DFNDShares73.02K
TypeSH
Market value$5.77M
0.99%
Sole
65.25K
Shared
0.00
None
7.65K
QUALCOMM INC COM
DFNDShares38.22K
TypeSH
Market value$5.53M
0.95%
Sole
34.33K
Shared
0.00
None
3.83K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Fairlead Tactical Sector ETFDFND | ETF | 2.29M | SH | $56.70M 9.72% | 14.82K | 0.00 | 15.48K |
VANGUARD VALUE ETFDFND | ETF | 246.16K | SH | $36.80M 6.31% | 4.75K | 0.00 | 3.35K |
SPDR PORTFOLIO S&P 500 GROWTH ETFDFND | ETF | 334.02K | SH | $21.73M 3.73% | 84.89K | 0.00 | 25.22K |
VANGUARD RUSSELL 1000 VALUE ETFDFND | ETF | 208.40K | SH | $15.12M 2.59% | 0.00 | 0.00 | 603.00 |
VANGUARD GROWTH ETFDFND | ETF | 46.91K | SH | $14.58M 2.50% | 4.95K | 0.00 | 4.16K |
SPDR PORTFOLIO S&P 600 SMALL CAP ETFDFND | ETF | 338.17K | SH | $14.26M 2.45% | 2.41K | 0.00 | 6.48K |
VANGUARD RUSSELL 1000 GROWTH ETFDFND | ETF | 174.90K | SH | $13.65M 2.34% | 0.00 | 0.00 | 390.00 |
JPMORGAN EQUITY PREMIUM INCOME ETFDFND | ETF | 230.59K | SH | $12.68M 2.17% | 17.31K | 0.00 | 11.59K |
BLACKROCK ULTRA SHORT-TERM BOND ETFDFND | ETF | 210.49K | SH | $10.60M 1.82% | 14.51K | 0.00 | 1.63K |
SPDR PORTFOLIO S&P 400 MID CAP ETFDFND | ETF | 214.40K | SH | $10.45M 1.79% | 1.73K | 0.00 | 3.01K |
ISHARES MSCI EAFE VALUE ETFDFND | ETF | 199.35K | SH | $10.39M 1.78% | 3.65K | 0.00 | 5.38K |
VANGUARD MID-CAP VALUE ETFDFND | ETF | 93.94K | SH | $10.18M 1.75% | 4.09K | 0.00 | 26.93K |
SPDR PORTFOLIO LONG TERM TREASURY ETFDFND | ETF | 334.09K | SH | $9.70M 1.66% | 0.00 | 0.00 | 153.00 |
MICROSOFT CORP COMDFND | Stock | 24.84K | SH | $9.34M 1.60% | 22.73K | 0.00 | 2.07K |
SPDR PORTFOLIO S&P 500 ETFDFND | ETF | 156.06K | SH | $8.72M 1.50% | 11.57K | 0.00 | 14.97K |
AMPLIFY CWP ENHANCED DIVIDEND INCOME ETFDFND | ETF | 237.06K | SH | $8.66M 1.49% | 17.56K | 0.00 | 10.04K |
JPMorgan Nasdaq Equity Premium Income ETFDFND | ETF | 157.31K | SH | $7.85M 1.35% | 11.88K | 0.00 | 8.51K |
LOWES COS INC COMDFND | Stock | 29.93K | SH | $6.66M 1.14% | 26.90K | 0.00 | 2.98K |
SPDR S&P 500 ETF TRUSTDFND | ETF | 14K | SH | $6.66M 1.14% | 11.97K | 0.00 | 207.00 |
APPLE INC COMDFND | Stock | 34.20K | SH | $6.58M 1.13% | 30.40K | 0.00 | 3.78K |
MERCK & CO INC COMDFND | Stock | 60.05K | SH | $6.55M 1.12% | 53.84K | 0.00 | 6.14K |
WisdomTree Floating Rate Treasury FundDFND | ETF | 127.19K | SH | $6.39M 1.10% | 108.34K | 0.00 | 17.11K |
iShares U.S. Technology ETFDFND | ETF | 50.72K | SH | $6.23M 1.07% | 41.88K | 0.00 | 8.84K |
CVS HEALTH CORP COMDFND | Stock | 73.02K | SH | $5.77M 0.99% | 65.25K | 0.00 | 7.65K |
QUALCOMM INC COMDFND | Stock | 38.22K | SH | $5.53M 0.95% | 34.33K | 0.00 | 3.83K |
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