CARAHER SCOTT C.

PrivateCIK: 1521119

Location

CHICAGO, IL

CARAHER SCOTT C.

→NUVEEN FLOATING RATE INCOME FUND

Apr 24, 2026·Apr 24, 2026

2 txn

CARAHER SCOTT C.

→NUVEEN CREDIT STRATEGIES INCOME FUND

Apr 24, 2026·Apr 24, 2026

2 txn

SIFFERMANN WILLIAM A

→NUVEEN CREDIT STRATEGIES INCOME FUND

May 6, 2025·May 6, 2025

1 txn

CARAHER SCOTT C.

→NUVEEN CREDIT STRATEGIES INCOME FUND

May 6, 2025·May 6, 2025

1 txn

CARAHER SCOTT C.

→NUVEEN FLOATING RATE INCOME FUND

Apr 10, 2025·Apr 10, 2025

1 txn

CARAHER SCOTT C.

→NUVEEN FLOATING RATE INCOME FUND

Mar 24, 2025·Mar 24, 2025

1 txn

CARAHER SCOTT C.

→NUVEEN FLOATING RATE INCOME FUND

Feb 27, 2025·Feb 27, 2025

2 txn

TOTH TERENCE J

→NUVEEN FLOATING RATE INCOME FUND

Feb 27, 2025·Feb 27, 2025

2 txn

THORNTON MATTHEW III

→NUVEEN FLOATING RATE INCOME FUND

Feb 27, 2025·Feb 27, 2025

2 txn

PERRY MICHAEL A

→NUVEEN FLOATING RATE INCOME FUND

Mar 11, 2024·Mar 11, 2024

2 txn

THORNTON MATTHEW III

→NUVEEN FLOATING RATE INCOME FUND

Dec 15, 2023·Dec 15, 2023

1 txn

CARAHER SCOTT C.

→NUVEEN CREDIT STRATEGIES INCOME FUND

Oct 4, 2023·Oct 4, 2023

1 txn

CARAHER SCOTT C.

→NUVEEN FLOATING RATE INCOME FUND

Oct 4, 2023·Oct 4, 2023

1 txn

CARAHER SCOTT C.

→NUVEEN FLOATING RATE INCOME FUND

Sep 29, 2023·Sep 29, 2023

1 txn

CARAHER SCOTT C.

→NUVEEN FLOATING RATE INCOME FUND

Sep 27, 2023·Sep 27, 2023

2 txn

CARAHER SCOTT C.

→NUVEEN FLOATING RATE INCOME FUND

Aug 2, 2023·Aug 2, 2023

2 txn

CARAHER SCOTT C.

→NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND

Nov 22, 2022·Nov 22, 2022

1 txn

CARAHER SCOTT C.

→NUVEEN SENIOR INCOME FUND

Nov 22, 2022·Nov 22, 2022

1 txn

CARAHER SCOTT C.

→NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND

May 13, 2022·May 13, 2022

1 txn

SABA CAPITAL MANAGEMENT, L.P.

→NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND

May 6, 2022·May 6, 2022

2 txn

SABA CAPITAL MANAGEMENT, L.P.

→NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND

May 3, 2022·May 3, 2022

2 txn

CARAHER SCOTT C.

→NUVEEN SENIOR INCOME FUND

Feb 25, 2022·Feb 25, 2022

1 txn

CARAHER SCOTT C.

→NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND

Feb 25, 2022·Feb 25, 2022

1 txn

SABA CAPITAL MANAGEMENT, L.P.

→NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND

May 13, 2021·May 13, 2021

3 txn

SABA CAPITAL MANAGEMENT, L.P.

→NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND

May 10, 2021·May 10, 2021

2 txn

Page 1 of 4 · 94 total

Filer	Form	Target	Filed	Activity
CARAHER SCOTT C.CIK · 1521119	4 Trade	NUVEEN FLOATING RATE INCOME FUNDCIK · 1276533	Apr 24, 2026 Apr 24, 2026	2txn
CARAHER SCOTT C.CIK · 1521119	4 Trade	NUVEEN CREDIT STRATEGIES INCOME FUNDCIK · 1227476	Apr 24, 2026 Apr 24, 2026	2txn
SIFFERMANN WILLIAM ACIK · 1714150	4 Trade	NUVEEN CREDIT STRATEGIES INCOME FUNDCIK · 1227476	May 6, 2025 May 6, 2025	1txn
CARAHER SCOTT C.CIK · 1521119	4 Trade	NUVEEN CREDIT STRATEGIES INCOME FUNDCIK · 1227476	May 6, 2025 May 6, 2025	1txn
CARAHER SCOTT C.CIK · 1521119	4 Trade	NUVEEN FLOATING RATE INCOME FUNDCIK · 1276533	Apr 10, 2025 Apr 10, 2025	1txn
CARAHER SCOTT C.CIK · 1521119	4 Trade	NUVEEN FLOATING RATE INCOME FUNDCIK · 1276533	Mar 24, 2025 Mar 24, 2025	1txn
CARAHER SCOTT C.CIK · 1521119	4 Trade	NUVEEN FLOATING RATE INCOME FUNDCIK · 1276533	Feb 27, 2025 Feb 27, 2025	2txn
TOTH TERENCE JCIK · 1277392	4 Trade	NUVEEN FLOATING RATE INCOME FUNDCIK · 1276533	Feb 27, 2025 Feb 27, 2025	2txn
THORNTON MATTHEW IIICIK · 1611473	4 Trade	NUVEEN FLOATING RATE INCOME FUNDCIK · 1276533	Feb 27, 2025 Feb 27, 2025	2txn
PERRY MICHAEL ACIK · 1260775	4 Trade	NUVEEN FLOATING RATE INCOME FUNDCIK · 1276533	Mar 11, 2024 Mar 11, 2024	2txn
THORNTON MATTHEW IIICIK · 1611473	4 Trade	NUVEEN FLOATING RATE INCOME FUNDCIK · 1276533	Dec 15, 2023 Dec 15, 2023	1txn
CARAHER SCOTT C.CIK · 1521119	4 Trade	NUVEEN CREDIT STRATEGIES INCOME FUNDCIK · 1227476	Oct 4, 2023 Oct 4, 2023	1txn
CARAHER SCOTT C.CIK · 1521119	4 Trade	NUVEEN FLOATING RATE INCOME FUNDCIK · 1276533	Oct 4, 2023 Oct 4, 2023	1txn
CARAHER SCOTT C.CIK · 1521119	4 Trade	NUVEEN FLOATING RATE INCOME FUNDCIK · 1276533	Sep 29, 2023 Sep 29, 2023	1txn
CARAHER SCOTT C.CIK · 1521119	4 Trade	NUVEEN FLOATING RATE INCOME FUNDCIK · 1276533	Sep 27, 2023 Sep 27, 2023	2txn
CARAHER SCOTT C.CIK · 1521119	4 Trade	NUVEEN FLOATING RATE INCOME FUNDCIK · 1276533	Aug 2, 2023 Aug 2, 2023	2txn
CARAHER SCOTT C.CIK · 1521119	4 Trade	NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUNDCIK · 1509253	Nov 22, 2022 Nov 22, 2022	1txn
CARAHER SCOTT C.CIK · 1521119	4 Trade	NUVEEN SENIOR INCOME FUNDCIK · 1093428	Nov 22, 2022 Nov 22, 2022	1txn
CARAHER SCOTT C.CIK · 1521119	4 Trade	NUVEEN FLOATING RATE INCOME OPPORTUNITY FUNDCIK · 1289213	May 13, 2022 May 13, 2022	1txn
SABA CAPITAL MANAGEMENT, L.P.CIK · 1510281	4 Trade	NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUNDCIK · 1509253	May 6, 2022 May 6, 2022	2txn
SABA CAPITAL MANAGEMENT, L.P.CIK · 1510281	4 Trade	NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUNDCIK · 1509253	May 3, 2022 May 3, 2022	2txn
CARAHER SCOTT C.CIK · 1521119	4 Trade	NUVEEN SENIOR INCOME FUNDCIK · 1093428	Feb 25, 2022 Feb 25, 2022	1txn
CARAHER SCOTT C.CIK · 1521119	4 Trade	NUVEEN FLOATING RATE INCOME OPPORTUNITY FUNDCIK · 1289213	Feb 25, 2022 Feb 25, 2022	1txn
SABA CAPITAL MANAGEMENT, L.P.CIK · 1510281	4 Trade	NUVEEN FLOATING RATE INCOME OPPORTUNITY FUNDCIK · 1289213	May 13, 2021 May 13, 2021	3txn
SABA CAPITAL MANAGEMENT, L.P.CIK · 1510281	4 Trade	NUVEEN FLOATING RATE INCOME OPPORTUNITY FUNDCIK · 1289213	May 10, 2021 May 10, 2021	2txn

Page 1 of 4 · 94 total