DALLAS, TX
CAPITAL SOUTHWEST CORPCSWC— Latest position per institution from SEC 13F filings
15
Institutional holders
12.77M
Total shares held
289.98M
Estimated value
638.44K
Avg. position size
VAN ECK ASSOCIATES CORP
CIK 869178
Shares
1.53M
Value
36.29M
Filed
Jun 30, 2026
UBS GROUP AG
CIK 1610520
Shares
1.22M
Value
28.96M
Filed
Jun 30, 2026
TWO SIGMA INVESTMENTS, LP
CIK 1179392
Shares
1.18M
Value
28.06M
Filed
Jun 30, 2026
TWO SIGMA ADVISERS, LP
CIK 1478735
Shares
1.06M
Value
23.54M
Filed
Dec 31, 2025
SOUND INCOME STRATEGIES, LLC
CIK 1730960
Shares
876.05K
Value
20.80M
Filed
Sep 30, 2026
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
CIK 1238990
Shares
686.51K
Value
15.32M
Filed
Mar 31, 2025
SANDERS MORRIS HARRIS LLC
CIK 1053994
Shares
665.69K
Value
15.40M
Filed
Sep 30, 2026
EMPOWERED FUNDS, LLC
CIK 1592828
Shares
525.70K
Value
12.50M
Filed
Jun 30, 2026
EMPIRICAL FINANCE, LLC
CIK 1572838
Shares
525.50K
Value
12.49M
Filed
Jun 30, 2026
LEGAL & GENERAL GROUP PLC
CIK 764068
Shares
499.71K
Value
11.89M
Filed
Jun 30, 2026
CETERA INVESTMENT ADVISERS
CIK 1666741
Shares
490.93K
Value
11.67M
Filed
Jun 30, 2026
MUZINICH & CO., INC.
CIK 1618824
Shares
453.11K
Value
10.48M
Filed
Sep 30, 2026
ENVESTNET ASSET MANAGEMENT INC
CIK 1407543
Shares
417.57K
Value
9.93M
Filed
Jun 30, 2026
HARBOR CAPITAL ADVISORS, INC.
CIK 1039128
Shares
403.83K
Value
9.01K
Filed
Mar 31, 2025
LPL FINANCIAL LLC
CIK 1403438
Shares
402.58K
Value
9.57M
Filed
Jun 30, 2026
COLUMBUS MACRO, LLC
CIK 1727269
Shares
398.05K
Value
9.21M
Filed
Sep 30, 2026
FRANKLIN TEMPLETON INC
CIK 38777
Shares
379.69K
Value
9.03M
Filed
Jun 30, 2026
MELIA WEALTH LLC
CIK 1964047
Shares
377.76K
Value
8.98M
Filed
Jun 30, 2026
TECTONIC ADVISORS LLC
CIK 1859918
Shares
377.52K
Value
8.73M
Filed
Sep 30, 2026
BLACKROCK, INC.
CIK 2012383
Shares
300.38K
Value
7.14M
Filed
Jun 30, 2026
| # | Institution | CIK | Shares | Est. Value | Period |
|---|---|---|---|---|---|
| 1 | VAN ECK ASSOCIATES CORP | 869178 | 1.53M | 36.29M | Jun 30, 2026 |
| 2 | UBS GROUP AG | 1610520 | 1.22M | 28.96M | Jun 30, 2026 |
| 3 | TWO SIGMA INVESTMENTS, LP | 1179392 | 1.18M | 28.06M | Jun 30, 2026 |
| 4 | TWO SIGMA ADVISERS, LP | 1478735 | 1.06M | 23.54M | Dec 31, 2025 |
| 5 | SOUND INCOME STRATEGIES, LLC | 1730960 | 876.05K | 20.80M | Sep 30, 2026 |
| 6 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1238990 | 686.51K | 15.32M | Mar 31, 2025 |
| 7 | SANDERS MORRIS HARRIS LLC | 1053994 | 665.69K | 15.40M | Sep 30, 2026 |
| 8 | EMPOWERED FUNDS, LLC | 1592828 | 525.70K | 12.50M | Jun 30, 2026 |
| 9 | EMPIRICAL FINANCE, LLC | 1572838 | 525.50K | 12.49M | Jun 30, 2026 |
| 10 | LEGAL & GENERAL GROUP PLC | 764068 | 499.71K | 11.89M | Jun 30, 2026 |
| 11 | CETERA INVESTMENT ADVISERS | 1666741 | 490.93K | 11.67M | Jun 30, 2026 |
| 12 | MUZINICH & CO., INC. | 1618824 | 453.11K | 10.48M | Sep 30, 2026 |
| 13 | ENVESTNET ASSET MANAGEMENT INC | 1407543 | 417.57K | 9.93M | Jun 30, 2026 |
| 14 | HARBOR CAPITAL ADVISORS, INC. | 1039128 | 403.83K | 9.01K | Mar 31, 2025 |
| 15 | LPL FINANCIAL LLC | 1403438 | 402.58K | 9.57M | Jun 30, 2026 |
| 16 | COLUMBUS MACRO, LLC | 1727269 | 398.05K | 9.21M | Sep 30, 2026 |
| 17 | FRANKLIN TEMPLETON INC | 38777 | 379.69K | 9.03M | Jun 30, 2026 |
| 18 | MELIA WEALTH LLC | 1964047 | 377.76K | 8.98M | Jun 30, 2026 |
| 19 | TECTONIC ADVISORS LLC | 1859918 | 377.52K | 8.73M | Sep 30, 2026 |
| 20 | BLACKROCK, INC. | 2012383 | 300.38K | 7.14M | Jun 30, 2026 |
Data sourced from SEC Form 13F institutional holdings reports. Positions reflect the most recent filing per institution.