CAPITAL FINANCIAL GROUP INC\CO\ /ADV

PrivateCIK: 1061555
Location

LITTLETON, CO

106
Positions
$182.04M
Total AUM (reported)
2.86M
Total Shares

Allocation by class

TOTAL AUM$182.04M106 positions
COM$55.27M30.4%
STATE STREET SPD$27.81M15.3%
ACTIVEBETA INT$12.65M7.0%
MSCI USA MIN VOL$12.18M6.7%
CORE S&P MCP ETF$5.07M2.8%
ACTIVEBETA US$4.96M2.7%
SMITH OPPORT FXD$4.89M2.7%

Portfolio Concentration

Top 323.0%4–1018.8%11–2524.1%Rest34.0%TOP 1041.8%0%100%
Top 3$41.86M23.0%
4–10$34.31M18.8%
11–25$43.91M24.1%
Rest$61.95M34.0%

Top 3 weight

23.0%

Top 10 weight

41.8%

Voting Authority Distribution

Total shares with voting rights: 2.86M

Sole

Full voting authority

9.75K

shares

% of voting shares0.3%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

2.85M

shares

% of voting shares99.7%

Investment Discretion (by position count)

Sole106
Shared0
Other0
Dominant voting typeNone · 99.7% of voting shares
Institutional Holdings106
Rows:

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares222.52K
TypeSH
Market value$17.03M
9.36%
Sole
178.00
Shared
0.00
None
222.34K

GOLDMAN SACHS ETF TR

SOLE
ACTIVEBETA INT
Shares293.39K
TypeSH
Market value$12.65M
6.95%
Sole
321.00
Shared
0.00
None
293.07K

ISHARES TR

SOLE
MSCI USA MIN VOL
Shares131.29K
TypeSH
Market value$12.18M
6.69%
Sole
152.00
Shared
0.00
None
131.14K

SPDR INDEX SHS FDS

SOLE
STATE STREET SPD
Shares127.41K
TypeSH
Market value$5.98M
3.28%
Sole
130.00
Shared
0.00
None
127.28K

ISHARES TR

SOLE
CORE S&P MCP ETF
Shares75.06K
TypeSH
Market value$5.07M
2.78%
Sole
75.00
Shared
0.00
None
74.98K

GOLDMAN SACHS ETF TR

SOLE
ACTIVEBETA US
Shares66.58K
TypeSH
Market value$4.96M
2.73%
Sole
66.00
Shared
0.00
None
66.52K

FIRST TR EXCHNG TRADED FD VI

SOLE
SMITH OPPORT FXD
Shares112.25K
TypeSH
Market value$4.89M
2.69%
Sole
627.00
Shared
0.00
None
111.63K

APPLE INC

SOLE
COM
Shares18.95K
TypeSH
Market value$4.81M
2.64%
Sole
115.00
Shared
0.00
None
18.84K

JPMORGAN CHASE & CO

SOLE
COM
Shares15.47K
TypeSH
Market value$4.55M
2.50%
Sole
92.00
Shared
0.00
None
15.38K

GOLDMAN SACHS ETF TR

SOLE
ACCESS INVT GR
Shares88.38K
TypeSH
Market value$4.05M
2.22%
Sole
471.00
Shared
0.00
None
87.91K

GOLDMAN SACHS ETF TR

SOLE
ACCES TREASURY
Shares40.02K
TypeSH
Market value$4.01M
2.20%
Sole
22.00
Shared
0.00
None
40K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares151.57K
TypeSH
Market value$3.88M
2.13%
Sole
127.00
Shared
0.00
None
151.44K

JOHNSON & JOHNSON

SOLE
COM
Shares15.66K
TypeSH
Market value$3.83M
2.10%
Sole
158.00
Shared
0.00
None
15.50K

SSGA ACTIVE ETF TR

SOLE
STATE STREET DOU
Shares86.20K
TypeSH
Market value$3.42M
1.88%
Sole
40.00
Shared
0.00
None
86.17K

FIRST TR EXCHANGE TRADED FD

SOLE
SMID RISNG ETF
Shares75.43K
TypeSH
Market value$2.97M
1.63%
Sole
130.00
Shared
0.00
None
75.30K

WORLD GOLD TR

SOLE
SPDR GLD MINIS
Shares31.54K
TypeSH
Market value$2.92M
1.61%
Sole
300.00
Shared
0.00
None
31.24K

FIRST TR EXCH TRADED FD III

SOLE
MANAGD MUN ETF
Shares56.52K
TypeSH
Market value$2.86M
1.57%
Sole
0.00
Shared
0.00
None
56.52K

ISHARES TR

SOLE
IBOXX INV CP ETF
Shares26.15K
TypeSH
Market value$2.85M
1.57%
Sole
116.00
Shared
0.00
None
26.04K

CHEVRON CORPORATION

SOLE
COM
Shares13.23K
TypeSH
Market value$2.74M
1.50%
Sole
108.00
Shared
0.00
None
13.12K

ISHARES TR

SOLE
CORE US AGGBD ET
Shares27.48K
TypeSH
Market value$2.73M
1.50%
Sole
300.00
Shared
0.00
None
27.18K

NEWMONT CORP

SOLE
COM
Shares24.45K
TypeSH
Market value$2.65M
1.45%
Sole
300.00
Shared
0.00
None
24.15K

EXXON MOBIL CORP

SOLE
COM
Shares15.40K
TypeSH
Market value$2.61M
1.43%
Sole
121.00
Shared
0.00
None
15.28K

LOCKHEED MARTIN CORP

SOLE
COM
Shares3.91K
TypeSH
Market value$2.36M
1.30%
Sole
39.00
Shared
0.00
None
3.87K

NOVARTIS AG

SOLE
SPONSORED ADR
Shares13.50K
TypeSH
Market value$2.06M
1.13%
Sole
125.00
Shared
0.00
None
13.38K

RBB FD INC

SOLE
F/M US TREASURY
Shares40.33K
TypeSH
Market value$2.01M
1.10%
Sole
375.00
Shared
0.00
None
39.95K
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