Filed: 4/27/2026ACC: 0002085853-26-000509
📋 What this filing means
CAPITAL FINANCIAL GROUP INC\CO\ /ADV filed this quarterly 13F‑HR report disclosing 106 equity positions with a total reported market value of $182.04M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
106
Positions
$182.04M
Total AUM (reported)
2.86M
Total Shares
Allocation by class
COM$55.27M30.4%
STATE STREET SPD$27.81M15.3%
ACTIVEBETA INT$12.65M7.0%
MSCI USA MIN VOL$12.18M6.7%
CORE S&P MCP ETF$5.07M2.8%
ACTIVEBETA US$4.96M2.7%
SMITH OPPORT FXD$4.89M2.7%
Portfolio Concentration
Top 3$41.86M23.0%
4–10$34.31M18.8%
11–25$43.91M24.1%
Rest$61.95M34.0%
Top 3 weight
23.0%
Top 10 weight
41.8%
Voting Authority Distribution
Total shares with voting rights: 2.86M
Sole
Full voting authority
9.75K
shares
% of voting shares0.3%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.85M
shares
% of voting shares99.7%
Investment Discretion (by position count)
Sole106
Shared0
Other0
Dominant voting typeNone · 99.7% of voting shares
Institutional Holdings106
Rows:
SPDR SERIES TRUST
SOLEShares222.52K
TypeSH
Market value$17.03M
9.36%
Sole
178.00
Shared
0.00
None
222.34K
GOLDMAN SACHS ETF TR
SOLEShares293.39K
TypeSH
Market value$12.65M
6.95%
Sole
321.00
Shared
0.00
None
293.07K
ISHARES TR
SOLEShares131.29K
TypeSH
Market value$12.18M
6.69%
Sole
152.00
Shared
0.00
None
131.14K
SPDR INDEX SHS FDS
SOLEShares127.41K
TypeSH
Market value$5.98M
3.28%
Sole
130.00
Shared
0.00
None
127.28K
ISHARES TR
SOLEShares75.06K
TypeSH
Market value$5.07M
2.78%
Sole
75.00
Shared
0.00
None
74.98K
GOLDMAN SACHS ETF TR
SOLEShares66.58K
TypeSH
Market value$4.96M
2.73%
Sole
66.00
Shared
0.00
None
66.52K
FIRST TR EXCHNG TRADED FD VI
SOLEShares112.25K
TypeSH
Market value$4.89M
2.69%
Sole
627.00
Shared
0.00
None
111.63K
APPLE INC
SOLEShares18.95K
TypeSH
Market value$4.81M
2.64%
Sole
115.00
Shared
0.00
None
18.84K
JPMORGAN CHASE & CO
SOLEShares15.47K
TypeSH
Market value$4.55M
2.50%
Sole
92.00
Shared
0.00
None
15.38K
GOLDMAN SACHS ETF TR
SOLEShares88.38K
TypeSH
Market value$4.05M
2.22%
Sole
471.00
Shared
0.00
None
87.91K
GOLDMAN SACHS ETF TR
SOLEShares40.02K
TypeSH
Market value$4.01M
2.20%
Sole
22.00
Shared
0.00
None
40K
SPDR SERIES TRUST
SOLEShares151.57K
TypeSH
Market value$3.88M
2.13%
Sole
127.00
Shared
0.00
None
151.44K
JOHNSON & JOHNSON
SOLEShares15.66K
TypeSH
Market value$3.83M
2.10%
Sole
158.00
Shared
0.00
None
15.50K
SSGA ACTIVE ETF TR
SOLEShares86.20K
TypeSH
Market value$3.42M
1.88%
Sole
40.00
Shared
0.00
None
86.17K
FIRST TR EXCHANGE TRADED FD
SOLEShares75.43K
TypeSH
Market value$2.97M
1.63%
Sole
130.00
Shared
0.00
None
75.30K
WORLD GOLD TR
SOLEShares31.54K
TypeSH
Market value$2.92M
1.61%
Sole
300.00
Shared
0.00
None
31.24K
FIRST TR EXCH TRADED FD III
SOLEShares56.52K
TypeSH
Market value$2.86M
1.57%
Sole
0.00
Shared
0.00
None
56.52K
ISHARES TR
SOLEShares26.15K
TypeSH
Market value$2.85M
1.57%
Sole
116.00
Shared
0.00
None
26.04K
CHEVRON CORPORATION
SOLEShares13.23K
TypeSH
Market value$2.74M
1.50%
Sole
108.00
Shared
0.00
None
13.12K
ISHARES TR
SOLEShares27.48K
TypeSH
Market value$2.73M
1.50%
Sole
300.00
Shared
0.00
None
27.18K
NEWMONT CORP
SOLEShares24.45K
TypeSH
Market value$2.65M
1.45%
Sole
300.00
Shared
0.00
None
24.15K
EXXON MOBIL CORP
SOLEShares15.40K
TypeSH
Market value$2.61M
1.43%
Sole
121.00
Shared
0.00
None
15.28K
LOCKHEED MARTIN CORP
SOLEShares3.91K
TypeSH
Market value$2.36M
1.30%
Sole
39.00
Shared
0.00
None
3.87K
NOVARTIS AG
SOLEShares13.50K
TypeSH
Market value$2.06M
1.13%
Sole
125.00
Shared
0.00
None
13.38K
RBB FD INC
SOLEShares40.33K
TypeSH
Market value$2.01M
1.10%
Sole
375.00
Shared
0.00
None
39.95K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 222.52K | SH | $17.03M 9.36% | 178.00 | 0.00 | 222.34K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA INT | 293.39K | SH | $12.65M 6.95% | 321.00 | 0.00 | 293.07K |
ISHARES TRSOLE | MSCI USA MIN VOL | 131.29K | SH | $12.18M 6.69% | 152.00 | 0.00 | 131.14K |
SPDR INDEX SHS FDSSOLE | STATE STREET SPD | 127.41K | SH | $5.98M 3.28% | 130.00 | 0.00 | 127.28K |
ISHARES TRSOLE | CORE S&P MCP ETF | 75.06K | SH | $5.07M 2.78% | 75.00 | 0.00 | 74.98K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US | 66.58K | SH | $4.96M 2.73% | 66.00 | 0.00 | 66.52K |
FIRST TR EXCHNG TRADED FD VISOLE | SMITH OPPORT FXD | 112.25K | SH | $4.89M 2.69% | 627.00 | 0.00 | 111.63K |
APPLE INCSOLE | COM | 18.95K | SH | $4.81M 2.64% | 115.00 | 0.00 | 18.84K |
JPMORGAN CHASE & COSOLE | COM | 15.47K | SH | $4.55M 2.50% | 92.00 | 0.00 | 15.38K |
GOLDMAN SACHS ETF TRSOLE | ACCESS INVT GR | 88.38K | SH | $4.05M 2.22% | 471.00 | 0.00 | 87.91K |
GOLDMAN SACHS ETF TRSOLE | ACCES TREASURY | 40.02K | SH | $4.01M 2.20% | 22.00 | 0.00 | 40K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 151.57K | SH | $3.88M 2.13% | 127.00 | 0.00 | 151.44K |
JOHNSON & JOHNSONSOLE | COM | 15.66K | SH | $3.83M 2.10% | 158.00 | 0.00 | 15.50K |
SSGA ACTIVE ETF TRSOLE | STATE STREET DOU | 86.20K | SH | $3.42M 1.88% | 40.00 | 0.00 | 86.17K |
FIRST TR EXCHANGE TRADED FDSOLE | SMID RISNG ETF | 75.43K | SH | $2.97M 1.63% | 130.00 | 0.00 | 75.30K |
WORLD GOLD TRSOLE | SPDR GLD MINIS | 31.54K | SH | $2.92M 1.61% | 300.00 | 0.00 | 31.24K |
FIRST TR EXCH TRADED FD IIISOLE | MANAGD MUN ETF | 56.52K | SH | $2.86M 1.57% | 0.00 | 0.00 | 56.52K |
ISHARES TRSOLE | IBOXX INV CP ETF | 26.15K | SH | $2.85M 1.57% | 116.00 | 0.00 | 26.04K |
CHEVRON CORPORATIONSOLE | COM | 13.23K | SH | $2.74M 1.50% | 108.00 | 0.00 | 13.12K |
ISHARES TRSOLE | CORE US AGGBD ET | 27.48K | SH | $2.73M 1.50% | 300.00 | 0.00 | 27.18K |
NEWMONT CORPSOLE | COM | 24.45K | SH | $2.65M 1.45% | 300.00 | 0.00 | 24.15K |
EXXON MOBIL CORPSOLE | COM | 15.40K | SH | $2.61M 1.43% | 121.00 | 0.00 | 15.28K |
LOCKHEED MARTIN CORPSOLE | COM | 3.91K | SH | $2.36M 1.30% | 39.00 | 0.00 | 3.87K |
NOVARTIS AGSOLE | SPONSORED ADR | 13.50K | SH | $2.06M 1.13% | 125.00 | 0.00 | 13.38K |
RBB FD INCSOLE | F/M US TREASURY | 40.33K | SH | $2.01M 1.10% | 375.00 | 0.00 | 39.95K |
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