CAPITAL ADVANTAGE, INC.

PrivateCIK: 1628896

Location

WALNUT CREEK, CA

158

Positions

$834.12M

Total AUM (reported)

11.21M

Total Shares

Allocation by class

SHOR DURA BD ETF$104.92M12.6%

COM$83.53M10.0%

FUNDAMENTAL INTL$58.61M7.0%

INTL HIGH ETF$41.81M5.0%

INTL DVD ETF$40.58M4.9%

ULTRA SHORT DUR$37.10M4.4%

MRNGSTR VAL ETF$31.44M3.8%

Portfolio Concentration

Top 3$205.35M24.6%

4–10$219.66M26.3%

11–25$229.44M27.5%

Rest$179.66M21.5%

Top 3 weight

24.6%

Top 10 weight

51.0%

Voting Authority Distribution

Total shares with voting rights: 11.21M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

11.21M

% of voting shares100.0%

Investment Discretion (by position count)

Sole158

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings158

Rows:

ISHARES U S ETF TR

SOLE

SHOR DURA BD ETF

Shares2.10M

TypeSH

Market value$104.92M

12.58%

Sole

0.00

Shared

0.00

None

2.10M

SCHWAB STRATEGIC TR

SOLE

FUNDAMENTAL INTL

Shares1.09M

TypeSH

Market value$58.61M

7.03%

Sole

0.00

Shared

0.00

None

1.09M

VANGUARD WHITEHALL FDS

SOLE

INTL HIGH ETF

Shares413.46K

TypeSH

Market value$41.81M

5.01%

Sole

0.00

Shared

0.00

None

413.46K

VANGUARD WHITEHALL FDS

SOLE

INTL DVD ETF

Shares429.79K

TypeSH

Market value$40.58M

4.87%

Sole

0.00

Shared

0.00

None

429.79K

ISHARES TR

SOLE

ULTRA SHORT DUR

Shares736.20K

TypeSH

Market value$37.10M

4.45%

Sole

0.00

Shared

0.00

None

736.20K

VANGUARD WORLD FD

SOLE

MRNGSTR VAL ETF

Shares193.11K

TypeSH

Market value$31.11M

3.73%

Sole

0.00

Shared

0.00

None

193.11K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares877.11K

TypeSH

Market value$28.53M

3.42%

Sole

0.00

Shared

0.00

None

877.11K

VANGUARD WORLD FD

SOLE

HEALTH CAR ETF

Shares88.14K

TypeSH

Market value$27.86M

3.34%

Sole

0.00

Shared

0.00

None

88.14K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares117.42K

TypeSH

Market value$27.39M

3.28%

Sole

0.00

Shared

0.00

None

117.42K

ISHARES TR

SOLE

0-5 YR TIPS ETF

Shares271.64K

TypeSH

Market value$27.08M

3.25%

Sole

0.00

Shared

0.00

None

271.64K

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREAT UNIT

Shares541.82K

TypeSH

Market value$26.47M

3.17%

Sole

0.00

Shared

0.00

None

541.82K

SPDR SERIES TRUST

SOLE

ST STR P500ETF

Shares246.96K

TypeSH

Market value$22.17M

2.66%

Sole

0.00

Shared

0.00

None

246.96K

SELECT SECTOR SPDR TR

SOLE

ST STR FINL ETF

Shares395.55K

TypeSH

Market value$21.12M

2.53%

Sole

0.00

Shared

0.00

None

395.55K

VANGUARD BD INDEX FDS

SOLE

VANGUARD ULTRA

Shares414.21K

TypeSH

Market value$20.52M

2.46%

Sole

0.00

Shared

0.00

None

414.21K

APPLE INC

SOLE

COM

Shares54.89K

TypeSH

Market value$18.28M

2.19%

Sole

0.00

Shared

0.00

None

54.89K

VANGUARD WORLD FD

SOLE

INDUSTRIAL ETF

Shares51.96K

TypeSH

Market value$16.65M

2.00%

Sole

0.00

Shared

0.00

None

51.96K

VANGUARD WORLD FD

SOLE

MRNGSTR CAP ETF

Shares57.83K

TypeSH

Market value$16.32M

1.96%

Sole

0.00

Shared

0.00

None

57.83K

ISHARES TR

SOLE

TRS FLT RT BD

Shares290.24K

TypeSH

Market value$14.71M

1.76%

Sole

0.00

Shared

0.00

None

290.24K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares488.20K

TypeSH

Market value$13.41M

1.61%

Sole

0.00

Shared

0.00

None

488.20K

VANGUARD INDEX FDS

SOLE

MRNGSTR SML CP V

Shares55.40K

TypeSH

Market value$12.80M

1.53%

Sole

0.00

Shared

0.00

None

55.40K

VANGUARD INDEX FDS

SOLE

MRNGSTR SML CAP

Shares37.08K

TypeSH

Market value$10.55M

1.26%

Sole

0.00

Shared

0.00

None

37.08K

ADVANCED MICRO DEVICES INC

SOLE

COM

Shares15.56K

TypeSH

Market value$9.52M

1.14%

Sole

0.00

Shared

0.00

None

15.56K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares40.81K

TypeSH

Market value$9.07M

1.09%

Sole

0.00

Shared

0.00

None

40.81K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares86.72K

TypeSH

Market value$9.01M

1.08%

Sole

0.00

Shared

0.00

None

86.72K

ISHARES TR

SOLE

EAFE VALUE ETF

Shares111.75K

TypeSH

Market value$8.84M

1.06%

Sole

0.00

Shared

0.00

None

111.75K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES U S ETF TRSOLE	SHOR DURA BD ETF	2.10M	SH	$104.92M 12.58%	2.10M
SCHWAB STRATEGIC TRSOLE	FUNDAMENTAL INTL	1.09M	SH	$58.61M 7.03%	1.09M
VANGUARD WHITEHALL FDSSOLE	INTL HIGH ETF	413.46K	SH	$41.81M 5.01%	413.46K
VANGUARD WHITEHALL FDSSOLE	INTL DVD ETF	429.79K	SH	$40.58M 4.87%	429.79K
ISHARES TRSOLE	ULTRA SHORT DUR	736.20K	SH	$37.10M 4.45%	736.20K
VANGUARD WORLD FDSOLE	MRNGSTR VAL ETF	193.11K	SH	$31.11M 3.73%	193.11K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	877.11K	SH	$28.53M 3.42%	877.11K
VANGUARD WORLD FDSOLE	HEALTH CAR ETF	88.14K	SH	$27.86M 3.34%	88.14K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	117.42K	SH	$27.39M 3.28%	117.42K
ISHARES TRSOLE	0-5 YR TIPS ETF	271.64K	SH	$27.08M 3.25%	271.64K
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREAT UNIT	541.82K	SH	$26.47M 3.17%	541.82K
SPDR SERIES TRUSTSOLE	ST STR P500ETF	246.96K	SH	$22.17M 2.66%	246.96K
SELECT SECTOR SPDR TRSOLE	ST STR FINL ETF	395.55K	SH	$21.12M 2.53%	395.55K
VANGUARD BD INDEX FDSSOLE	VANGUARD ULTRA	414.21K	SH	$20.52M 2.46%	414.21K
APPLE INCSOLE	COM	54.89K	SH	$18.28M 2.19%	54.89K
VANGUARD WORLD FDSOLE	INDUSTRIAL ETF	51.96K	SH	$16.65M 2.00%	51.96K
VANGUARD WORLD FDSOLE	MRNGSTR CAP ETF	57.83K	SH	$16.32M 1.96%	57.83K
ISHARES TRSOLE	TRS FLT RT BD	290.24K	SH	$14.71M 1.76%	290.24K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	488.20K	SH	$13.41M 1.61%	488.20K
VANGUARD INDEX FDSSOLE	MRNGSTR SML CP V	55.40K	SH	$12.80M 1.53%	55.40K
VANGUARD INDEX FDSSOLE	MRNGSTR SML CAP	37.08K	SH	$10.55M 1.26%	37.08K
ADVANCED MICRO DEVICES INCSOLE	COM	15.56K	SH	$9.52M 1.14%	15.56K
ISHARES TRSOLE	MSCI USA QLT FCT	40.81K	SH	$9.07M 1.09%	40.81K
ISHARES TRSOLE	MSCI EAFE ETF	86.72K	SH	$9.01M 1.08%	86.72K
ISHARES TRSOLE	EAFE VALUE ETF	111.75K	SH	$8.84M 1.06%	111.75K

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