CAPITAL ADVANTAGE, INC.

Filed: 10/30/2023ACC: 0001628896-23-000006

📋 What this filing means

CAPITAL ADVANTAGE, INC. filed this quarterly 13F‑HR report disclosing 42 equity positions with a total reported market value of $466.51M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$466.51M

Total AUM (reported)

7.13M

Total Shares

Allocation by class

ETF$422.09M90.5%

EQUITIES$44.42M9.5%

Portfolio Concentration

Top 3$152.47M32.7%

4–10$159.78M34.3%

11–25$138.22M29.6%

Rest$16.04M3.4%

Top 3 weight

32.7%

Top 10 weight

66.9%

Voting Authority Distribution

Total shares with voting rights: 7.13M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

7.13M

% of voting shares100.0%

Investment Discretion (by position count)

Sole42

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings42

Rows:

PS Interest Rate Hedged ETF

SOLE

ETF

Shares807.79K

TypeSH

Market value$59.82M

12.82%

Sole

0.00

Shared

0.00

None

807.79K

Vanguard Intermediate Term Corporate ETF

SOLE

ETF

Shares727.82K

TypeSH

Market value$55.30M

11.85%

Sole

0.00

Shared

0.00

None

727.82K

BlackRock Ultra Short Term Bond ETF

SOLE

ETF

Shares741.44K

TypeSH

Market value$37.35M

8.01%

Sole

0.00

Shared

0.00

None

741.44K

Vanguard International Dividend ETF

SOLE

ETF

Shares429.20K

TypeSH

Market value$30.62M

6.56%

Sole

0.00

Shared

0.00

None

429.20K

VanEck IG Floating Rate ETF

SOLE

ETF

Shares1.01M

TypeSH

Market value$25.46M

5.46%

Sole

0.00

Shared

0.00

None

1.01M

Schwab Fundamental Intl Large Co ETF

SOLE

ETF

Shares787.92K

TypeSH

Market value$24.95M

5.35%

Sole

0.00

Shared

0.00

None

787.92K

Vanguard Health Care ETF

SOLE

ETF

Shares101.40K

TypeSH

Market value$23.84M

5.11%

Sole

0.00

Shared

0.00

None

101.40K

Schwab US Dividend Equity ETF

SOLE

ETF

Shares262.03K

TypeSH

Market value$18.54M

3.97%

Sole

0.00

Shared

0.00

None

262.03K

Vanguard Mid Cap Value ETF

SOLE

ETF

Shares138.94K

TypeSH

Market value$18.20M

3.90%

Sole

0.00

Shared

0.00

None

138.94K

Vanguard Dividend Appreciation ETF

SOLE

ETF

Shares116.99K

TypeSH

Market value$18.18M

3.90%

Sole

0.00

Shared

0.00

None

116.99K

Consumer Staples SPDR ETF

SOLE

ETF

Shares262.39K

TypeSH

Market value$18.06M

3.87%

Sole

0.00

Shared

0.00

None

262.39K

Vanguard Intl High Dividend ETF

SOLE

ETF

Shares281.31K

TypeSH

Market value$17.41M

3.73%

Sole

0.00

Shared

0.00

None

281.31K

Vanguard Mega Cap Value ETF

SOLE

ETF

Shares167.02K

TypeSH

Market value$16.94M

3.63%

Sole

0.00

Shared

0.00

None

167.02K

iShares Floating Rate ETF

SOLE

ETF

Shares298.14K

TypeSH

Market value$15.17M

3.25%

Sole

0.00

Shared

0.00

None

298.14K

iShares Core S&P Small Cap ETF

SOLE

ETF

Shares145.66K

TypeSH

Market value$13.74M

2.95%

Sole

0.00

Shared

0.00

None

145.66K

Vanguard Small Cap Value Index ETF

SOLE

ETF

Shares70.19K

TypeSH

Market value$11.19M

2.40%

Sole

0.00

Shared

0.00

None

70.19K

Apple Inc

SOLE

Equities

Shares57.93K

TypeSH

Market value$9.92M

2.13%

Sole

0.00

Shared

0.00

None

57.93K

Vanguard Mega Cap Blend ETF

SOLE

ETF

Shares45.93K

TypeSH

Market value$6.98M

1.50%

Sole

0.00

Shared

0.00

None

45.93K

Schwab US Mid Cap ETF

SOLE

ETF

Shares80.48K

TypeSH

Market value$5.45M

1.17%

Sole

0.00

Shared

0.00

None

80.48K

Microsoft Corp

SOLE

Equities

Shares17.12K

TypeSH

Market value$5.40M

1.16%

Sole

0.00

Shared

0.00

None

17.12K

Extreme Networks Inc

SOLE

Equities

Shares202.03K

TypeSH

Market value$4.89M

1.05%

Sole

0.00

Shared

0.00

None

202.03K

Workday Inc

SOLE

Equities

Shares20.41K

TypeSH

Market value$4.39M

0.94%

Sole

0.00

Shared

0.00

None

20.41K

Berkshire Hathaway Inc B

SOLE

Equities

Shares10.66K

TypeSH

Market value$3.73M

0.80%

Sole

0.00

Shared

0.00

None

10.66K

Advanced Micro Devices

SOLE

Equities

Shares28.33K

TypeSH

Market value$2.91M

0.62%

Sole

0.00

Shared

0.00

None

28.33K

Exxon Mobil Corp

SOLE

Equities

Shares17.41K

TypeSH

Market value$2.05M

0.44%

Sole

0.00

Shared

0.00

None

17.41K

Issuer	Class	Shares	Type	Value / Portfolio %	None
PS Interest Rate Hedged ETFSOLE	ETF	807.79K	SH	$59.82M 12.82%	807.79K
Vanguard Intermediate Term Corporate ETFSOLE	ETF	727.82K	SH	$55.30M 11.85%	727.82K
BlackRock Ultra Short Term Bond ETFSOLE	ETF	741.44K	SH	$37.35M 8.01%	741.44K
Vanguard International Dividend ETFSOLE	ETF	429.20K	SH	$30.62M 6.56%	429.20K
VanEck IG Floating Rate ETFSOLE	ETF	1.01M	SH	$25.46M 5.46%	1.01M
Schwab Fundamental Intl Large Co ETFSOLE	ETF	787.92K	SH	$24.95M 5.35%	787.92K
Vanguard Health Care ETFSOLE	ETF	101.40K	SH	$23.84M 5.11%	101.40K
Schwab US Dividend Equity ETFSOLE	ETF	262.03K	SH	$18.54M 3.97%	262.03K
Vanguard Mid Cap Value ETFSOLE	ETF	138.94K	SH	$18.20M 3.90%	138.94K
Vanguard Dividend Appreciation ETFSOLE	ETF	116.99K	SH	$18.18M 3.90%	116.99K
Consumer Staples SPDR ETFSOLE	ETF	262.39K	SH	$18.06M 3.87%	262.39K
Vanguard Intl High Dividend ETFSOLE	ETF	281.31K	SH	$17.41M 3.73%	281.31K
Vanguard Mega Cap Value ETFSOLE	ETF	167.02K	SH	$16.94M 3.63%	167.02K
iShares Floating Rate ETFSOLE	ETF	298.14K	SH	$15.17M 3.25%	298.14K
iShares Core S&P Small Cap ETFSOLE	ETF	145.66K	SH	$13.74M 2.95%	145.66K
Vanguard Small Cap Value Index ETFSOLE	ETF	70.19K	SH	$11.19M 2.40%	70.19K
Apple IncSOLE	Equities	57.93K	SH	$9.92M 2.13%	57.93K
Vanguard Mega Cap Blend ETFSOLE	ETF	45.93K	SH	$6.98M 1.50%	45.93K
Schwab US Mid Cap ETFSOLE	ETF	80.48K	SH	$5.45M 1.17%	80.48K
Microsoft CorpSOLE	Equities	17.12K	SH	$5.40M 1.16%	17.12K
Extreme Networks IncSOLE	Equities	202.03K	SH	$4.89M 1.05%	202.03K
Workday IncSOLE	Equities	20.41K	SH	$4.39M 0.94%	20.41K
Berkshire Hathaway Inc BSOLE	Equities	10.66K	SH	$3.73M 0.80%	10.66K
Advanced Micro DevicesSOLE	Equities	28.33K	SH	$2.91M 0.62%	28.33K
Exxon Mobil CorpSOLE	Equities	17.41K	SH	$2.05M 0.44%	17.41K

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