Filed: 5/5/2023ACC: 0001628896-23-000004
📋 What this filing means
CAPITAL ADVANTAGE, INC. filed this quarterly 13F‑HR report disclosing 40 equity positions with a total reported market value of $470.03M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
40
Positions
$470.03M
Total AUM (reported)
7.26M
Total Shares
Allocation by class
ETF$432.16M91.9%
EQUITIES$37.87M8.1%
Portfolio Concentration
Top 3$149.52M31.8%
4–10$168.89M35.9%
11–25$135.90M28.9%
Rest$15.72M3.3%
Top 3 weight
31.8%
Top 10 weight
67.7%
Voting Authority Distribution
Total shares with voting rights: 7.26M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.26M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole40
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings40
Rows:
PS Interest Rate Hedged ETF
SOLEShares1.01M
TypeSH
Market value$71.69M
15.25%
Sole
0.00
Shared
0.00
None
1.01M
BlackRock Ultra Short Term Bond ETF
SOLEShares830.77K
TypeSH
Market value$41.65M
8.86%
Sole
0.00
Shared
0.00
None
830.77K
Vanguard Intermediate Term Corporate ETF
SOLEShares448.87K
TypeSH
Market value$36.19M
7.70%
Sole
0.00
Shared
0.00
None
448.87K
Vanguard International Dividend ETF
SOLEShares426.94K
TypeSH
Market value$31.64M
6.73%
Sole
0.00
Shared
0.00
None
426.94K
VanEck IG Floating Rate ETF
SOLEShares1.02M
TypeSH
Market value$25.31M
5.38%
Sole
0.00
Shared
0.00
None
1.02M
Vanguard Health Care ETF
SOLEShares103.76K
TypeSH
Market value$24.97M
5.31%
Sole
0.00
Shared
0.00
None
103.76K
iShares Floating Rate ETF
SOLEShares485.06K
TypeSH
Market value$24.35M
5.18%
Sole
0.00
Shared
0.00
None
485.06K
Schwab Fundamental Intl Large Co ETF
SOLEShares747.66K
TypeSH
Market value$23.59M
5.02%
Sole
0.00
Shared
0.00
None
747.66K
Schwab US Dividend Equity ETF
SOLEShares268.62K
TypeSH
Market value$19.57M
4.16%
Sole
0.00
Shared
0.00
None
268.62K
Consumer Staples SPDR ETF
SOLEShares259.62K
TypeSH
Market value$19.46M
4.14%
Sole
0.00
Shared
0.00
None
259.62K
Vanguard Mid Cap Value ETF
SOLEShares141.34K
TypeSH
Market value$18.69M
3.98%
Sole
0.00
Shared
0.00
None
141.34K
Vanguard Dividend Appreciation ETF
SOLEShares118.35K
TypeSH
Market value$18.22M
3.88%
Sole
0.00
Shared
0.00
None
118.35K
Vanguard Mega Cap Value ETF
SOLEShares167.52K
TypeSH
Market value$16.96M
3.61%
Sole
0.00
Shared
0.00
None
167.52K
Vanguard Intl High Dividend ETF
SOLEShares257.33K
TypeSH
Market value$16.14M
3.43%
Sole
0.00
Shared
0.00
None
257.33K
iShares Core S&P Small Cap ETF
SOLEShares142.27K
TypeSH
Market value$13.50M
2.87%
Sole
0.00
Shared
0.00
None
142.27K
Vanguard Small Cap Value Index ETF
SOLEShares69.68K
TypeSH
Market value$10.86M
2.31%
Sole
0.00
Shared
0.00
None
69.68K
Apple Inc
SOLEShares59.95K
TypeSH
Market value$9.93M
2.11%
Sole
0.00
Shared
0.00
None
59.95K
Vanguard Mega Cap Blend ETF
SOLEShares41.08K
TypeSH
Market value$5.88M
1.25%
Sole
0.00
Shared
0.00
None
41.08K
Schwab US Mid Cap ETF
SOLEShares79.19K
TypeSH
Market value$5.29M
1.13%
Sole
0.00
Shared
0.00
None
79.19K
Microsoft Corp
SOLEShares16.34K
TypeSH
Market value$4.69M
1.00%
Sole
0.00
Shared
0.00
None
16.34K
Workday Inc
SOLEShares22.41K
TypeSH
Market value$4.54M
0.97%
Sole
0.00
Shared
0.00
None
22.41K
Extreme Networks Inc
SOLEShares202.03K
TypeSH
Market value$3.78M
0.81%
Sole
0.00
Shared
0.00
None
202.03K
Advanced Micro Devices
SOLEShares28.28K
TypeSH
Market value$2.71M
0.58%
Sole
0.00
Shared
0.00
None
28.28K
iShares Russell 2000 ETF
SOLEShares14.85K
TypeSH
Market value$2.60M
0.55%
Sole
0.00
Shared
0.00
None
14.85K
iShares MSCI EAFE Index
SOLEShares29.09K
TypeSH
Market value$2.10M
0.45%
Sole
0.00
Shared
0.00
None
29.09K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PS Interest Rate Hedged ETFSOLE | ETF | 1.01M | SH | $71.69M 15.25% | 0.00 | 0.00 | 1.01M |
BlackRock Ultra Short Term Bond ETFSOLE | ETF | 830.77K | SH | $41.65M 8.86% | 0.00 | 0.00 | 830.77K |
Vanguard Intermediate Term Corporate ETFSOLE | ETF | 448.87K | SH | $36.19M 7.70% | 0.00 | 0.00 | 448.87K |
Vanguard International Dividend ETFSOLE | ETF | 426.94K | SH | $31.64M 6.73% | 0.00 | 0.00 | 426.94K |
VanEck IG Floating Rate ETFSOLE | ETF | 1.02M | SH | $25.31M 5.38% | 0.00 | 0.00 | 1.02M |
Vanguard Health Care ETFSOLE | ETF | 103.76K | SH | $24.97M 5.31% | 0.00 | 0.00 | 103.76K |
iShares Floating Rate ETFSOLE | ETF | 485.06K | SH | $24.35M 5.18% | 0.00 | 0.00 | 485.06K |
Schwab Fundamental Intl Large Co ETFSOLE | ETF | 747.66K | SH | $23.59M 5.02% | 0.00 | 0.00 | 747.66K |
Schwab US Dividend Equity ETFSOLE | ETF | 268.62K | SH | $19.57M 4.16% | 0.00 | 0.00 | 268.62K |
Consumer Staples SPDR ETFSOLE | ETF | 259.62K | SH | $19.46M 4.14% | 0.00 | 0.00 | 259.62K |
Vanguard Mid Cap Value ETFSOLE | ETF | 141.34K | SH | $18.69M 3.98% | 0.00 | 0.00 | 141.34K |
Vanguard Dividend Appreciation ETFSOLE | ETF | 118.35K | SH | $18.22M 3.88% | 0.00 | 0.00 | 118.35K |
Vanguard Mega Cap Value ETFSOLE | ETF | 167.52K | SH | $16.96M 3.61% | 0.00 | 0.00 | 167.52K |
Vanguard Intl High Dividend ETFSOLE | ETF | 257.33K | SH | $16.14M 3.43% | 0.00 | 0.00 | 257.33K |
iShares Core S&P Small Cap ETFSOLE | ETF | 142.27K | SH | $13.50M 2.87% | 0.00 | 0.00 | 142.27K |
Vanguard Small Cap Value Index ETFSOLE | ETF | 69.68K | SH | $10.86M 2.31% | 0.00 | 0.00 | 69.68K |
Apple IncSOLE | Equities | 59.95K | SH | $9.93M 2.11% | 0.00 | 0.00 | 59.95K |
Vanguard Mega Cap Blend ETFSOLE | ETF | 41.08K | SH | $5.88M 1.25% | 0.00 | 0.00 | 41.08K |
Schwab US Mid Cap ETFSOLE | ETF | 79.19K | SH | $5.29M 1.13% | 0.00 | 0.00 | 79.19K |
Microsoft CorpSOLE | Equities | 16.34K | SH | $4.69M 1.00% | 0.00 | 0.00 | 16.34K |
Workday IncSOLE | Equities | 22.41K | SH | $4.54M 0.97% | 0.00 | 0.00 | 22.41K |
Extreme Networks IncSOLE | Equities | 202.03K | SH | $3.78M 0.81% | 0.00 | 0.00 | 202.03K |
Advanced Micro DevicesSOLE | Equities | 28.28K | SH | $2.71M 0.58% | 0.00 | 0.00 | 28.28K |
iShares Russell 2000 ETFSOLE | ETF | 14.85K | SH | $2.60M 0.55% | 0.00 | 0.00 | 14.85K |
iShares MSCI EAFE IndexSOLE | ETF | 29.09K | SH | $2.10M 0.45% | 0.00 | 0.00 | 29.09K |
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