CAPITAL ADVANTAGE, INC.

Filed: 1/24/2023ACC: 0001628896-23-000001

📋 What this filing means

CAPITAL ADVANTAGE, INC. filed this quarterly 13F‑HR report disclosing 38 equity positions with a total reported market value of $445.44M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$445.44M

Total AUM (reported)

7.27M

Total Shares

Allocation by class

ETF$415.21M93.2%

EQUITIES$30.23M6.8%

Portfolio Concentration

Top 3$156.15M35.1%

4–10$164.94M37.0%

11–25$112.62M25.3%

Rest$11.73M2.6%

Top 3 weight

35.1%

Top 10 weight

72.1%

Voting Authority Distribution

Total shares with voting rights: 7.27M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

7.27M

% of voting shares100.0%

Investment Discretion (by position count)

Sole38

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings38

Rows:

PS Interest Rate Hedged ETF

SOLE

ETF

Shares1.01M

TypeSH

Market value$71.89M

16.14%

Sole

0.00

Shared

0.00

None

1.01M

BlackRock Ultra Short Term Bond ETF

SOLE

ETF

Shares950.38K

TypeSH

Market value$47.56M

10.68%

Sole

0.00

Shared

0.00

None

950.38K

iShares Floating Rate ETF

SOLE

ETF

Shares729.21K

TypeSH

Market value$36.70M

8.24%

Sole

0.00

Shared

0.00

None

729.21K

Vanguard International Dividend ETF

SOLE

ETF

Shares437.82K

TypeSH

Market value$30.49M

6.84%

Sole

0.00

Shared

0.00

None

437.82K

VanEck IG Floating Rate ETF

SOLE

ETF

Shares1.10M

TypeSH

Market value$27.32M

6.13%

Sole

0.00

Shared

0.00

None

1.10M

Vanguard Health Care ETF

SOLE

ETF

Shares105.64K

TypeSH

Market value$26.20M

5.88%

Sole

0.00

Shared

0.00

None

105.64K

Schwab Fundamental Intl Large Co ETF

SOLE

ETF

Shares747.63K

TypeSH

Market value$21.73M

4.88%

Sole

0.00

Shared

0.00

None

747.63K

Schwab US Dividend Equity ETF

SOLE

ETF

Shares275.50K

TypeSH

Market value$20.81M

4.67%

Sole

0.00

Shared

0.00

None

275.50K

Vanguard Mid Cap Value ETF

SOLE

ETF

Shares142.58K

TypeSH

Market value$19.28M

4.33%

Sole

0.00

Shared

0.00

None

142.58K

Consumer Staples SPDR ETF

SOLE

ETF

Shares256.18K

TypeSH

Market value$19.10M

4.29%

Sole

0.00

Shared

0.00

None

256.18K

Vanguard Dividend Appreciation ETF

SOLE

ETF

Shares122.88K

TypeSH

Market value$18.66M

4.19%

Sole

0.00

Shared

0.00

None

122.88K

Vanguard Mega Cap Value ETF

SOLE

ETF

Shares170.87K

TypeSH

Market value$17.57M

3.95%

Sole

0.00

Shared

0.00

None

170.87K

Vanguard Intl High Dividend ETF

SOLE

ETF

Shares253.78K

TypeSH

Market value$15.12M

3.39%

Sole

0.00

Shared

0.00

None

253.78K

iShares Core S&P Small Cap ETF

SOLE

ETF

Shares144.96K

TypeSH

Market value$13.72M

3.08%

Sole

0.00

Shared

0.00

None

144.96K

Vanguard Small Cap Value Index ETF

SOLE

ETF

Shares68.20K

TypeSH

Market value$10.83M

2.43%

Sole

0.00

Shared

0.00

None

68.20K

Apple Inc

SOLE

Equities

Shares60.20K

TypeSH

Market value$7.82M

1.76%

Sole

0.00

Shared

0.00

None

60.20K

Vanguard Mega Cap Blend ETF

SOLE

ETF

Shares44.01K

TypeSH

Market value$5.83M

1.31%

Sole

0.00

Shared

0.00

None

44.01K

Schwab US Mid Cap ETF

SOLE

ETF

Shares77.67K

TypeSH

Market value$5.10M

1.14%

Sole

0.00

Shared

0.00

None

77.67K

Microsoft Corp

SOLE

Equities

Shares17.15K

TypeSH

Market value$4.11M

0.92%

Sole

0.00

Shared

0.00

None

17.15K

Extreme Networks Inc

SOLE

Equities

Shares202.03K

TypeSH

Market value$3.70M

0.83%

Sole

0.00

Shared

0.00

None

202.03K

iShares Russell 2000 ETF

SOLE

ETF

Shares14.93K

TypeSH

Market value$2.60M

0.58%

Sole

0.00

Shared

0.00

None

14.93K

Chevron Corp

SOLE

Equities

Shares12.48K

TypeSH

Market value$2.24M

0.50%

Sole

0.00

Shared

0.00

None

12.48K

iShares MSCI EAFE Index

SOLE

ETF

Shares28.88K

TypeSH

Market value$1.90M

0.43%

Sole

0.00

Shared

0.00

None

28.88K

Advanced Micro Devices

SOLE

Equities

Shares28.28K

TypeSH

Market value$1.83M

0.41%

Sole

0.00

Shared

0.00

None

28.28K

Amazon.com Inc.

SOLE

Equities

Shares18.99K

TypeSH

Market value$1.60M

0.36%

Sole

0.00

Shared

0.00

None

18.99K

Issuer	Class	Shares	Type	Value / Portfolio %	None
PS Interest Rate Hedged ETFSOLE	ETF	1.01M	SH	$71.89M 16.14%	1.01M
BlackRock Ultra Short Term Bond ETFSOLE	ETF	950.38K	SH	$47.56M 10.68%	950.38K
iShares Floating Rate ETFSOLE	ETF	729.21K	SH	$36.70M 8.24%	729.21K
Vanguard International Dividend ETFSOLE	ETF	437.82K	SH	$30.49M 6.84%	437.82K
VanEck IG Floating Rate ETFSOLE	ETF	1.10M	SH	$27.32M 6.13%	1.10M
Vanguard Health Care ETFSOLE	ETF	105.64K	SH	$26.20M 5.88%	105.64K
Schwab Fundamental Intl Large Co ETFSOLE	ETF	747.63K	SH	$21.73M 4.88%	747.63K
Schwab US Dividend Equity ETFSOLE	ETF	275.50K	SH	$20.81M 4.67%	275.50K
Vanguard Mid Cap Value ETFSOLE	ETF	142.58K	SH	$19.28M 4.33%	142.58K
Consumer Staples SPDR ETFSOLE	ETF	256.18K	SH	$19.10M 4.29%	256.18K
Vanguard Dividend Appreciation ETFSOLE	ETF	122.88K	SH	$18.66M 4.19%	122.88K
Vanguard Mega Cap Value ETFSOLE	ETF	170.87K	SH	$17.57M 3.95%	170.87K
Vanguard Intl High Dividend ETFSOLE	ETF	253.78K	SH	$15.12M 3.39%	253.78K
iShares Core S&P Small Cap ETFSOLE	ETF	144.96K	SH	$13.72M 3.08%	144.96K
Vanguard Small Cap Value Index ETFSOLE	ETF	68.20K	SH	$10.83M 2.43%	68.20K
Apple IncSOLE	Equities	60.20K	SH	$7.82M 1.76%	60.20K
Vanguard Mega Cap Blend ETFSOLE	ETF	44.01K	SH	$5.83M 1.31%	44.01K
Schwab US Mid Cap ETFSOLE	ETF	77.67K	SH	$5.10M 1.14%	77.67K
Microsoft CorpSOLE	Equities	17.15K	SH	$4.11M 0.92%	17.15K
Extreme Networks IncSOLE	Equities	202.03K	SH	$3.70M 0.83%	202.03K
iShares Russell 2000 ETFSOLE	ETF	14.93K	SH	$2.60M 0.58%	14.93K
Chevron CorpSOLE	Equities	12.48K	SH	$2.24M 0.50%	12.48K
iShares MSCI EAFE IndexSOLE	ETF	28.88K	SH	$1.90M 0.43%	28.88K
Advanced Micro DevicesSOLE	Equities	28.28K	SH	$1.83M 0.41%	28.28K
Amazon.com Inc.SOLE	Equities	18.99K	SH	$1.60M 0.36%	18.99K

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