CAPE INVESTMENT ADVISORY, INC.

PrivateCIK: 1944437

Location

MCDONOUGH, GA

1472

Positions

$388.35M

Total AUM (reported)

7.12M

Total Shares

Allocation by class

COM$100.53M25.9%

US BRD MKT ETF$47.69M12.3%

US LCAP VA ETF$20.14M5.2%

ISHA FLEX IN ETF$11.83M3.0%

US EQTY PWR BUF$11.83M3.0%

US LCAP GR ETF$9.02M2.3%

1 5YR CORP BD$8.52M2.2%

Portfolio Concentration

Top 3$79.66M20.5%

4–10$52.50M13.5%

11–25$64.32M16.6%

Rest$191.87M49.4%

Top 3 weight

20.5%

Top 10 weight

34.0%

Voting Authority Distribution

Total shares with voting rights: 7.12M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

7.12M

% of voting shares100.0%

Investment Discretion (by position count)

Sole955

Shared0

Other517

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1472

Rows:

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares1.63M

TypeSH

Market value$47.69M

12.28%

Sole

0.00

Shared

0.00

None

1.63M

SCHWAB STRATEGIC TR

SOLE

US LCAP VA ETF

Shares604.61K

TypeSH

Market value$20.14M

5.19%

Sole

0.00

Shared

0.00

None

604.61K

BLACKROCK ETF TRUST II

SOLE

ISHA FLEX IN ETF

Shares233.01K

TypeSH

Market value$11.83M

3.05%

Sole

0.00

Shared

0.00

None

233.01K

MICROSOFT CORP

SOLE

COM

Shares18.30K

TypeSH

Market value$9.39M

2.42%

Sole

0.00

Shared

0.00

None

18.30K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares251K

TypeSH

Market value$9.02M

2.32%

Sole

0.00

Shared

0.00

None

251K

SCHWAB STRATEGIC TR

SOLE

1 5YR CORP BD

Shares353.34K

TypeSH

Market value$8.52M

2.19%

Sole

0.00

Shared

0.00

None

353.34K

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares197.19K

TypeSH

Market value$6.71M

1.73%

Sole

0.00

Shared

0.00

None

197.19K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares8.55K

TypeSH

Market value$6.52M

1.68%

Sole

0.00

Shared

0.00

None

8.55K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares30.15K

TypeSH

Market value$6.27M

1.61%

Sole

0.00

Shared

0.00

None

30.15K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares186.67K

TypeSH

Market value$6.07M

1.56%

Sole

0.00

Shared

0.00

None

186.67K

APPLE INC

SOLE

COM

Shares17.82K

TypeSH

Market value$5.93M

1.53%

Sole

0.00

Shared

0.00

None

17.82K

AMAZON COM INC

SOLE

COM

Shares22.64K

TypeSH

Market value$5.64M

1.45%

Sole

0.00

Shared

0.00

None

22.64K

ALPHABET INC

SOLE

CAP STK CL A

Shares15.69K

TypeSH

Market value$5.40M

1.39%

Sole

0.00

Shared

0.00

None

15.69K

SCHWAB STRATEGIC TR

SOLE

EMRG MKTEQ ETF

Shares123.29K

TypeSH

Market value$4.49M

1.16%

Sole

0.00

Shared

0.00

None

123.29K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares157.32K

TypeSH

Market value$4.32M

1.11%

Sole

0.00

Shared

0.00

None

157.32K

ISHARES TR

DFND

CORE S&P500 ETF

Shares5.62K

TypeSH

Market value$4.30M

1.11%

Sole

0.00

Shared

0.00

None

5.62K

JANUS DETROIT STR TR

SOLE

HENDRSN SHRT ETF

Shares86.42K

TypeSH

Market value$4.20M

1.08%

Sole

0.00

Shared

0.00

None

86.42K

COCA COLA CO

DFND

COM

Shares48.44K

TypeSH

Market value$4.17M

1.07%

Sole

0.00

Shared

0.00

None

48.44K

UNIFIED SER TR

SOLE

BALLAST SMLMD CP

Shares81.52K

TypeSH

Market value$3.95M

1.02%

Sole

0.00

Shared

0.00

None

81.52K

CHEVRON CORPORATION

DFND

COM

Shares19.28K

TypeSH

Market value$3.94M

1.01%

Sole

0.00

Shared

0.00

None

19.28K

NVIDIA CORPORATION

DFND

COM

Shares16.86K

TypeSH

Market value$3.85M

0.99%

Sole

0.00

Shared

0.00

None

16.86K

SPDR SERIES TRUST

DFND

ST STR BLO 1 ETF

Shares41.98K

TypeSH

Market value$3.85M

0.99%

Sole

0.00

Shared

0.00

None

41.98K

META PLATFORMS INC

SOLE

CL A

Shares5.26K

TypeSH

Market value$3.82M

0.98%

Sole

0.00

Shared

0.00

None

5.26K

ISHARES TR

DFND

TRUST ISHARE 0-1

Shares29.92K

TypeSH

Market value$3.30M

0.85%

Sole

0.00

Shared

0.00

None

29.92K

ALPHABET INC

DFND

CAP STK CL C

Shares9.26K

TypeSH

Market value$3.15M

0.81%

Sole

0.00

Shared

0.00

None

9.26K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	1.63M	SH	$47.69M 12.28%	1.63M
SCHWAB STRATEGIC TRSOLE	US LCAP VA ETF	604.61K	SH	$20.14M 5.19%	604.61K
BLACKROCK ETF TRUST IISOLE	ISHA FLEX IN ETF	233.01K	SH	$11.83M 3.05%	233.01K
MICROSOFT CORPSOLE	COM	18.30K	SH	$9.39M 2.42%	18.30K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	251K	SH	$9.02M 2.32%	251K
SCHWAB STRATEGIC TRSOLE	1 5YR CORP BD	353.34K	SH	$8.52M 2.19%	353.34K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	197.19K	SH	$6.71M 1.73%	197.19K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	8.55K	SH	$6.52M 1.68%	8.55K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	30.15K	SH	$6.27M 1.61%	30.15K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	186.67K	SH	$6.07M 1.56%	186.67K
APPLE INCSOLE	COM	17.82K	SH	$5.93M 1.53%	17.82K
AMAZON COM INCSOLE	COM	22.64K	SH	$5.64M 1.45%	22.64K
ALPHABET INCSOLE	CAP STK CL A	15.69K	SH	$5.40M 1.39%	15.69K
SCHWAB STRATEGIC TRSOLE	EMRG MKTEQ ETF	123.29K	SH	$4.49M 1.16%	123.29K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	157.32K	SH	$4.32M 1.11%	157.32K
ISHARES TRDFND	CORE S&P500 ETF	5.62K	SH	$4.30M 1.11%	5.62K
JANUS DETROIT STR TRSOLE	HENDRSN SHRT ETF	86.42K	SH	$4.20M 1.08%	86.42K
COCA COLA CODFND	COM	48.44K	SH	$4.17M 1.07%	48.44K
UNIFIED SER TRSOLE	BALLAST SMLMD CP	81.52K	SH	$3.95M 1.02%	81.52K
CHEVRON CORPORATIONDFND	COM	19.28K	SH	$3.94M 1.01%	19.28K
NVIDIA CORPORATIONDFND	COM	16.86K	SH	$3.85M 0.99%	16.86K
SPDR SERIES TRUSTDFND	ST STR BLO 1 ETF	41.98K	SH	$3.85M 0.99%	41.98K
META PLATFORMS INCSOLE	CL A	5.26K	SH	$3.82M 0.98%	5.26K
ISHARES TRDFND	TRUST ISHARE 0-1	29.92K	SH	$3.30M 0.85%	29.92K
ALPHABET INCDFND	CAP STK CL C	9.26K	SH	$3.15M 0.81%	9.26K

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