Filed: 10/13/2026ACC: 0001944437-26-000005
📋 What this filing means
CAPE INVESTMENT ADVISORY, INC. filed this quarterly 13F‑HR report disclosing 1472 equity positions with a total reported market value of $388.35M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1472
Positions
$388.35M
Total AUM (reported)
7.12M
Total Shares
Allocation by class
COM$100.53M25.9%
US BRD MKT ETF$47.69M12.3%
US LCAP VA ETF$20.14M5.2%
ISHA FLEX IN ETF$11.83M3.0%
US EQTY PWR BUF$11.83M3.0%
US LCAP GR ETF$9.02M2.3%
1 5YR CORP BD$8.52M2.2%
Portfolio Concentration
Top 3$79.66M20.5%
4–10$52.50M13.5%
11–25$64.32M16.6%
Rest$191.87M49.4%
Top 3 weight
20.5%
Top 10 weight
34.0%
Voting Authority Distribution
Total shares with voting rights: 7.12M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.12M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole955
Shared0
Other517
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1472
Rows:
SCHWAB STRATEGIC TR
SOLEShares1.63M
TypeSH
Market value$47.69M
12.28%
Sole
0.00
Shared
0.00
None
1.63M
SCHWAB STRATEGIC TR
SOLEShares604.61K
TypeSH
Market value$20.14M
5.19%
Sole
0.00
Shared
0.00
None
604.61K
BLACKROCK ETF TRUST II
SOLEShares233.01K
TypeSH
Market value$11.83M
3.05%
Sole
0.00
Shared
0.00
None
233.01K
MICROSOFT CORP
SOLEShares18.30K
TypeSH
Market value$9.39M
2.42%
Sole
0.00
Shared
0.00
None
18.30K
SCHWAB STRATEGIC TR
SOLEShares251K
TypeSH
Market value$9.02M
2.32%
Sole
0.00
Shared
0.00
None
251K
SCHWAB STRATEGIC TR
SOLEShares353.34K
TypeSH
Market value$8.52M
2.19%
Sole
0.00
Shared
0.00
None
353.34K
SCHWAB STRATEGIC TR
SOLEShares197.19K
TypeSH
Market value$6.71M
1.73%
Sole
0.00
Shared
0.00
None
197.19K
STATE STR SPDR S&P 500 ETF T
SOLEShares8.55K
TypeSH
Market value$6.52M
1.68%
Sole
0.00
Shared
0.00
None
8.55K
INVESCO EXCHANGE TRADED FD T
SOLEShares30.15K
TypeSH
Market value$6.27M
1.61%
Sole
0.00
Shared
0.00
None
30.15K
SCHWAB STRATEGIC TR
SOLEShares186.67K
TypeSH
Market value$6.07M
1.56%
Sole
0.00
Shared
0.00
None
186.67K
APPLE INC
SOLEShares17.82K
TypeSH
Market value$5.93M
1.53%
Sole
0.00
Shared
0.00
None
17.82K
AMAZON COM INC
SOLEShares22.64K
TypeSH
Market value$5.64M
1.45%
Sole
0.00
Shared
0.00
None
22.64K
ALPHABET INC
SOLEShares15.69K
TypeSH
Market value$5.40M
1.39%
Sole
0.00
Shared
0.00
None
15.69K
SCHWAB STRATEGIC TR
SOLEShares123.29K
TypeSH
Market value$4.49M
1.16%
Sole
0.00
Shared
0.00
None
123.29K
SCHWAB STRATEGIC TR
SOLEShares157.32K
TypeSH
Market value$4.32M
1.11%
Sole
0.00
Shared
0.00
None
157.32K
ISHARES TR
DFNDShares5.62K
TypeSH
Market value$4.30M
1.11%
Sole
0.00
Shared
0.00
None
5.62K
JANUS DETROIT STR TR
SOLEShares86.42K
TypeSH
Market value$4.20M
1.08%
Sole
0.00
Shared
0.00
None
86.42K
COCA COLA CO
DFNDShares48.44K
TypeSH
Market value$4.17M
1.07%
Sole
0.00
Shared
0.00
None
48.44K
UNIFIED SER TR
SOLEShares81.52K
TypeSH
Market value$3.95M
1.02%
Sole
0.00
Shared
0.00
None
81.52K
CHEVRON CORPORATION
DFNDShares19.28K
TypeSH
Market value$3.94M
1.01%
Sole
0.00
Shared
0.00
None
19.28K
NVIDIA CORPORATION
DFNDShares16.86K
TypeSH
Market value$3.85M
0.99%
Sole
0.00
Shared
0.00
None
16.86K
SPDR SERIES TRUST
DFNDShares41.98K
TypeSH
Market value$3.85M
0.99%
Sole
0.00
Shared
0.00
None
41.98K
META PLATFORMS INC
SOLEShares5.26K
TypeSH
Market value$3.82M
0.98%
Sole
0.00
Shared
0.00
None
5.26K
ISHARES TR
DFNDShares29.92K
TypeSH
Market value$3.30M
0.85%
Sole
0.00
Shared
0.00
None
29.92K
ALPHABET INC
DFNDShares9.26K
TypeSH
Market value$3.15M
0.81%
Sole
0.00
Shared
0.00
None
9.26K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 1.63M | SH | $47.69M 12.28% | 0.00 | 0.00 | 1.63M |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 604.61K | SH | $20.14M 5.19% | 0.00 | 0.00 | 604.61K |
BLACKROCK ETF TRUST IISOLE | ISHA FLEX IN ETF | 233.01K | SH | $11.83M 3.05% | 0.00 | 0.00 | 233.01K |
MICROSOFT CORPSOLE | COM | 18.30K | SH | $9.39M 2.42% | 0.00 | 0.00 | 18.30K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 251K | SH | $9.02M 2.32% | 0.00 | 0.00 | 251K |
SCHWAB STRATEGIC TRSOLE | 1 5YR CORP BD | 353.34K | SH | $8.52M 2.19% | 0.00 | 0.00 | 353.34K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 197.19K | SH | $6.71M 1.73% | 0.00 | 0.00 | 197.19K |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 8.55K | SH | $6.52M 1.68% | 0.00 | 0.00 | 8.55K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 30.15K | SH | $6.27M 1.61% | 0.00 | 0.00 | 30.15K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 186.67K | SH | $6.07M 1.56% | 0.00 | 0.00 | 186.67K |
APPLE INCSOLE | COM | 17.82K | SH | $5.93M 1.53% | 0.00 | 0.00 | 17.82K |
AMAZON COM INCSOLE | COM | 22.64K | SH | $5.64M 1.45% | 0.00 | 0.00 | 22.64K |
ALPHABET INCSOLE | CAP STK CL A | 15.69K | SH | $5.40M 1.39% | 0.00 | 0.00 | 15.69K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 123.29K | SH | $4.49M 1.16% | 0.00 | 0.00 | 123.29K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 157.32K | SH | $4.32M 1.11% | 0.00 | 0.00 | 157.32K |
ISHARES TRDFND | CORE S&P500 ETF | 5.62K | SH | $4.30M 1.11% | 0.00 | 0.00 | 5.62K |
JANUS DETROIT STR TRSOLE | HENDRSN SHRT ETF | 86.42K | SH | $4.20M 1.08% | 0.00 | 0.00 | 86.42K |
COCA COLA CODFND | COM | 48.44K | SH | $4.17M 1.07% | 0.00 | 0.00 | 48.44K |
UNIFIED SER TRSOLE | BALLAST SMLMD CP | 81.52K | SH | $3.95M 1.02% | 0.00 | 0.00 | 81.52K |
CHEVRON CORPORATIONDFND | COM | 19.28K | SH | $3.94M 1.01% | 0.00 | 0.00 | 19.28K |
NVIDIA CORPORATIONDFND | COM | 16.86K | SH | $3.85M 0.99% | 0.00 | 0.00 | 16.86K |
SPDR SERIES TRUSTDFND | ST STR BLO 1 ETF | 41.98K | SH | $3.85M 0.99% | 0.00 | 0.00 | 41.98K |
META PLATFORMS INCSOLE | CL A | 5.26K | SH | $3.82M 0.98% | 0.00 | 0.00 | 5.26K |
ISHARES TRDFND | TRUST ISHARE 0-1 | 29.92K | SH | $3.30M 0.85% | 0.00 | 0.00 | 29.92K |
ALPHABET INCDFND | CAP STK CL C | 9.26K | SH | $3.15M 0.81% | 0.00 | 0.00 | 9.26K |
Page 1 of 59
…