Filed: 7/23/2026ACC: 0001944437-26-000004
📋 What this filing means
CAPE INVESTMENT ADVISORY, INC. filed this quarterly 13F‑HR report disclosing 1449 equity positions with a total reported market value of $374.07M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1449
Positions
$374.07M
Total AUM (reported)
6.90M
Total Shares
Allocation by class
COM$96.18M25.7%
US BRD MKT ETF$46.26M12.4%
US LCAP VA ETF$20.95M5.6%
ISHA FLEX IN ETF$11.70M3.1%
US EQTY PWR BUF$11.13M3.0%
US LCAP GR ETF$8.55M2.3%
1 5YR CORP BD$8.54M2.3%
Portfolio Concentration
Top 3$78.91M21.1%
4–10$49.38M13.2%
11–25$63.17M16.9%
Rest$182.61M48.8%
Top 3 weight
21.1%
Top 10 weight
34.3%
Voting Authority Distribution
Total shares with voting rights: 6.89M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.89M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole945
Shared0
Other504
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1449
Rows:
SCHWAB STRATEGIC TR
SOLEShares1.60M
TypeSH
Market value$46.26M
12.37%
Sole
0.00
Shared
0.00
None
1.60M
SCHWAB STRATEGIC TR
SOLEShares601.89K
TypeSH
Market value$20.95M
5.60%
Sole
0.00
Shared
0.00
None
601.89K
BLACKROCK ETF TRUST II
SOLEShares223.54K
TypeSH
Market value$11.70M
3.13%
Sole
0.00
Shared
0.00
None
223.54K
SCHWAB STRATEGIC TR
SOLEShares252.80K
TypeSH
Market value$8.55M
2.29%
Sole
0.00
Shared
0.00
None
252.80K
SCHWAB STRATEGIC TR
SOLEShares346.19K
TypeSH
Market value$8.54M
2.28%
Sole
0.00
Shared
0.00
None
346.19K
SCHWAB STRATEGIC TR
SOLEShares194.84K
TypeSH
Market value$7.18M
1.92%
Sole
0.00
Shared
0.00
None
194.84K
MICROSOFT CORP
SOLEShares17.28K
TypeSH
Market value$6.44M
1.72%
Sole
0.00
Shared
0.00
None
17.28K
INVESCO EXCHANGE TRADED FD T
SOLEShares30.06K
TypeSH
Market value$6.40M
1.71%
Sole
0.00
Shared
0.00
None
30.06K
STATE STR SPDR S&P 500 ETF T
SOLEShares8.51K
TypeSH
Market value$6.35M
1.70%
Sole
0.00
Shared
0.00
None
8.51K
ALPHABET INC
SOLEShares16.55K
TypeSH
Market value$5.92M
1.58%
Sole
0.00
Shared
0.00
None
16.55K
ISHARES TR
DFNDShares7.64K
TypeSH
Market value$5.72M
1.53%
Sole
0.00
Shared
0.00
None
7.64K
SCHWAB STRATEGIC TR
SOLEShares179.54K
TypeSH
Market value$5.69M
1.52%
Sole
0.00
Shared
0.00
None
179.54K
AMAZON COM INC
SOLEShares22.05K
TypeSH
Market value$5.26M
1.41%
Sole
0.00
Shared
0.00
None
22.05K
APPLE INC
SOLEShares16.32K
TypeSH
Market value$4.72M
1.26%
Sole
0.00
Shared
0.00
None
16.32K
SCHWAB STRATEGIC TR
SOLEShares122.44K
TypeSH
Market value$4.44M
1.19%
Sole
0.00
Shared
0.00
None
122.44K
SCHWAB STRATEGIC TR
SOLEShares156.10K
TypeSH
Market value$4.32M
1.16%
Sole
0.00
Shared
0.00
None
156.10K
UNIFIED SER TR
SOLEShares81.43K
TypeSH
Market value$4.15M
1.11%
Sole
0.00
Shared
0.00
None
81.43K
JANUS DETROIT STR TR
SOLEShares83.66K
TypeSH
Market value$4.09M
1.09%
Sole
0.00
Shared
0.00
None
83.66K
COCA COLA CO
DFNDShares50.08K
TypeSH
Market value$4.07M
1.09%
Sole
0.00
Shared
0.00
None
50.08K
SPDR SERIES TRUST
SOLEShares46.08K
TypeSH
Market value$4.05M
1.08%
Sole
0.00
Shared
0.00
None
46.08K
MICRON TECHNOLOGY INC
DFNDShares3.09K
TypeSH
Market value$3.56M
0.95%
Sole
0.00
Shared
0.00
None
3.09K
ALPHABET INC
DFNDShares9.69K
TypeSH
Market value$3.42M
0.92%
Sole
0.00
Shared
0.00
None
9.69K
NVIDIA CORPORATION
DFNDShares16.35K
TypeSH
Market value$3.27M
0.87%
Sole
0.00
Shared
0.00
None
16.35K
TAIWAN SEMICONDUCTOR MANUFAC
SOLEShares6.80K
TypeSH
Market value$3.25M
0.87%
Sole
0.00
Shared
0.00
None
6.80K
META PLATFORMS INC
SOLEShares5.58K
TypeSH
Market value$3.15M
0.84%
Sole
0.00
Shared
0.00
None
5.58K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 1.60M | SH | $46.26M 12.37% | 0.00 | 0.00 | 1.60M |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 601.89K | SH | $20.95M 5.60% | 0.00 | 0.00 | 601.89K |
BLACKROCK ETF TRUST IISOLE | ISHA FLEX IN ETF | 223.54K | SH | $11.70M 3.13% | 0.00 | 0.00 | 223.54K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 252.80K | SH | $8.55M 2.29% | 0.00 | 0.00 | 252.80K |
SCHWAB STRATEGIC TRSOLE | 1 5YR CORP BD | 346.19K | SH | $8.54M 2.28% | 0.00 | 0.00 | 346.19K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 194.84K | SH | $7.18M 1.92% | 0.00 | 0.00 | 194.84K |
MICROSOFT CORPSOLE | COM | 17.28K | SH | $6.44M 1.72% | 0.00 | 0.00 | 17.28K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 30.06K | SH | $6.40M 1.71% | 0.00 | 0.00 | 30.06K |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 8.51K | SH | $6.35M 1.70% | 0.00 | 0.00 | 8.51K |
ALPHABET INCSOLE | CAP STK CL A | 16.55K | SH | $5.92M 1.58% | 0.00 | 0.00 | 16.55K |
ISHARES TRDFND | CORE S&P500 ETF | 7.64K | SH | $5.72M 1.53% | 0.00 | 0.00 | 7.64K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 179.54K | SH | $5.69M 1.52% | 0.00 | 0.00 | 179.54K |
AMAZON COM INCSOLE | COM | 22.05K | SH | $5.26M 1.41% | 0.00 | 0.00 | 22.05K |
APPLE INCSOLE | COM | 16.32K | SH | $4.72M 1.26% | 0.00 | 0.00 | 16.32K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 122.44K | SH | $4.44M 1.19% | 0.00 | 0.00 | 122.44K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 156.10K | SH | $4.32M 1.16% | 0.00 | 0.00 | 156.10K |
UNIFIED SER TRSOLE | BALLAST SMLMD CP | 81.43K | SH | $4.15M 1.11% | 0.00 | 0.00 | 81.43K |
JANUS DETROIT STR TRSOLE | HENDRSN SHRT ETF | 83.66K | SH | $4.09M 1.09% | 0.00 | 0.00 | 83.66K |
COCA COLA CODFND | COM | 50.08K | SH | $4.07M 1.09% | 0.00 | 0.00 | 50.08K |
SPDR SERIES TRUSTSOLE | ST STR P500ETF | 46.08K | SH | $4.05M 1.08% | 0.00 | 0.00 | 46.08K |
MICRON TECHNOLOGY INCDFND | COM | 3.09K | SH | $3.56M 0.95% | 0.00 | 0.00 | 3.09K |
ALPHABET INCDFND | CAP STK CL C | 9.69K | SH | $3.42M 0.92% | 0.00 | 0.00 | 9.69K |
NVIDIA CORPORATIONDFND | COM | 16.35K | SH | $3.27M 0.87% | 0.00 | 0.00 | 16.35K |
TAIWAN SEMICONDUCTOR MANUFACSOLE | SPONSORED ADS | 6.80K | SH | $3.25M 0.87% | 0.00 | 0.00 | 6.80K |
META PLATFORMS INCSOLE | CL A | 5.58K | SH | $3.15M 0.84% | 0.00 | 0.00 | 5.58K |
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