CAPE INVESTMENT ADVISORY, INC.

Filed: 5/15/2026ACC: 0001944437-26-000002

📋 What this filing means

CAPE INVESTMENT ADVISORY, INC. filed this quarterly 13F‑HR report disclosing 227 equity positions with a total reported market value of $300.67M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

227

Positions

$300.67M

Total AUM (reported)

6.11M

Total Shares

Allocation by class

COM$76.52M25.4%

US BRD MKT ETF$39.76M13.2%

US LCAP VA ETF$18.35M6.1%

ISHARES FLEXIBLE$11.27M3.7%

US EQTY PWR BUF$9.87M3.3%

1 5YR CORP BD$8.41M2.8%

STATE STREET SPD$8.11M2.7%

Portfolio Concentration

Top 3$69.38M23.1%

4–10$44.71M14.9%

11–25$56.17M18.7%

Rest$130.41M43.4%

Top 3 weight

23.1%

Top 10 weight

37.9%

Voting Authority Distribution

Total shares with voting rights: 6.11M

Sole

Full voting authority

3.52K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

6.10M

% of voting shares99.9%

Investment Discretion (by position count)

Sole155

Shared0

Other72

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings227

Rows:

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares1.58M

TypeSH

Market value$39.76M

13.22%

Sole

0.00

Shared

0.00

None

1.58M

SCHWAB STRATEGIC TR

SOLE

US LCAP VA ETF

Shares601.67K

TypeSH

Market value$18.35M

6.10%

Sole

0.00

Shared

0.00

None

601.67K

BLACKROCK ETF TRUST II

DFND

ISHARES FLEXIBLE

Shares216.93K

TypeSH

Market value$11.27M

3.75%

Sole

0.00

Shared

0.00

None

216.93K

SCHWAB STRATEGIC TR

SOLE

1 5YR CORP BD

Shares340.25K

TypeSH

Market value$8.41M

2.80%

Sole

0.00

Shared

0.00

None

340.25K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares255.72K

TypeSH

Market value$7.45M

2.48%

Sole

0.00

Shared

0.00

None

255.72K

MICROSOFT CORP

SOLE

COM

Shares16.34K

TypeSH

Market value$6.05M

2.01%

Sole

108.00

Shared

0.00

None

16.23K

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares195.35K

TypeSH

Market value$6.05M

2.01%

Sole

0.00

Shared

0.00

None

195.35K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares30.51K

TypeSH

Market value$5.86M

1.95%

Sole

0.00

Shared

0.00

None

30.51K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares184.11K

TypeSH

Market value$5.65M

1.88%

Sole

0.00

Shared

0.00

None

184.11K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares8.07K

TypeSH

Market value$5.25M

1.75%

Sole

0.00

Shared

0.00

None

8.07K

ALPHABET INC

SOLE

CAP STK CL A

Shares17.86K

TypeSH

Market value$5.14M

1.71%

Sole

186.00

Shared

0.00

None

17.67K

COCA COLA CO

SOLE

COM

Shares64.57K

TypeSH

Market value$4.91M

1.63%

Sole

0.00

Shared

0.00

None

64.57K

AMAZON COM INC

SOLE

COM

Shares21.79K

TypeSH

Market value$4.54M

1.51%

Sole

214.00

Shared

0.00

None

21.58K

CHEVRON CORPORATION

SOLE

COM

Shares20.17K

TypeSH

Market value$4.17M

1.39%

Sole

0.00

Shared

0.00

None

20.17K

APPLE INC

SOLE

COM

Shares15.96K

TypeSH

Market value$4.05M

1.35%

Sole

0.00

Shared

0.00

None

15.96K

SCHWAB STRATEGIC TR

SOLE

EMRG MKTEQ ETF

Shares119K

TypeSH

Market value$3.92M

1.30%

Sole

0.00

Shared

0.00

None

119K

JANUS DETROIT STR TR

SOLE

HENDRSN SHRT ETF

Shares80.08K

TypeSH

Market value$3.91M

1.30%

Sole

0.00

Shared

0.00

None

80.08K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares152.97K

TypeSH

Market value$3.79M

1.26%

Sole

0.00

Shared

0.00

None

152.97K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares5.62K

TypeSH

Market value$3.67M

1.22%

Sole

0.00

Shared

0.00

None

5.62K

UNIFIED SER TR

SOLE

BALLAST SMLMD CP

Shares81.23K

TypeSH

Market value$3.67M

1.22%

Sole

0.00

Shared

0.00

None

81.23K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares44.09K

TypeSH

Market value$3.37M

1.12%

Sole

0.00

Shared

0.00

None

44.09K

META PLATFORMS INC

SOLE

CL A

Shares5.49K

TypeSH

Market value$3.14M

1.04%

Sole

61.00

Shared

0.00

None

5.43K

ALPHABET INC

DFND

CAP STK CL C

Shares9.50K

TypeSH

Market value$2.72M

0.91%

Sole

0.00

Shared

0.00

None

9.50K

TAIWAN SEMICONDUCTOR MANUFAC

SOLE

NVIDIA CORPORATION

SOLE

COM

Shares14.33K

TypeSH

Market value$2.50M

0.83%

Sole

0.00

Shared

0.00

None

14.33K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	1.58M	SH	$39.76M 13.22%	0.00	1.58M
SCHWAB STRATEGIC TRSOLE	US LCAP VA ETF	601.67K	SH	$18.35M 6.10%	0.00	601.67K
BLACKROCK ETF TRUST IIDFND	ISHARES FLEXIBLE	216.93K	SH	$11.27M 3.75%	0.00	216.93K
SCHWAB STRATEGIC TRSOLE	1 5YR CORP BD	340.25K	SH	$8.41M 2.80%	0.00	340.25K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	255.72K	SH	$7.45M 2.48%	0.00	255.72K
MICROSOFT CORPSOLE	COM	16.34K	SH	$6.05M 2.01%	108.00	16.23K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	195.35K	SH	$6.05M 2.01%	0.00	195.35K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	30.51K	SH	$5.86M 1.95%	0.00	30.51K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	184.11K	SH	$5.65M 1.88%	0.00	184.11K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	8.07K	SH	$5.25M 1.75%	0.00	8.07K
ALPHABET INCSOLE	CAP STK CL A	17.86K	SH	$5.14M 1.71%	186.00	17.67K
COCA COLA COSOLE	COM	64.57K	SH	$4.91M 1.63%	0.00	64.57K
AMAZON COM INCSOLE	COM	21.79K	SH	$4.54M 1.51%	214.00	21.58K
CHEVRON CORPORATIONSOLE	COM	20.17K	SH	$4.17M 1.39%	0.00	20.17K
APPLE INCSOLE	COM	15.96K	SH	$4.05M 1.35%	0.00	15.96K
SCHWAB STRATEGIC TRSOLE	EMRG MKTEQ ETF	119K	SH	$3.92M 1.30%	0.00	119K
JANUS DETROIT STR TRSOLE	HENDRSN SHRT ETF	80.08K	SH	$3.91M 1.30%	0.00	80.08K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	152.97K	SH	$3.79M 1.26%	0.00	152.97K
ISHARES TRSOLE	CORE S&P500 ETF	5.62K	SH	$3.67M 1.22%	0.00	5.62K
UNIFIED SER TRSOLE	BALLAST SMLMD CP	81.23K	SH	$3.67M 1.22%	0.00	81.23K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	44.09K	SH	$3.37M 1.12%	0.00	44.09K
META PLATFORMS INCSOLE	CL A	5.49K	SH	$3.14M 1.04%	61.00	5.43K
ALPHABET INCDFND	CAP STK CL C	9.50K	SH	$2.72M 0.91%	0.00	9.50K
TAIWAN SEMICONDUCTOR MANUFACSOLE	SPONSORED ADS	7.89K	SH	$2.67M 0.89%	135.00	7.76K
NVIDIA CORPORATIONSOLE	COM	14.33K	SH	$2.50M 0.83%	0.00	14.33K

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