Filed: 8/19/2025ACC: 0001944437-25-000005
📋 What this filing means
CAPE INVESTMENT ADVISORY, INC. filed this quarterly 13F‑HR report disclosing 1171 equity positions with a total reported market value of $273.95M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1171
Positions
$273.95M
Total AUM (reported)
5.75M
Total Shares
Allocation by class
COM$74.18M27.1%
US BRD MKT ETF$37.72M13.8%
US LCAP VA ETF$16.67M6.1%
US EQTY PWR BUF$9.17M3.3%
US LCAP GR ETF$7.62M2.8%
ISHARES FLEXIBLE$6.85M2.5%
CL A$6.67M2.4%
Portfolio Concentration
Top 3$62.02M22.6%
4–10$38.81M14.2%
11–25$44.57M16.3%
Rest$128.55M46.9%
Top 3 weight
22.6%
Top 10 weight
36.8%
Voting Authority Distribution
Total shares with voting rights: 5.75M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.75M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1001
Shared0
Other170
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1171
Rows:
SCHWAB STRATEGIC TR
SOLEShares1.58M
TypeSH
Market value$37.72M
13.77%
Sole
0.00
Shared
0.00
None
1.58M
SCHWAB STRATEGIC TR
SOLEShares602.56K
TypeSH
Market value$16.67M
6.09%
Sole
0.00
Shared
0.00
None
602.56K
SCHWAB STRATEGIC TR
SOLEShares261.03K
TypeSH
Market value$7.62M
2.78%
Sole
0.00
Shared
0.00
None
261.03K
MICROSOFT CORP
DFNDShares14.69K
TypeSH
Market value$7.31M
2.67%
Sole
0.00
Shared
0.00
None
14.69K
BLACKROCK ETF TRUST II
SOLEShares129.69K
TypeSH
Market value$6.85M
2.50%
Sole
0.00
Shared
0.00
None
129.69K
SCHWAB STRATEGIC TR
SOLEShares206.86K
TypeSH
Market value$5.80M
2.12%
Sole
0.00
Shared
0.00
None
206.86K
INVESCO EXCHANGE TRADED FD T
SOLEShares29.94K
TypeSH
Market value$5.44M
1.99%
Sole
0.00
Shared
0.00
None
29.94K
SCHWAB STRATEGIC TR
SOLEShares172.28K
TypeSH
Market value$4.57M
1.67%
Sole
0.00
Shared
0.00
None
172.28K
SCHWAB STRATEGIC TR
SOLEShares183.55K
TypeSH
Market value$4.55M
1.66%
Sole
0.00
Shared
0.00
None
183.55K
AMAZON COM INC
SOLEShares19.55K
TypeSH
Market value$4.29M
1.57%
Sole
0.00
Shared
0.00
None
19.55K
SPDR S&P 500 ETF TR
SOLEShares6.61K
TypeSH
Market value$4.08M
1.49%
Sole
0.00
Shared
0.00
None
6.61K
APPLE INC
DFNDShares19.62K
TypeSH
Market value$4.02M
1.47%
Sole
0.00
Shared
0.00
None
19.62K
SCHWAB STRATEGIC TR
SOLEShares118.32K
TypeSH
Market value$3.57M
1.30%
Sole
0.00
Shared
0.00
None
118.32K
META PLATFORMS INC
DFNDShares4.69K
TypeSH
Market value$3.46M
1.26%
Sole
0.00
Shared
0.00
None
4.69K
ALPHABET INC
DFNDShares19.35K
TypeSH
Market value$3.41M
1.24%
Sole
0.00
Shared
0.00
None
19.35K
UNIFIED SER TR
SOLEShares77.22K
TypeSH
Market value$3.05M
1.11%
Sole
0.00
Shared
0.00
None
77.22K
JANUS DETROIT STR TR
SOLEShares61.71K
TypeSH
Market value$3.04M
1.11%
Sole
0.00
Shared
0.00
None
61.71K
CHEVRON CORP NEW
SOLEShares20.32K
TypeSH
Market value$2.91M
1.06%
Sole
0.00
Shared
0.00
None
20.32K
SCHWAB STRATEGIC TR
SOLEShares129.80K
TypeSH
Market value$2.87M
1.05%
Sole
0.00
Shared
0.00
None
129.80K
BOOKING HOLDINGS INC
DFNDShares441.00
TypeSH
Market value$2.55M
0.93%
Sole
0.00
Shared
0.00
None
441.00
TAIWAN SEMICONDUCTOR MFG LTD
SOLEShares10.66K
TypeSH
Market value$2.41M
0.88%
Sole
0.00
Shared
0.00
None
10.66K
JANUS DETROIT STR TR
SOLEShares47.45K
TypeSH
Market value$2.41M
0.88%
Sole
0.00
Shared
0.00
None
47.45K
SCHWAB CHARLES CORP
SOLEShares26.04K
TypeSH
Market value$2.38M
0.87%
Sole
0.00
Shared
0.00
None
26.04K
SOUTHERN CO
SOLEShares24.05K
TypeSH
Market value$2.21M
0.81%
Sole
0.00
Shared
0.00
None
24.05K
COCA COLA CO
SOLEShares31.09K
TypeSH
Market value$2.20M
0.80%
Sole
0.00
Shared
0.00
None
31.09K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 1.58M | SH | $37.72M 13.77% | 0.00 | 0.00 | 1.58M |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 602.56K | SH | $16.67M 6.09% | 0.00 | 0.00 | 602.56K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 261.03K | SH | $7.62M 2.78% | 0.00 | 0.00 | 261.03K |
MICROSOFT CORPDFND | COM | 14.69K | SH | $7.31M 2.67% | 0.00 | 0.00 | 14.69K |
BLACKROCK ETF TRUST IISOLE | ISHARES FLEXIBLE | 129.69K | SH | $6.85M 2.50% | 0.00 | 0.00 | 129.69K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 206.86K | SH | $5.80M 2.12% | 0.00 | 0.00 | 206.86K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 29.94K | SH | $5.44M 1.99% | 0.00 | 0.00 | 29.94K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 172.28K | SH | $4.57M 1.67% | 0.00 | 0.00 | 172.28K |
SCHWAB STRATEGIC TRSOLE | 1 5YR CORP BD | 183.55K | SH | $4.55M 1.66% | 0.00 | 0.00 | 183.55K |
AMAZON COM INCSOLE | COM | 19.55K | SH | $4.29M 1.57% | 0.00 | 0.00 | 19.55K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 6.61K | SH | $4.08M 1.49% | 0.00 | 0.00 | 6.61K |
APPLE INCDFND | COM | 19.62K | SH | $4.02M 1.47% | 0.00 | 0.00 | 19.62K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 118.32K | SH | $3.57M 1.30% | 0.00 | 0.00 | 118.32K |
META PLATFORMS INCDFND | CL A | 4.69K | SH | $3.46M 1.26% | 0.00 | 0.00 | 4.69K |
ALPHABET INCDFND | CAP STK CL A | 19.35K | SH | $3.41M 1.24% | 0.00 | 0.00 | 19.35K |
UNIFIED SER TRSOLE | BALLAST SMLMD CP | 77.22K | SH | $3.05M 1.11% | 0.00 | 0.00 | 77.22K |
JANUS DETROIT STR TRSOLE | HENDRSN SHRT ETF | 61.71K | SH | $3.04M 1.11% | 0.00 | 0.00 | 61.71K |
CHEVRON CORP NEWSOLE | COM | 20.32K | SH | $2.91M 1.06% | 0.00 | 0.00 | 20.32K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 129.80K | SH | $2.87M 1.05% | 0.00 | 0.00 | 129.80K |
BOOKING HOLDINGS INCDFND | COM | 441.00 | SH | $2.55M 0.93% | 0.00 | 0.00 | 441.00 |
TAIWAN SEMICONDUCTOR MFG LTDSOLE | SPONSORED ADS | 10.66K | SH | $2.41M 0.88% | 0.00 | 0.00 | 10.66K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 47.45K | SH | $2.41M 0.88% | 0.00 | 0.00 | 47.45K |
SCHWAB CHARLES CORPSOLE | COM | 26.04K | SH | $2.38M 0.87% | 0.00 | 0.00 | 26.04K |
SOUTHERN COSOLE | COM | 24.05K | SH | $2.21M 0.81% | 0.00 | 0.00 | 24.05K |
COCA COLA COSOLE | COM | 31.09K | SH | $2.20M 0.80% | 0.00 | 0.00 | 31.09K |
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