Filed: 5/16/2025ACC: 0001944437-25-000002
📋 What this filing means
CAPE INVESTMENT ADVISORY, INC. filed this quarterly 13F‑HR report disclosing 1135 equity positions with a total reported market value of $251.05M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1135
Positions
$251.05M
Total AUM (reported)
5.66M
Total Shares
Allocation by class
COM$68.26M27.2%
US BRD MKT ETF$33.57M13.4%
US LCAP VA ETF$15.98M6.4%
US EQTY PWR BUF$9.03M3.6%
US LCAP GR ETF$6.57M2.6%
ISHARES FLEXIBLE$6.31M2.5%
CL A$5.96M2.4%
Portfolio Concentration
Top 3$56.12M22.4%
4–10$35.06M14.0%
11–25$41.87M16.7%
Rest$118.01M47.0%
Top 3 weight
22.4%
Top 10 weight
36.3%
Voting Authority Distribution
Total shares with voting rights: 5.66M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.66M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1018
Shared0
Other117
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1135
Rows:
SCHWAB STRATEGIC TR
SOLEShares1.56M
TypeSH
Market value$33.57M
13.37%
Sole
0.00
Shared
0.00
None
1.56M
SCHWAB STRATEGIC TR
SOLEShares601.20K
TypeSH
Market value$15.98M
6.37%
Sole
0.00
Shared
0.00
None
601.20K
SCHWAB STRATEGIC TR
SOLEShares262.36K
TypeSH
Market value$6.57M
2.62%
Sole
0.00
Shared
0.00
None
262.36K
BLACKROCK ETF TRUST II
SOLEShares120.51K
TypeSH
Market value$6.31M
2.51%
Sole
0.00
Shared
0.00
None
120.51K
SCHWAB STRATEGIC TR
SOLEShares209.83K
TypeSH
Market value$5.50M
2.19%
Sole
0.00
Shared
0.00
None
209.83K
MICROSOFT CORP
DFNDShares14.32K
TypeSH
Market value$5.38M
2.14%
Sole
0.00
Shared
0.00
None
14.32K
INVESCO EXCHANGE TRADED FD T
SOLEShares29.79K
TypeSH
Market value$5.16M
2.06%
Sole
0.00
Shared
0.00
None
29.79K
SCHWAB STRATEGIC TR
SOLEShares166.05K
TypeSH
Market value$4.64M
1.85%
Sole
0.00
Shared
0.00
None
166.05K
SCHWAB STRATEGIC TR
SOLEShares179.28K
TypeSH
Market value$4.42M
1.76%
Sole
0.00
Shared
0.00
None
179.28K
AMAZON COM INC
SOLEShares19.18K
TypeSH
Market value$3.65M
1.45%
Sole
0.00
Shared
0.00
None
19.18K
APPLE INC
SOLEShares16.40K
TypeSH
Market value$3.64M
1.45%
Sole
0.00
Shared
0.00
None
16.40K
CHEVRON CORP NEW
SOLEShares19.78K
TypeSH
Market value$3.31M
1.32%
Sole
0.00
Shared
0.00
None
19.78K
SPDR S&P 500 ETF TR
SOLEShares5.92K
TypeSH
Market value$3.31M
1.32%
Sole
0.00
Shared
0.00
None
5.92K
COCA COLA CO
SOLEShares45.66K
TypeSH
Market value$3.27M
1.30%
Sole
0.00
Shared
0.00
None
45.66K
SCHWAB STRATEGIC TR
SOLEShares117.97K
TypeSH
Market value$3.25M
1.30%
Sole
0.00
Shared
0.00
None
117.97K
JANUS DETROIT STR TR
SOLEShares60.18K
TypeSH
Market value$2.96M
1.18%
Sole
0.00
Shared
0.00
None
60.18K
META PLATFORMS INC
DFNDShares5.11K
TypeSH
Market value$2.95M
1.17%
Sole
0.00
Shared
0.00
None
5.11K
ALPHABET INC
DFNDShares18.84K
TypeSH
Market value$2.91M
1.16%
Sole
0.00
Shared
0.00
None
18.84K
UNIFIED SER TR
SOLEShares75.17K
TypeSH
Market value$2.90M
1.16%
Sole
0.00
Shared
0.00
None
75.17K
SCHWAB STRATEGIC TR
SOLEShares129.35K
TypeSH
Market value$2.56M
1.02%
Sole
0.00
Shared
0.00
None
129.35K
JANUS DETROIT STR TR
SOLEShares48.18K
TypeSH
Market value$2.44M
0.97%
Sole
0.00
Shared
0.00
None
48.18K
SPDR SER TR
SOLEShares33.22K
TypeSH
Market value$2.18M
0.87%
Sole
0.00
Shared
0.00
None
33.22K
SOUTHERN CO
SOLEShares23.47K
TypeSH
Market value$2.16M
0.86%
Sole
0.00
Shared
0.00
None
23.47K
ALPHABET INC
SOLEShares13.20K
TypeSH
Market value$2.06M
0.82%
Sole
0.00
Shared
0.00
None
13.20K
VISA INC
DFNDShares5.59K
TypeSH
Market value$1.96M
0.78%
Sole
0.00
Shared
0.00
None
5.59K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 1.56M | SH | $33.57M 13.37% | 0.00 | 0.00 | 1.56M |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 601.20K | SH | $15.98M 6.37% | 0.00 | 0.00 | 601.20K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 262.36K | SH | $6.57M 2.62% | 0.00 | 0.00 | 262.36K |
BLACKROCK ETF TRUST IISOLE | ISHARES FLEXIBLE | 120.51K | SH | $6.31M 2.51% | 0.00 | 0.00 | 120.51K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 209.83K | SH | $5.50M 2.19% | 0.00 | 0.00 | 209.83K |
MICROSOFT CORPDFND | COM | 14.32K | SH | $5.38M 2.14% | 0.00 | 0.00 | 14.32K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 29.79K | SH | $5.16M 2.06% | 0.00 | 0.00 | 29.79K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 166.05K | SH | $4.64M 1.85% | 0.00 | 0.00 | 166.05K |
SCHWAB STRATEGIC TRSOLE | 1 5YR CORP BD | 179.28K | SH | $4.42M 1.76% | 0.00 | 0.00 | 179.28K |
AMAZON COM INCSOLE | COM | 19.18K | SH | $3.65M 1.45% | 0.00 | 0.00 | 19.18K |
APPLE INCSOLE | COM | 16.40K | SH | $3.64M 1.45% | 0.00 | 0.00 | 16.40K |
CHEVRON CORP NEWSOLE | COM | 19.78K | SH | $3.31M 1.32% | 0.00 | 0.00 | 19.78K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 5.92K | SH | $3.31M 1.32% | 0.00 | 0.00 | 5.92K |
COCA COLA COSOLE | COM | 45.66K | SH | $3.27M 1.30% | 0.00 | 0.00 | 45.66K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 117.97K | SH | $3.25M 1.30% | 0.00 | 0.00 | 117.97K |
JANUS DETROIT STR TRSOLE | HENDRSN SHRT ETF | 60.18K | SH | $2.96M 1.18% | 0.00 | 0.00 | 60.18K |
META PLATFORMS INCDFND | CL A | 5.11K | SH | $2.95M 1.17% | 0.00 | 0.00 | 5.11K |
ALPHABET INCDFND | CAP STK CL A | 18.84K | SH | $2.91M 1.16% | 0.00 | 0.00 | 18.84K |
UNIFIED SER TRSOLE | BALLAST SMLMD CP | 75.17K | SH | $2.90M 1.16% | 0.00 | 0.00 | 75.17K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 129.35K | SH | $2.56M 1.02% | 0.00 | 0.00 | 129.35K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 48.18K | SH | $2.44M 0.97% | 0.00 | 0.00 | 48.18K |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 33.22K | SH | $2.18M 0.87% | 0.00 | 0.00 | 33.22K |
SOUTHERN COSOLE | COM | 23.47K | SH | $2.16M 0.86% | 0.00 | 0.00 | 23.47K |
ALPHABET INCSOLE | CAP STK CL C | 13.20K | SH | $2.06M 0.82% | 0.00 | 0.00 | 13.20K |
VISA INCDFND | COM CL A | 5.59K | SH | $1.96M 0.78% | 0.00 | 0.00 | 5.59K |
Page 1 of 46
…