Filed: 2/5/2025ACC: 0001944437-25-000001
📋 What this filing means
CAPE INVESTMENT ADVISORY, INC. filed this quarterly 13F‑HR report disclosing 1140 equity positions with a total reported market value of $255.73M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1140
Positions
$255.73M
Total AUM (reported)
5.65M
Total Shares
Allocation by class
COM$70.57M27.6%
US BRD MKT ETF$35.80M14.0%
US LCAP VA ETF$15.85M6.2%
US EQTY PWR BUF$9.14M3.6%
US LCAP GR ETF$7.70M3.0%
CL A$6.13M2.4%
US MID-CAP ETF$5.90M2.3%
Portfolio Concentration
Top 3$59.35M23.2%
4–10$34.99M13.7%
11–25$43.50M17.0%
Rest$117.89M46.1%
Top 3 weight
23.2%
Top 10 weight
36.9%
Voting Authority Distribution
Total shares with voting rights: 5.65M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.65M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1029
Shared0
Other111
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1140
Rows:
SCHWAB STRATEGIC TR
SOLEShares1.58M
TypeSH
Market value$35.80M
14.00%
Sole
0.00
Shared
0.00
None
1.58M
SCHWAB STRATEGIC TR
SOLEShares608.11K
TypeSH
Market value$15.85M
6.20%
Sole
0.00
Shared
0.00
None
608.11K
SCHWAB STRATEGIC TR
SOLEShares276.11K
TypeSH
Market value$7.70M
3.01%
Sole
0.00
Shared
0.00
None
276.11K
MICROSOFT CORP
DFNDShares14.20K
TypeSH
Market value$5.99M
2.34%
Sole
0.00
Shared
0.00
None
14.20K
SCHWAB STRATEGIC TR
SOLEShares212.88K
TypeSH
Market value$5.90M
2.31%
Sole
0.00
Shared
0.00
None
212.88K
BLACKROCK ETF TRUST II
SOLEShares107.92K
TypeSH
Market value$5.61M
2.20%
Sole
0.00
Shared
0.00
None
107.92K
AMAZON COM INC
SOLEShares20.14K
TypeSH
Market value$4.42M
1.73%
Sole
0.00
Shared
0.00
None
20.14K
SCHWAB STRATEGIC TR
SOLEShares161.66K
TypeSH
Market value$4.42M
1.73%
Sole
0.00
Shared
0.00
None
161.66K
INVESCO EXCHANGE TRADED FD T
SOLEShares24.74K
TypeSH
Market value$4.33M
1.70%
Sole
0.00
Shared
0.00
None
24.74K
SCHWAB STRATEGIC TR
SOLEShares177.21K
TypeSH
Market value$4.32M
1.69%
Sole
0.00
Shared
0.00
None
177.21K
APPLE INC
SOLEShares16.39K
TypeSH
Market value$4.10M
1.61%
Sole
0.00
Shared
0.00
None
16.39K
ALPHABET INC
DFNDShares19.62K
TypeSH
Market value$3.71M
1.45%
Sole
0.00
Shared
0.00
None
19.62K
SPDR S&P 500 ETF TR
SOLEShares6.04K
TypeSH
Market value$3.54M
1.38%
Sole
0.00
Shared
0.00
None
6.04K
SCHWAB STRATEGIC TR
SOLEShares120.45K
TypeSH
Market value$3.21M
1.25%
Sole
0.00
Shared
0.00
None
120.45K
CHEVRON CORP NEW
SOLEShares22.13K
TypeSH
Market value$3.21M
1.25%
Sole
0.00
Shared
0.00
None
22.13K
UNIFIED SER TR
SOLEShares75.16K
TypeSH
Market value$3.13M
1.22%
Sole
0.00
Shared
0.00
None
75.16K
META PLATFORMS INC
DFNDShares5.14K
TypeSH
Market value$3.01M
1.18%
Sole
0.00
Shared
0.00
None
5.14K
JANUS DETROIT STR TR
SOLEShares60.21K
TypeSH
Market value$2.94M
1.15%
Sole
0.00
Shared
0.00
None
60.21K
COCA COLA CO
SOLEShares43.71K
TypeSH
Market value$2.72M
1.06%
Sole
0.00
Shared
0.00
None
43.71K
ALPHABET INC
SOLEShares13.63K
TypeSH
Market value$2.60M
1.01%
Sole
0.00
Shared
0.00
None
13.63K
JANUS DETROIT STR TR
SOLEShares49.47K
TypeSH
Market value$2.51M
0.98%
Sole
0.00
Shared
0.00
None
49.47K
SCHWAB STRATEGIC TR
SOLEShares135.44K
TypeSH
Market value$2.51M
0.98%
Sole
0.00
Shared
0.00
None
135.44K
BOOKING HOLDINGS INC
DFNDShares440.00
TypeSH
Market value$2.19M
0.85%
Sole
0.00
Shared
0.00
None
440.00
TAIWAN SEMICONDUCTOR MFG LTD
SOLEShares10.74K
TypeSH
Market value$2.12M
0.83%
Sole
0.00
Shared
0.00
None
10.74K
ISHARES TR
SOLEShares22.46K
TypeSH
Market value$2.01M
0.79%
Sole
0.00
Shared
0.00
None
22.46K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 1.58M | SH | $35.80M 14.00% | 0.00 | 0.00 | 1.58M |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 608.11K | SH | $15.85M 6.20% | 0.00 | 0.00 | 608.11K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 276.11K | SH | $7.70M 3.01% | 0.00 | 0.00 | 276.11K |
MICROSOFT CORPDFND | COM | 14.20K | SH | $5.99M 2.34% | 0.00 | 0.00 | 14.20K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 212.88K | SH | $5.90M 2.31% | 0.00 | 0.00 | 212.88K |
BLACKROCK ETF TRUST IISOLE | ISHARES FLEXIBLE | 107.92K | SH | $5.61M 2.20% | 0.00 | 0.00 | 107.92K |
AMAZON COM INCSOLE | COM | 20.14K | SH | $4.42M 1.73% | 0.00 | 0.00 | 20.14K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 161.66K | SH | $4.42M 1.73% | 0.00 | 0.00 | 161.66K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 24.74K | SH | $4.33M 1.70% | 0.00 | 0.00 | 24.74K |
SCHWAB STRATEGIC TRSOLE | 1 5YR CORP BD | 177.21K | SH | $4.32M 1.69% | 0.00 | 0.00 | 177.21K |
APPLE INCSOLE | COM | 16.39K | SH | $4.10M 1.61% | 0.00 | 0.00 | 16.39K |
ALPHABET INCDFND | CAP STK CL A | 19.62K | SH | $3.71M 1.45% | 0.00 | 0.00 | 19.62K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 6.04K | SH | $3.54M 1.38% | 0.00 | 0.00 | 6.04K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 120.45K | SH | $3.21M 1.25% | 0.00 | 0.00 | 120.45K |
CHEVRON CORP NEWSOLE | COM | 22.13K | SH | $3.21M 1.25% | 0.00 | 0.00 | 22.13K |
UNIFIED SER TRSOLE | BALLAST SMLMD CP | 75.16K | SH | $3.13M 1.22% | 0.00 | 0.00 | 75.16K |
META PLATFORMS INCDFND | CL A | 5.14K | SH | $3.01M 1.18% | 0.00 | 0.00 | 5.14K |
JANUS DETROIT STR TRSOLE | HENDRSN SHRT ETF | 60.21K | SH | $2.94M 1.15% | 0.00 | 0.00 | 60.21K |
COCA COLA COSOLE | COM | 43.71K | SH | $2.72M 1.06% | 0.00 | 0.00 | 43.71K |
ALPHABET INCSOLE | CAP STK CL C | 13.63K | SH | $2.60M 1.01% | 0.00 | 0.00 | 13.63K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 49.47K | SH | $2.51M 0.98% | 0.00 | 0.00 | 49.47K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 135.44K | SH | $2.51M 0.98% | 0.00 | 0.00 | 135.44K |
BOOKING HOLDINGS INCDFND | COM | 440.00 | SH | $2.19M 0.85% | 0.00 | 0.00 | 440.00 |
TAIWAN SEMICONDUCTOR MFG LTDSOLE | SPONSORED ADS | 10.74K | SH | $2.12M 0.83% | 0.00 | 0.00 | 10.74K |
ISHARES TRSOLE | MORNINGSTAR GRWT | 22.46K | SH | $2.01M 0.79% | 0.00 | 0.00 | 22.46K |
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