Filed: 11/14/2024ACC: 0001944437-24-000005
📋 What this filing means
CAPE INVESTMENT ADVISORY, INC. filed this quarterly 13F‑HR report disclosing 957 equity positions with a total reported market value of $246.69M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
957
Positions
$246.69M
Total AUM (reported)
3.45M
Total Shares
Allocation by class
COM$69.78M28.3%
US BRD MKT ETF$34.78M14.1%
US LCAP VA ETF$16.44M6.7%
US EQTY PWR BUF$9.17M3.7%
US LCAP GR ETF$7.64M3.1%
US MID-CAP ETF$5.97M2.4%
CL A$5.76M2.3%
Portfolio Concentration
Top 3$58.86M23.9%
4–10$32.71M13.3%
11–25$40.71M16.5%
Rest$114.41M46.4%
Top 3 weight
23.9%
Top 10 weight
37.1%
Voting Authority Distribution
Total shares with voting rights: 3.45M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.45M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole841
Shared0
Other116
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings957
Rows:
SCHWAB STRATEGIC TR
SOLEShares522.88K
TypeSH
Market value$34.78M
14.10%
Sole
0.00
Shared
0.00
None
522.88K
SCHWAB STRATEGIC TR
SOLEShares204.51K
TypeSH
Market value$16.44M
6.66%
Sole
0.00
Shared
0.00
None
204.51K
SCHWAB STRATEGIC TR
SOLEShares73.38K
TypeSH
Market value$7.64M
3.10%
Sole
0.00
Shared
0.00
None
73.38K
MICROSOFT CORP
DFNDShares14.40K
TypeSH
Market value$6.20M
2.51%
Sole
0.00
Shared
0.00
None
14.40K
SCHWAB STRATEGIC TR
SOLEShares71.83K
TypeSH
Market value$5.97M
2.42%
Sole
0.00
Shared
0.00
None
71.83K
SCHWAB STRATEGIC TR
SOLEShares54.08K
TypeSH
Market value$4.57M
1.85%
Sole
0.00
Shared
0.00
None
54.08K
BLACKROCK ETF TRUST II
SOLEShares77K
TypeSH
Market value$4.12M
1.67%
Sole
0.00
Shared
0.00
None
77K
AMAZON COM INC
SOLEShares21.86K
TypeSH
Market value$4.07M
1.65%
Sole
0.00
Shared
0.00
None
21.86K
APPLE INC
SOLEShares16.93K
TypeSH
Market value$3.94M
1.60%
Sole
0.00
Shared
0.00
None
16.93K
SCHWAB STRATEGIC TR
SOLEShares131.46K
TypeSH
Market value$3.84M
1.55%
Sole
0.00
Shared
0.00
None
131.46K
CHEVRON CORP NEW
SOLEShares22.43K
TypeSH
Market value$3.30M
1.34%
Sole
0.00
Shared
0.00
None
22.43K
ALPHABET INC
DFNDShares19.50K
TypeSH
Market value$3.23M
1.31%
Sole
0.00
Shared
0.00
None
19.50K
COCA COLA CO
SOLEShares44.44K
TypeSH
Market value$3.19M
1.29%
Sole
0.00
Shared
0.00
None
44.44K
JANUS DETROIT STR TR
SOLEShares62.34K
TypeSH
Market value$3.06M
1.24%
Sole
0.00
Shared
0.00
None
62.34K
SCHWAB STRATEGIC TR
SOLEShares60.02K
TypeSH
Market value$2.98M
1.21%
Sole
0.00
Shared
0.00
None
60.02K
UNIFIED SER TR
SOLEShares75.30K
TypeSH
Market value$2.90M
1.18%
Sole
0.00
Shared
0.00
None
75.30K
META PLATFORMS INC
DFNDShares5.03K
TypeSH
Market value$2.88M
1.17%
Sole
0.00
Shared
0.00
None
5.03K
SCHWAB STRATEGIC TR
SOLEShares69.98K
TypeSH
Market value$2.88M
1.17%
Sole
0.00
Shared
0.00
None
69.98K
SPDR S&P 500 ETF TR
SOLEShares4.95K
TypeSH
Market value$2.84M
1.15%
Sole
0.00
Shared
0.00
None
4.95K
ALPHABET INC
SOLEShares13.88K
TypeSH
Market value$2.32M
0.94%
Sole
0.00
Shared
0.00
None
13.88K
JANUS DETROIT STR TR
SOLEShares45.13K
TypeSH
Market value$2.30M
0.93%
Sole
0.00
Shared
0.00
None
45.13K
BOOKING HOLDINGS INC
DFNDShares532.00
TypeSH
Market value$2.24M
0.91%
Sole
0.00
Shared
0.00
None
532.00
INVESCO EXCHANGE TRADED FD T
SOLEShares12.48K
TypeSH
Market value$2.24M
0.91%
Sole
0.00
Shared
0.00
None
12.48K
TAIWAN SEMICONDUCTOR MFG LTD
SOLEShares12.74K
TypeSH
Market value$2.21M
0.90%
Sole
0.00
Shared
0.00
None
12.74K
METROCITY BANKSHARES INC
SOLEShares69.80K
TypeSH
Market value$2.14M
0.87%
Sole
0.00
Shared
0.00
None
69.80K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 522.88K | SH | $34.78M 14.10% | 0.00 | 0.00 | 522.88K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 204.51K | SH | $16.44M 6.66% | 0.00 | 0.00 | 204.51K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 73.38K | SH | $7.64M 3.10% | 0.00 | 0.00 | 73.38K |
MICROSOFT CORPDFND | COM | 14.40K | SH | $6.20M 2.51% | 0.00 | 0.00 | 14.40K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 71.83K | SH | $5.97M 2.42% | 0.00 | 0.00 | 71.83K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 54.08K | SH | $4.57M 1.85% | 0.00 | 0.00 | 54.08K |
BLACKROCK ETF TRUST IISOLE | FLEXIBLE INCOME | 77K | SH | $4.12M 1.67% | 0.00 | 0.00 | 77K |
AMAZON COM INCSOLE | COM | 21.86K | SH | $4.07M 1.65% | 0.00 | 0.00 | 21.86K |
APPLE INCSOLE | COM | 16.93K | SH | $3.94M 1.60% | 0.00 | 0.00 | 16.93K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 131.46K | SH | $3.84M 1.55% | 0.00 | 0.00 | 131.46K |
CHEVRON CORP NEWSOLE | COM | 22.43K | SH | $3.30M 1.34% | 0.00 | 0.00 | 22.43K |
ALPHABET INCDFND | CAP STK CL A | 19.50K | SH | $3.23M 1.31% | 0.00 | 0.00 | 19.50K |
COCA COLA COSOLE | COM | 44.44K | SH | $3.19M 1.29% | 0.00 | 0.00 | 44.44K |
JANUS DETROIT STR TRSOLE | HENDRSN SHRT ETF | 62.34K | SH | $3.06M 1.24% | 0.00 | 0.00 | 62.34K |
SCHWAB STRATEGIC TRSOLE | 1 5YR CORP BD | 60.02K | SH | $2.98M 1.21% | 0.00 | 0.00 | 60.02K |
UNIFIED SER TRSOLE | BALLAST SMLMD CP | 75.30K | SH | $2.90M 1.18% | 0.00 | 0.00 | 75.30K |
META PLATFORMS INCDFND | CL A | 5.03K | SH | $2.88M 1.17% | 0.00 | 0.00 | 5.03K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 69.98K | SH | $2.88M 1.17% | 0.00 | 0.00 | 69.98K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 4.95K | SH | $2.84M 1.15% | 0.00 | 0.00 | 4.95K |
ALPHABET INCSOLE | CAP STK CL C | 13.88K | SH | $2.32M 0.94% | 0.00 | 0.00 | 13.88K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 45.13K | SH | $2.30M 0.93% | 0.00 | 0.00 | 45.13K |
BOOKING HOLDINGS INCDFND | COM | 532.00 | SH | $2.24M 0.91% | 0.00 | 0.00 | 532.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 12.48K | SH | $2.24M 0.91% | 0.00 | 0.00 | 12.48K |
TAIWAN SEMICONDUCTOR MFG LTDSOLE | SPONSORED ADS | 12.74K | SH | $2.21M 0.90% | 0.00 | 0.00 | 12.74K |
METROCITY BANKSHARES INCSOLE | COM | 69.80K | SH | $2.14M 0.87% | 0.00 | 0.00 | 69.80K |
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