Filed: 8/15/2024ACC: 0001944437-24-000003
📋 What this filing means
CAPE INVESTMENT ADVISORY, INC. filed this quarterly 13F‑HR report disclosing 929 equity positions with a total reported market value of $222.55M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
929
Positions
$222.55M
Total AUM (reported)
3.28M
Total Shares
Allocation by class
COM$65.15M29.3%
US BRD MKT ETF$32.12M14.4%
US LCAP VA ETF$14.96M6.7%
US EQTY PWR BUF$9.19M4.1%
US LCAP GR ETF$7.46M3.4%
US MID-CAP ETF$5.49M2.5%
CL A$5.02M2.3%
Portfolio Concentration
Top 3$54.53M24.5%
4–10$30.24M13.6%
11–25$37.63M16.9%
Rest$100.15M45.0%
Top 3 weight
24.5%
Top 10 weight
38.1%
Voting Authority Distribution
Total shares with voting rights: 3.28M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.28M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole809
Shared0
Other120
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings929
Rows:
SCHWAB STRATEGIC TR
SOLEShares510.82K
TypeSH
Market value$32.12M
14.43%
Sole
0.00
Shared
0.00
None
510.82K
SCHWAB STRATEGIC TR
SOLEShares201.93K
TypeSH
Market value$14.96M
6.72%
Sole
0.00
Shared
0.00
None
201.93K
SCHWAB STRATEGIC TR
SOLEShares73.96K
TypeSH
Market value$7.46M
3.35%
Sole
0.00
Shared
0.00
None
73.96K
MICROSOFT CORP
DFNDShares14.22K
TypeSH
Market value$6.36M
2.86%
Sole
0.00
Shared
0.00
None
14.22K
SCHWAB STRATEGIC TR
SOLEShares70.59K
TypeSH
Market value$5.49M
2.47%
Sole
0.00
Shared
0.00
None
70.59K
AMAZON COM INC
SOLEShares20.37K
TypeSH
Market value$3.94M
1.77%
Sole
0.00
Shared
0.00
None
20.37K
SCHWAB STRATEGIC TR
SOLEShares48.20K
TypeSH
Market value$3.75M
1.68%
Sole
0.00
Shared
0.00
None
48.20K
ALPHABET INC
DFNDShares19.77K
TypeSH
Market value$3.60M
1.62%
Sole
0.00
Shared
0.00
None
19.77K
APPLE INC
SOLEShares16.95K
TypeSH
Market value$3.57M
1.60%
Sole
0.00
Shared
0.00
None
16.95K
CHEVRON CORP NEW
SOLEShares22.59K
TypeSH
Market value$3.53M
1.59%
Sole
0.00
Shared
0.00
None
22.59K
SCHWAB STRATEGIC TR
SOLEShares130.95K
TypeSH
Market value$3.48M
1.56%
Sole
0.00
Shared
0.00
None
130.95K
BLACKROCK ETF TRUST II
SOLEShares58.17K
TypeSH
Market value$3.04M
1.36%
Sole
0.00
Shared
0.00
None
58.17K
JANUS DETROIT STR TR
SOLEShares61.92K
TypeSH
Market value$3.01M
1.35%
Sole
0.00
Shared
0.00
None
61.92K
COCA COLA CO
SOLEShares44.10K
TypeSH
Market value$2.81M
1.26%
Sole
0.00
Shared
0.00
None
44.10K
SCHWAB STRATEGIC TR
SOLEShares69.66K
TypeSH
Market value$2.68M
1.20%
Sole
0.00
Shared
0.00
None
69.66K
SPDR S&P 500 ETF TR
SOLEShares4.70K
TypeSH
Market value$2.55M
1.15%
Sole
0.00
Shared
0.00
None
4.70K
UNIFIED SER TR
SOLEShares70.78K
TypeSH
Market value$2.54M
1.14%
Sole
0.00
Shared
0.00
None
70.78K
ALPHABET INC
SOLEShares13.58K
TypeSH
Market value$2.49M
1.12%
Sole
0.00
Shared
0.00
None
13.58K
META PLATFORMS INC
DFNDShares4.86K
TypeSH
Market value$2.45M
1.10%
Sole
0.00
Shared
0.00
None
4.86K
JANUS DETROIT STR TR
SOLEShares45.27K
TypeSH
Market value$2.30M
1.03%
Sole
0.00
Shared
0.00
None
45.27K
TAIWAN SEMICONDUCTOR MFG LTD
SOLEShares12.84K
TypeSH
Market value$2.23M
1.00%
Sole
0.00
Shared
0.00
None
12.84K
BOOKING HOLDINGS INC
DFNDShares529.00
TypeSH
Market value$2.10M
0.94%
Sole
0.00
Shared
0.00
None
529.00
METROCITY BANKSHARES INC
SOLEShares76K
TypeSH
Market value$2.01M
0.90%
Sole
0.00
Shared
0.00
None
76K
INVESCO EXCHANGE TRADED FD T
SOLEShares12.13K
TypeSH
Market value$1.99M
0.90%
Sole
0.00
Shared
0.00
None
12.13K
INNOVATOR ETFS TRUST
SOLEShares51.24K
TypeSH
Market value$1.96M
0.88%
Sole
0.00
Shared
0.00
None
51.24K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 510.82K | SH | $32.12M 14.43% | 0.00 | 0.00 | 510.82K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 201.93K | SH | $14.96M 6.72% | 0.00 | 0.00 | 201.93K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 73.96K | SH | $7.46M 3.35% | 0.00 | 0.00 | 73.96K |
MICROSOFT CORPDFND | COM | 14.22K | SH | $6.36M 2.86% | 0.00 | 0.00 | 14.22K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 70.59K | SH | $5.49M 2.47% | 0.00 | 0.00 | 70.59K |
AMAZON COM INCSOLE | COM | 20.37K | SH | $3.94M 1.77% | 0.00 | 0.00 | 20.37K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 48.20K | SH | $3.75M 1.68% | 0.00 | 0.00 | 48.20K |
ALPHABET INCDFND | CAP STK CL A | 19.77K | SH | $3.60M 1.62% | 0.00 | 0.00 | 19.77K |
APPLE INCSOLE | COM | 16.95K | SH | $3.57M 1.60% | 0.00 | 0.00 | 16.95K |
CHEVRON CORP NEWSOLE | COM | 22.59K | SH | $3.53M 1.59% | 0.00 | 0.00 | 22.59K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 130.95K | SH | $3.48M 1.56% | 0.00 | 0.00 | 130.95K |
BLACKROCK ETF TRUST IISOLE | FLEXIBLE INCOME | 58.17K | SH | $3.04M 1.36% | 0.00 | 0.00 | 58.17K |
JANUS DETROIT STR TRSOLE | HENDRSN SHRT ETF | 61.92K | SH | $3.01M 1.35% | 0.00 | 0.00 | 61.92K |
COCA COLA COSOLE | COM | 44.10K | SH | $2.81M 1.26% | 0.00 | 0.00 | 44.10K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 69.66K | SH | $2.68M 1.20% | 0.00 | 0.00 | 69.66K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 4.70K | SH | $2.55M 1.15% | 0.00 | 0.00 | 4.70K |
UNIFIED SER TRSOLE | BALLAST SMLMD CP | 70.78K | SH | $2.54M 1.14% | 0.00 | 0.00 | 70.78K |
ALPHABET INCSOLE | CAP STK CL C | 13.58K | SH | $2.49M 1.12% | 0.00 | 0.00 | 13.58K |
META PLATFORMS INCDFND | CL A | 4.86K | SH | $2.45M 1.10% | 0.00 | 0.00 | 4.86K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 45.27K | SH | $2.30M 1.03% | 0.00 | 0.00 | 45.27K |
TAIWAN SEMICONDUCTOR MFG LTDSOLE | SPONSORED ADS | 12.84K | SH | $2.23M 1.00% | 0.00 | 0.00 | 12.84K |
BOOKING HOLDINGS INCDFND | COM | 529.00 | SH | $2.10M 0.94% | 0.00 | 0.00 | 529.00 |
METROCITY BANKSHARES INCSOLE | COM | 76K | SH | $2.01M 0.90% | 0.00 | 0.00 | 76K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 12.13K | SH | $1.99M 0.90% | 0.00 | 0.00 | 12.13K |
INNOVATOR ETFS TRUSTSOLE | US EQTY PWR BUF | 51.24K | SH | $1.96M 0.88% | 0.00 | 0.00 | 51.24K |
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