Filed: 6/21/2024ACC: 0001944437-24-000002
📋 What this filing means
CAPE INVESTMENT ADVISORY, INC. filed this quarterly 13F‑HR report disclosing 935 equity positions with a total reported market value of $213.88M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
935
Positions
$213.88M
Total AUM (reported)
3.15M
Total Shares
Allocation by class
COM$64.68M30.2%
US BRD MKT ETF$31.17M14.6%
US LCAP VA ETF$15.38M7.2%
US EQTY PWR BUF$8.80M4.1%
US LCAP GR ETF$6.95M3.2%
US MID-CAP ETF$5.73M2.7%
CL A$5.28M2.5%
Portfolio Concentration
Top 3$53.51M25.0%
4–10$30.59M14.3%
11–25$33.57M15.7%
Rest$96.22M45.0%
Top 3 weight
25.0%
Top 10 weight
39.3%
Voting Authority Distribution
Total shares with voting rights: 3.15M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.15M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole571
Shared0
Other364
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings935
Rows:
SCHWAB STRATEGIC TR
SOLEShares510.60K
TypeSH
Market value$31.17M
14.57%
Sole
0.00
Shared
0.00
None
510.60K
SCHWAB STRATEGIC TR
SOLEShares202.47K
TypeSH
Market value$15.38M
7.19%
Sole
0.00
Shared
0.00
None
202.47K
SCHWAB STRATEGIC TR
SOLEShares74.95K
TypeSH
Market value$6.95M
3.25%
Sole
0.00
Shared
0.00
None
74.95K
MICROSOFT CORP
DFNDShares14.09K
TypeSH
Market value$5.93M
2.77%
Sole
0.00
Shared
0.00
None
14.09K
SCHWAB STRATEGIC TR
SOLEShares70.38K
TypeSH
Market value$5.73M
2.68%
Sole
0.00
Shared
0.00
None
70.38K
APPLE INC
DFNDShares28.68K
TypeSH
Market value$4.92M
2.30%
Sole
0.00
Shared
0.00
None
28.68K
AMAZON COM INC
SOLEShares20.36K
TypeSH
Market value$3.67M
1.72%
Sole
0.00
Shared
0.00
None
20.36K
CHEVRON CORP NEW
SOLEShares22.02K
TypeSH
Market value$3.47M
1.62%
Sole
0.00
Shared
0.00
None
22.02K
SCHWAB STRATEGIC TR
SOLEShares42.66K
TypeSH
Market value$3.44M
1.61%
Sole
0.00
Shared
0.00
None
42.66K
ALPHABET INC
DFNDShares22.71K
TypeSH
Market value$3.43M
1.60%
Sole
0.00
Shared
0.00
None
22.71K
SCHWAB STRATEGIC TR
SOLEShares128.01K
TypeSH
Market value$3.23M
1.51%
Sole
0.00
Shared
0.00
None
128.01K
JANUS DETROIT STR TR
SOLEShares61.75K
TypeSH
Market value$2.99M
1.40%
Sole
0.00
Shared
0.00
None
61.75K
SPDR S&P 500 ETF TR
SOLEShares5.59K
TypeSH
Market value$2.92M
1.37%
Sole
0.00
Shared
0.00
None
5.59K
SCHWAB STRATEGIC TR
SOLEShares69.54K
TypeSH
Market value$2.71M
1.27%
Sole
0.00
Shared
0.00
None
69.54K
UNIFIED SER TR
SOLEShares61.65K
TypeSH
Market value$2.34M
1.09%
Sole
0.00
Shared
0.00
None
61.65K
META PLATFORMS INC
DFNDShares4.79K
TypeSH
Market value$2.32M
1.09%
Sole
0.00
Shared
0.00
None
4.79K
IQVIA HLDGS INC
SOLEShares8.36K
TypeSH
Market value$2.12M
0.99%
Sole
0.00
Shared
0.00
None
8.36K
ALPHABET INC
SOLEShares13.55K
TypeSH
Market value$2.06M
0.96%
Sole
0.00
Shared
0.00
None
13.55K
INNOVATOR ETFS TRUST
SOLEShares51.32K
TypeSH
Market value$1.92M
0.90%
Sole
0.00
Shared
0.00
None
51.32K
METROCITY BANKSHARES INC
DFNDShares76K
TypeSH
Market value$1.90M
0.89%
Sole
0.00
Shared
0.00
None
76K
BOOKING HOLDINGS INC
DFNDShares516.00
TypeSH
Market value$1.87M
0.88%
Sole
0.00
Shared
0.00
None
516.00
JANUS DETROIT STR TR
SOLEShares36.87K
TypeSH
Market value$1.87M
0.87%
Sole
0.00
Shared
0.00
None
36.87K
SCHWAB CHARLES CORP
SOLEShares25.24K
TypeSH
Market value$1.83M
0.85%
Sole
0.00
Shared
0.00
None
25.24K
ISHARES TR
SOLEShares23.11K
TypeSH
Market value$1.74M
0.82%
Sole
0.00
Shared
0.00
None
23.11K
TAIWAN SEMICONDUCTOR MFG LTD
SOLEShares12.74K
TypeSH
Market value$1.73M
0.81%
Sole
0.00
Shared
0.00
None
12.74K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 510.60K | SH | $31.17M 14.57% | 0.00 | 0.00 | 510.60K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 202.47K | SH | $15.38M 7.19% | 0.00 | 0.00 | 202.47K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 74.95K | SH | $6.95M 3.25% | 0.00 | 0.00 | 74.95K |
MICROSOFT CORPDFND | COM | 14.09K | SH | $5.93M 2.77% | 0.00 | 0.00 | 14.09K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 70.38K | SH | $5.73M 2.68% | 0.00 | 0.00 | 70.38K |
APPLE INCDFND | COM | 28.68K | SH | $4.92M 2.30% | 0.00 | 0.00 | 28.68K |
AMAZON COM INCSOLE | COM | 20.36K | SH | $3.67M 1.72% | 0.00 | 0.00 | 20.36K |
CHEVRON CORP NEWSOLE | COM | 22.02K | SH | $3.47M 1.62% | 0.00 | 0.00 | 22.02K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 42.66K | SH | $3.44M 1.61% | 0.00 | 0.00 | 42.66K |
ALPHABET INCDFND | CAP STK CL A | 22.71K | SH | $3.43M 1.60% | 0.00 | 0.00 | 22.71K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 128.01K | SH | $3.23M 1.51% | 0.00 | 0.00 | 128.01K |
JANUS DETROIT STR TRSOLE | HENDRSN SHRT ETF | 61.75K | SH | $2.99M 1.40% | 0.00 | 0.00 | 61.75K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 5.59K | SH | $2.92M 1.37% | 0.00 | 0.00 | 5.59K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 69.54K | SH | $2.71M 1.27% | 0.00 | 0.00 | 69.54K |
UNIFIED SER TRSOLE | BALLAST SMLMD CP | 61.65K | SH | $2.34M 1.09% | 0.00 | 0.00 | 61.65K |
META PLATFORMS INCDFND | CL A | 4.79K | SH | $2.32M 1.09% | 0.00 | 0.00 | 4.79K |
IQVIA HLDGS INCSOLE | COM | 8.36K | SH | $2.12M 0.99% | 0.00 | 0.00 | 8.36K |
ALPHABET INCSOLE | CAP STK CL C | 13.55K | SH | $2.06M 0.96% | 0.00 | 0.00 | 13.55K |
INNOVATOR ETFS TRUSTSOLE | US EQTY PWR BUF | 51.32K | SH | $1.92M 0.90% | 0.00 | 0.00 | 51.32K |
METROCITY BANKSHARES INCDFND | COM | 76K | SH | $1.90M 0.89% | 0.00 | 0.00 | 76K |
BOOKING HOLDINGS INCDFND | COM | 516.00 | SH | $1.87M 0.88% | 0.00 | 0.00 | 516.00 |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 36.87K | SH | $1.87M 0.87% | 0.00 | 0.00 | 36.87K |
SCHWAB CHARLES CORPSOLE | COM | 25.24K | SH | $1.83M 0.85% | 0.00 | 0.00 | 25.24K |
ISHARES TRSOLE | MORNINGSTAR GRWT | 23.11K | SH | $1.74M 0.82% | 0.00 | 0.00 | 23.11K |
TAIWAN SEMICONDUCTOR MFG LTDSOLE | SPONSORED ADS | 12.74K | SH | $1.73M 0.81% | 0.00 | 0.00 | 12.74K |
Page 1 of 38
…