Filed: 2/12/2024ACC: 0001944437-24-000001
📋 What this filing means
CAPE INVESTMENT ADVISORY, INC. filed this quarterly 13F‑HR report disclosing 1132 equity positions with a total reported market value of $204.50M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1132
Positions
$204.50M
Total AUM (reported)
3.68M
Total Shares
Allocation by class
COM$65.87M32.2%
US BRD MKT ETF$28.13M13.8%
US LCAP VA ETF$14.04M6.9%
US EQTY PWR BUF$8.76M4.3%
US LCAP GR ETF$6.35M3.1%
US MID-CAP ETF$5.31M2.6%
CL A$5.24M2.6%
Portfolio Concentration
Top 3$48.52M23.7%
4–10$29.44M14.4%
11–25$31.08M15.2%
Rest$95.47M46.7%
Top 3 weight
23.7%
Top 10 weight
38.1%
Voting Authority Distribution
Total shares with voting rights: 3.68M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.68M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1019
Shared0
Other113
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1132
Rows:
SCHWAB STRATEGIC TR
SOLEShares505.28K
TypeSH
Market value$28.13M
13.75%
Sole
0.00
Shared
0.00
None
505.28K
SCHWAB STRATEGIC TR
SOLEShares200.29K
TypeSH
Market value$14.04M
6.87%
Sole
0.00
Shared
0.00
None
200.29K
SCHWAB STRATEGIC TR
SOLEShares76.50K
TypeSH
Market value$6.35M
3.10%
Sole
0.00
Shared
0.00
None
76.50K
APPLE INC
SOLEShares28.30K
TypeSH
Market value$5.45M
2.66%
Sole
0.00
Shared
0.00
None
28.30K
MICROSOFT CORP
DFNDShares14.19K
TypeSH
Market value$5.34M
2.61%
Sole
0.00
Shared
0.00
None
14.19K
SCHWAB STRATEGIC TR
SOLEShares70.46K
TypeSH
Market value$5.31M
2.60%
Sole
0.00
Shared
0.00
None
70.46K
AMAZON COM INC
SOLEShares23.18K
TypeSH
Market value$3.52M
1.72%
Sole
0.00
Shared
0.00
None
23.18K
ALPHABET INC
DFNDShares24.86K
TypeSH
Market value$3.47M
1.70%
Sole
0.00
Shared
0.00
None
24.86K
SCHWAB STRATEGIC TR
SOLEShares130.09K
TypeSH
Market value$3.23M
1.58%
Sole
0.00
Shared
0.00
None
130.09K
CHEVRON CORP NEW
SOLEShares20.94K
TypeSH
Market value$3.12M
1.53%
Sole
0.00
Shared
0.00
None
20.94K
JANUS DETROIT STR TR
SOLEShares61.40K
TypeSH
Market value$2.97M
1.45%
Sole
0.00
Shared
0.00
None
61.40K
SCHWAB STRATEGIC TR
SOLEShares37.24K
TypeSH
Market value$2.83M
1.39%
Sole
0.00
Shared
0.00
None
37.24K
SCHWAB STRATEGIC TR
SOLEShares70.07K
TypeSH
Market value$2.59M
1.27%
Sole
0.00
Shared
0.00
None
70.07K
ALPHABET INC
SOLEShares16.36K
TypeSH
Market value$2.31M
1.13%
Sole
0.00
Shared
0.00
None
16.36K
SPDR S&P 500 ETF TR
SOLEShares4.53K
TypeSH
Market value$2.15M
1.05%
Sole
0.00
Shared
0.00
None
4.53K
IQVIA HLDGS INC
SOLEShares8.27K
TypeSH
Market value$1.91M
0.94%
Sole
0.00
Shared
0.00
None
8.27K
INNOVATOR ETFS TR
SOLEShares52.87K
TypeSH
Market value$1.91M
0.93%
Sole
0.00
Shared
0.00
None
52.87K
META PLATFORMS INC
DFNDShares5.38K
TypeSH
Market value$1.91M
0.93%
Sole
0.00
Shared
0.00
None
5.38K
BOOKING HOLDINGS INC
DFNDShares525.00
TypeSH
Market value$1.86M
0.91%
Sole
0.00
Shared
0.00
None
525.00
JANUS DETROIT STR TR
SOLEShares36.57K
TypeSH
Market value$1.84M
0.90%
Sole
0.00
Shared
0.00
None
36.57K
METROCITY BANKSHARES INC
SOLEShares76K
TypeSH
Market value$1.83M
0.89%
Sole
0.00
Shared
0.00
None
76K
UNIFIED SER TR
SOLEShares48.63K
TypeSH
Market value$1.80M
0.88%
Sole
0.00
Shared
0.00
None
48.63K
MASTERCARD INCORPORATED
SOLEShares4.11K
TypeSH
Market value$1.75M
0.86%
Sole
0.00
Shared
0.00
None
4.11K
SCHWAB CHARLES CORP
SOLEShares24.94K
TypeSH
Market value$1.72M
0.84%
Sole
0.00
Shared
0.00
None
24.94K
INNOVATOR ETFS TR
SOLEShares49.19K
TypeSH
Market value$1.71M
0.84%
Sole
0.00
Shared
0.00
None
49.19K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 505.28K | SH | $28.13M 13.75% | 0.00 | 0.00 | 505.28K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 200.29K | SH | $14.04M 6.87% | 0.00 | 0.00 | 200.29K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 76.50K | SH | $6.35M 3.10% | 0.00 | 0.00 | 76.50K |
APPLE INCSOLE | COM | 28.30K | SH | $5.45M 2.66% | 0.00 | 0.00 | 28.30K |
MICROSOFT CORPDFND | COM | 14.19K | SH | $5.34M 2.61% | 0.00 | 0.00 | 14.19K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 70.46K | SH | $5.31M 2.60% | 0.00 | 0.00 | 70.46K |
AMAZON COM INCSOLE | COM | 23.18K | SH | $3.52M 1.72% | 0.00 | 0.00 | 23.18K |
ALPHABET INCDFND | CAP STK CL A | 24.86K | SH | $3.47M 1.70% | 0.00 | 0.00 | 24.86K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 130.09K | SH | $3.23M 1.58% | 0.00 | 0.00 | 130.09K |
CHEVRON CORP NEWSOLE | COM | 20.94K | SH | $3.12M 1.53% | 0.00 | 0.00 | 20.94K |
JANUS DETROIT STR TRSOLE | HENDRSN SHRT ETF | 61.40K | SH | $2.97M 1.45% | 0.00 | 0.00 | 61.40K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 37.24K | SH | $2.83M 1.39% | 0.00 | 0.00 | 37.24K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 70.07K | SH | $2.59M 1.27% | 0.00 | 0.00 | 70.07K |
ALPHABET INCSOLE | CAP STK CL C | 16.36K | SH | $2.31M 1.13% | 0.00 | 0.00 | 16.36K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 4.53K | SH | $2.15M 1.05% | 0.00 | 0.00 | 4.53K |
IQVIA HLDGS INCSOLE | COM | 8.27K | SH | $1.91M 0.94% | 0.00 | 0.00 | 8.27K |
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 52.87K | SH | $1.91M 0.93% | 0.00 | 0.00 | 52.87K |
META PLATFORMS INCDFND | CL A | 5.38K | SH | $1.91M 0.93% | 0.00 | 0.00 | 5.38K |
BOOKING HOLDINGS INCDFND | COM | 525.00 | SH | $1.86M 0.91% | 0.00 | 0.00 | 525.00 |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 36.57K | SH | $1.84M 0.90% | 0.00 | 0.00 | 36.57K |
METROCITY BANKSHARES INCSOLE | COM | 76K | SH | $1.83M 0.89% | 0.00 | 0.00 | 76K |
UNIFIED SER TRSOLE | BALLAST SMLMD CP | 48.63K | SH | $1.80M 0.88% | 0.00 | 0.00 | 48.63K |
MASTERCARD INCORPORATEDSOLE | CL A | 4.11K | SH | $1.75M 0.86% | 0.00 | 0.00 | 4.11K |
SCHWAB CHARLES CORPSOLE | COM | 24.94K | SH | $1.72M 0.84% | 0.00 | 0.00 | 24.94K |
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 49.19K | SH | $1.71M 0.84% | 0.00 | 0.00 | 49.19K |
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