Filed: 11/7/2023ACC: 0001944437-23-000006
📋 What this filing means
CAPE INVESTMENT ADVISORY, INC. filed this quarterly 13F‑HR report disclosing 929 equity positions with a total reported market value of $176.44M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
929
Positions
$176.44M
Total AUM (reported)
3.05M
Total Shares
Allocation by class
COM$49.19M27.9%
US BRD MKT ETF$25.22M14.3%
US LCAP VA ETF$12.88M7.3%
US EQTY PWR BUF$7.62M4.3%
US LCAP GR ETF$5.78M3.3%
US MID-CAP ETF$4.83M2.7%
CL A$4.13M2.3%
Portfolio Concentration
Top 3$43.88M24.9%
4–10$25.19M14.3%
11–25$26.54M15.0%
Rest$80.83M45.8%
Top 3 weight
24.9%
Top 10 weight
39.1%
Voting Authority Distribution
Total shares with voting rights: 3.05M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.05M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole485
Shared0
Other444
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings929
Rows:
SCHWAB STRATEGIC TR
SOLEShares505.93K
TypeSH
Market value$25.22M
14.29%
Sole
0.00
Shared
0.00
None
505.93K
SCHWAB STRATEGIC TR
SOLEShares199.86K
TypeSH
Market value$12.88M
7.30%
Sole
0.00
Shared
0.00
None
199.86K
SCHWAB STRATEGIC TR
SOLEShares79.44K
TypeSH
Market value$5.78M
3.27%
Sole
0.00
Shared
0.00
None
79.44K
SCHWAB STRATEGIC TR
SOLEShares71.36K
TypeSH
Market value$4.83M
2.74%
Sole
0.00
Shared
0.00
None
71.36K
MICROSOFT CORP
DFNDShares13.79K
TypeSH
Market value$4.35M
2.47%
Sole
0.00
Shared
0.00
None
13.79K
CHEVRON CORP NEW
SOLEShares22.89K
TypeSH
Market value$3.86M
2.19%
Sole
0.00
Shared
0.00
None
22.89K
JANUS DETROIT STR TR
SOLEShares65.61K
TypeSH
Market value$3.15M
1.78%
Sole
0.00
Shared
0.00
None
65.61K
SCHWAB STRATEGIC TR
SOLEShares130.47K
TypeSH
Market value$3.12M
1.77%
Sole
0.00
Shared
0.00
None
130.47K
ALPHABET INC
DFNDShares22.77K
TypeSH
Market value$2.98M
1.69%
Sole
0.00
Shared
0.00
None
22.77K
APPLE INC
DFNDShares16.93K
TypeSH
Market value$2.90M
1.64%
Sole
0.00
Shared
0.00
None
16.93K
AMAZON COM INC
SOLEShares20.28K
TypeSH
Market value$2.58M
1.46%
Sole
0.00
Shared
0.00
None
20.28K
SCHWAB STRATEGIC TR
SOLEShares33.25K
TypeSH
Market value$2.35M
1.33%
Sole
0.00
Shared
0.00
None
33.25K
SCHWAB STRATEGIC TR
SOLEShares68.74K
TypeSH
Market value$2.33M
1.32%
Sole
0.00
Shared
0.00
None
68.74K
ALPHABET INC
SOLEShares15.03K
TypeSH
Market value$1.98M
1.12%
Sole
0.00
Shared
0.00
None
15.03K
JANUS DETROIT STR TR
SOLEShares36.26K
TypeSH
Market value$1.82M
1.03%
Sole
0.00
Shared
0.00
None
36.26K
MASTERCARD INCORPORATED
SOLEShares4.22K
TypeSH
Market value$1.67M
0.95%
Sole
0.00
Shared
0.00
None
4.22K
IQVIA HLDGS INC
SOLEShares8.18K
TypeSH
Market value$1.61M
0.91%
Sole
0.00
Shared
0.00
None
8.18K
BOOKING HOLDINGS INC
DFNDShares518.00
TypeSH
Market value$1.60M
0.91%
Sole
0.00
Shared
0.00
None
518.00
INNOVATOR ETFS TR
SOLEShares49.19K
TypeSH
Market value$1.59M
0.90%
Sole
0.00
Shared
0.00
None
49.19K
INVESCO QQQ TR
DFNDShares4.42K
TypeSH
Market value$1.59M
0.90%
Sole
0.00
Shared
0.00
None
4.42K
META PLATFORMS INC
DFNDShares5.21K
TypeSH
Market value$1.56M
0.89%
Sole
0.00
Shared
0.00
None
5.21K
SPDR S&P 500 ETF TR
SOLEShares3.66K
TypeSH
Market value$1.56M
0.89%
Sole
0.00
Shared
0.00
None
3.66K
METROCITY BANKSHARES INC
DFNDShares76K
TypeSH
Market value$1.50M
0.85%
Sole
0.00
Shared
0.00
None
76K
ISHARES TR
DFNDShares23.41K
TypeSH
Market value$1.40M
0.79%
Sole
0.00
Shared
0.00
None
23.41K
UNIFIED SER TR
SOLEShares40.30K
TypeSH
Market value$1.39M
0.79%
Sole
0.00
Shared
0.00
None
40.30K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 505.93K | SH | $25.22M 14.29% | 0.00 | 0.00 | 505.93K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 199.86K | SH | $12.88M 7.30% | 0.00 | 0.00 | 199.86K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 79.44K | SH | $5.78M 3.27% | 0.00 | 0.00 | 79.44K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 71.36K | SH | $4.83M 2.74% | 0.00 | 0.00 | 71.36K |
MICROSOFT CORPDFND | COM | 13.79K | SH | $4.35M 2.47% | 0.00 | 0.00 | 13.79K |
CHEVRON CORP NEWSOLE | COM | 22.89K | SH | $3.86M 2.19% | 0.00 | 0.00 | 22.89K |
JANUS DETROIT STR TRSOLE | HENDRSN SHRT ETF | 65.61K | SH | $3.15M 1.78% | 0.00 | 0.00 | 65.61K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 130.47K | SH | $3.12M 1.77% | 0.00 | 0.00 | 130.47K |
ALPHABET INCDFND | CAP STK CL A | 22.77K | SH | $2.98M 1.69% | 0.00 | 0.00 | 22.77K |
APPLE INCDFND | COM | 16.93K | SH | $2.90M 1.64% | 0.00 | 0.00 | 16.93K |
AMAZON COM INCSOLE | COM | 20.28K | SH | $2.58M 1.46% | 0.00 | 0.00 | 20.28K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 33.25K | SH | $2.35M 1.33% | 0.00 | 0.00 | 33.25K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 68.74K | SH | $2.33M 1.32% | 0.00 | 0.00 | 68.74K |
ALPHABET INCSOLE | CAP STK CL C | 15.03K | SH | $1.98M 1.12% | 0.00 | 0.00 | 15.03K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 36.26K | SH | $1.82M 1.03% | 0.00 | 0.00 | 36.26K |
MASTERCARD INCORPORATEDSOLE | CL A | 4.22K | SH | $1.67M 0.95% | 0.00 | 0.00 | 4.22K |
IQVIA HLDGS INCSOLE | COM | 8.18K | SH | $1.61M 0.91% | 0.00 | 0.00 | 8.18K |
BOOKING HOLDINGS INCDFND | COM | 518.00 | SH | $1.60M 0.91% | 0.00 | 0.00 | 518.00 |
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 49.19K | SH | $1.59M 0.90% | 0.00 | 0.00 | 49.19K |
INVESCO QQQ TRDFND | UNIT SER 1 | 4.42K | SH | $1.59M 0.90% | 0.00 | 0.00 | 4.42K |
META PLATFORMS INCDFND | CL A | 5.21K | SH | $1.56M 0.89% | 0.00 | 0.00 | 5.21K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 3.66K | SH | $1.56M 0.89% | 0.00 | 0.00 | 3.66K |
METROCITY BANKSHARES INCDFND | COM | 76K | SH | $1.50M 0.85% | 0.00 | 0.00 | 76K |
ISHARES TRDFND | MORNINGSTAR GRWT | 23.41K | SH | $1.40M 0.79% | 0.00 | 0.00 | 23.41K |
UNIFIED SER TRSOLE | BALLAST SMLMD CP | 40.30K | SH | $1.39M 0.79% | 0.00 | 0.00 | 40.30K |
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