Filed: 10/12/2023ACC: 0001944437-23-000005
📋 What this filing means
CAPE INVESTMENT ADVISORY, INC. filed this quarterly 13F‑HR report disclosing 911 equity positions with a total reported market value of $179.05M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
911
Positions
$179.05M
Total AUM (reported)
2.99M
Total Shares
Allocation by class
COM$50.31M28.1%
US BRD MKT ETF$26.82M15.0%
US LCAP VA ETF$13.39M7.5%
US EQTY PWR BUF$7.23M4.0%
US LCAP GR ETF$6.06M3.4%
US MID-CAP ETF$5.13M2.9%
CL A$4.02M2.2%
Portfolio Concentration
Top 3$46.28M25.8%
4–10$25.95M14.5%
11–25$26.07M14.6%
Rest$80.76M45.1%
Top 3 weight
25.8%
Top 10 weight
40.3%
Voting Authority Distribution
Total shares with voting rights: 2.99M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.99M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole831
Shared0
Other80
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings911
Rows:
SCHWAB STRATEGIC TR
SOLEShares518.86K
TypeSH
Market value$26.82M
14.98%
Sole
0.00
Shared
0.00
None
518.86K
SCHWAB STRATEGIC TR
SOLEShares199.57K
TypeSH
Market value$13.39M
7.48%
Sole
0.00
Shared
0.00
None
199.57K
SCHWAB STRATEGIC TR
SOLEShares80.89K
TypeSH
Market value$6.06M
3.39%
Sole
0.00
Shared
0.00
None
80.89K
SCHWAB STRATEGIC TR
SOLEShares72.24K
TypeSH
Market value$5.13M
2.87%
Sole
0.00
Shared
0.00
None
72.24K
MICROSOFT CORP
DFNDShares13.48K
TypeSH
Market value$4.59M
2.56%
Sole
0.00
Shared
0.00
None
13.48K
APPLE INC
SOLEShares22.76K
TypeSH
Market value$4.41M
2.47%
Sole
0.00
Shared
0.00
None
22.76K
SCHWAB STRATEGIC TR
SOLEShares134.33K
TypeSH
Market value$3.31M
1.85%
Sole
0.00
Shared
0.00
None
134.33K
JANUS DETROIT STR TR
SOLEShares66.22K
TypeSH
Market value$3.16M
1.77%
Sole
0.00
Shared
0.00
None
66.22K
AMAZON COM INC
SOLEShares20.67K
TypeSH
Market value$2.69M
1.50%
Sole
0.00
Shared
0.00
None
20.67K
ALPHABET INC
DFNDShares22.12K
TypeSH
Market value$2.65M
1.48%
Sole
0.00
Shared
0.00
None
22.12K
SCHWAB STRATEGIC TR
SOLEShares68.89K
TypeSH
Market value$2.46M
1.37%
Sole
0.00
Shared
0.00
None
68.89K
SCHWAB STRATEGIC TR
SOLEShares30.14K
TypeSH
Market value$2.19M
1.22%
Sole
0.00
Shared
0.00
None
30.14K
SPDR S&P 500 ETF TR
SOLEShares4.48K
TypeSH
Market value$1.98M
1.11%
Sole
0.00
Shared
0.00
None
4.48K
ALPHABET INC
SOLEShares15.77K
TypeSH
Market value$1.91M
1.07%
Sole
0.00
Shared
0.00
None
15.77K
JANUS DETROIT STR TR
SOLEShares36.15K
TypeSH
Market value$1.80M
1.01%
Sole
0.00
Shared
0.00
None
36.15K
IQVIA HLDGS INC
SOLEShares7.97K
TypeSH
Market value$1.79M
1.00%
Sole
0.00
Shared
0.00
None
7.97K
VANGUARD BD INDEX FDS
SOLEShares23.06K
TypeSH
Market value$1.74M
0.97%
Sole
0.00
Shared
0.00
None
23.06K
MASTERCARD INCORPORATED
SOLEShares4.14K
TypeSH
Market value$1.63M
0.91%
Sole
0.00
Shared
0.00
None
4.14K
CHEVRON CORP NEW
DFNDShares10.28K
TypeSH
Market value$1.62M
0.90%
Sole
0.00
Shared
0.00
None
10.28K
INVESCO QQQ TR
SOLEShares4.31K
TypeSH
Market value$1.59M
0.89%
Sole
0.00
Shared
0.00
None
4.31K
AMERISOURCEBERGEN CORP
DFNDShares8.15K
TypeSH
Market value$1.57M
0.88%
Sole
0.00
Shared
0.00
None
8.15K
ISHARES TR
SOLEShares23.41K
TypeSH
Market value$1.46M
0.82%
Sole
0.00
Shared
0.00
None
23.41K
META PLATFORMS INC
SOLEShares5.08K
TypeSH
Market value$1.46M
0.81%
Sole
0.00
Shared
0.00
None
5.08K
SCHWAB STRATEGIC TR
SOLEShares33K
TypeSH
Market value$1.45M
0.81%
Sole
0.00
Shared
0.00
None
33K
UNIFIED SER TR
SOLEShares40.35K
TypeSH
Market value$1.43M
0.80%
Sole
0.00
Shared
0.00
None
40.35K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 518.86K | SH | $26.82M 14.98% | 0.00 | 0.00 | 518.86K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 199.57K | SH | $13.39M 7.48% | 0.00 | 0.00 | 199.57K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 80.89K | SH | $6.06M 3.39% | 0.00 | 0.00 | 80.89K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 72.24K | SH | $5.13M 2.87% | 0.00 | 0.00 | 72.24K |
MICROSOFT CORPDFND | COM | 13.48K | SH | $4.59M 2.56% | 0.00 | 0.00 | 13.48K |
APPLE INCSOLE | COM | 22.76K | SH | $4.41M 2.47% | 0.00 | 0.00 | 22.76K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 134.33K | SH | $3.31M 1.85% | 0.00 | 0.00 | 134.33K |
JANUS DETROIT STR TRSOLE | HENDRSN SHRT ETF | 66.22K | SH | $3.16M 1.77% | 0.00 | 0.00 | 66.22K |
AMAZON COM INCSOLE | COM | 20.67K | SH | $2.69M 1.50% | 0.00 | 0.00 | 20.67K |
ALPHABET INCDFND | CAP STK CL A | 22.12K | SH | $2.65M 1.48% | 0.00 | 0.00 | 22.12K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 68.89K | SH | $2.46M 1.37% | 0.00 | 0.00 | 68.89K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 30.14K | SH | $2.19M 1.22% | 0.00 | 0.00 | 30.14K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 4.48K | SH | $1.98M 1.11% | 0.00 | 0.00 | 4.48K |
ALPHABET INCSOLE | CAP STK CL C | 15.77K | SH | $1.91M 1.07% | 0.00 | 0.00 | 15.77K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 36.15K | SH | $1.80M 1.01% | 0.00 | 0.00 | 36.15K |
IQVIA HLDGS INCSOLE | COM | 7.97K | SH | $1.79M 1.00% | 0.00 | 0.00 | 7.97K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 23.06K | SH | $1.74M 0.97% | 0.00 | 0.00 | 23.06K |
MASTERCARD INCORPORATEDSOLE | CL A | 4.14K | SH | $1.63M 0.91% | 0.00 | 0.00 | 4.14K |
CHEVRON CORP NEWDFND | COM | 10.28K | SH | $1.62M 0.90% | 0.00 | 0.00 | 10.28K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.31K | SH | $1.59M 0.89% | 0.00 | 0.00 | 4.31K |
AMERISOURCEBERGEN CORPDFND | COM | 8.15K | SH | $1.57M 0.88% | 0.00 | 0.00 | 8.15K |
ISHARES TRSOLE | MORNINGSTAR GRWT | 23.41K | SH | $1.46M 0.82% | 0.00 | 0.00 | 23.41K |
META PLATFORMS INCSOLE | CL A | 5.08K | SH | $1.46M 0.81% | 0.00 | 0.00 | 5.08K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 33K | SH | $1.45M 0.81% | 0.00 | 0.00 | 33K |
UNIFIED SER TRSOLE | BALLAST SMLMD CP | 40.35K | SH | $1.43M 0.80% | 0.00 | 0.00 | 40.35K |
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