Filed: 10/12/2023ACC: 0001944437-23-000003
📋 What this filing means
CAPE INVESTMENT ADVISORY, INC. filed this quarterly 13F‑HR report disclosing 963 equity positions with a total reported market value of $164.11M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
963
Positions
$164.11M
Total AUM (reported)
2.92M
Total Shares
Allocation by class
COM$43.75M26.7%
US BRD MKT ETF$24.80M15.1%
US LCAP VA ETF$12.89M7.9%
US EQTY PWR BUF$6.12M3.7%
US LCAP GR ETF$5.40M3.3%
US MID-CAP ETF$4.93M3.0%
CL A$3.70M2.3%
Portfolio Concentration
Top 3$43.09M26.3%
4–10$23.88M14.6%
11–25$24.29M14.8%
Rest$72.85M44.4%
Top 3 weight
26.3%
Top 10 weight
40.8%
Voting Authority Distribution
Total shares with voting rights: 2.92M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.92M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole907
Shared0
Other56
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings963
Rows:
SCHWAB STRATEGIC TR
SOLEShares518.33K
TypeSH
Market value$24.80M
15.11%
Sole
0.00
Shared
0.00
None
518.33K
SCHWAB STRATEGIC TR
SOLEShares196.51K
TypeSH
Market value$12.89M
7.85%
Sole
0.00
Shared
0.00
None
196.51K
SCHWAB STRATEGIC TR
SOLEShares82.93K
TypeSH
Market value$5.40M
3.29%
Sole
0.00
Shared
0.00
None
82.93K
SCHWAB STRATEGIC TR
SOLEShares72.72K
TypeSH
Market value$4.93M
3.01%
Sole
0.00
Shared
0.00
None
72.72K
MICROSOFT CORP
DFNDShares14.86K
TypeSH
Market value$4.28M
2.61%
Sole
0.00
Shared
0.00
None
14.86K
SCHWAB STRATEGIC TR
SOLEShares134.78K
TypeSH
Market value$3.30M
2.01%
Sole
0.00
Shared
0.00
None
134.78K
JANUS DETROIT STR TR
SOLEShares65.99K
TypeSH
Market value$3.15M
1.92%
Sole
0.00
Shared
0.00
None
65.99K
APPLE INC
SOLEShares18.31K
TypeSH
Market value$3.02M
1.84%
Sole
0.00
Shared
0.00
None
18.31K
ALPHABET INC
SOLEShares27.09K
TypeSH
Market value$2.81M
1.71%
Sole
0.00
Shared
0.00
None
27.09K
SCHWAB STRATEGIC TR
SOLEShares68.28K
TypeSH
Market value$2.38M
1.45%
Sole
0.00
Shared
0.00
None
68.28K
SCHWAB STRATEGIC TR
SOLEShares30.52K
TypeSH
Market value$2.23M
1.36%
Sole
0.00
Shared
0.00
None
30.52K
AMAZON COM INC
SOLEShares20.37K
TypeSH
Market value$2.10M
1.28%
Sole
0.00
Shared
0.00
None
20.37K
VANGUARD BD INDEX FDS
SOLEShares26.67K
TypeSH
Market value$2.04M
1.24%
Sole
0.00
Shared
0.00
None
26.67K
JANUS DETROIT STR TR
SOLEShares36.11K
TypeSH
Market value$1.79M
1.09%
Sole
0.00
Shared
0.00
None
36.11K
CHEVRON CORP NEW
SOLEShares10.14K
TypeSH
Market value$1.65M
1.01%
Sole
0.00
Shared
0.00
None
10.14K
ALPHABET INC
SOLEShares15.60K
TypeSH
Market value$1.62M
0.99%
Sole
0.00
Shared
0.00
None
15.60K
SPDR S&P 500 ETF TR
SOLEShares3.90K
TypeSH
Market value$1.60M
0.97%
Sole
0.00
Shared
0.00
None
3.90K
IQVIA HLDGS INC
SOLEShares7.99K
TypeSH
Market value$1.59M
0.97%
Sole
0.00
Shared
0.00
None
7.99K
MASTERCARD INCORPORATED
SOLEShares4.18K
TypeSH
Market value$1.52M
0.93%
Sole
0.00
Shared
0.00
None
4.18K
SCHWAB STRATEGIC TR
SOLEShares33.42K
TypeSH
Market value$1.40M
0.85%
Sole
0.00
Shared
0.00
None
33.42K
BOOKING HOLDINGS INC
DFNDShares521.00
TypeSH
Market value$1.38M
0.84%
Sole
0.00
Shared
0.00
None
521.00
UNIFIED SER TR
SOLEShares40.87K
TypeSH
Market value$1.36M
0.83%
Sole
0.00
Shared
0.00
None
40.87K
META PLATFORMS INC
SOLEShares6.31K
TypeSH
Market value$1.34M
0.81%
Sole
0.00
Shared
0.00
None
6.31K
ISHARES TR
SOLEShares24.02K
TypeSH
Market value$1.33M
0.81%
Sole
0.00
Shared
0.00
None
24.02K
INVESCO QQQ TR
SOLEShares4.13K
TypeSH
Market value$1.33M
0.81%
Sole
0.00
Shared
0.00
None
4.13K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 518.33K | SH | $24.80M 15.11% | 0.00 | 0.00 | 518.33K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 196.51K | SH | $12.89M 7.85% | 0.00 | 0.00 | 196.51K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 82.93K | SH | $5.40M 3.29% | 0.00 | 0.00 | 82.93K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 72.72K | SH | $4.93M 3.01% | 0.00 | 0.00 | 72.72K |
MICROSOFT CORPDFND | COM | 14.86K | SH | $4.28M 2.61% | 0.00 | 0.00 | 14.86K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 134.78K | SH | $3.30M 2.01% | 0.00 | 0.00 | 134.78K |
JANUS DETROIT STR TRSOLE | HENDRSN SHRT ETF | 65.99K | SH | $3.15M 1.92% | 0.00 | 0.00 | 65.99K |
APPLE INCSOLE | COM | 18.31K | SH | $3.02M 1.84% | 0.00 | 0.00 | 18.31K |
ALPHABET INCSOLE | CAP STK CL A | 27.09K | SH | $2.81M 1.71% | 0.00 | 0.00 | 27.09K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 68.28K | SH | $2.38M 1.45% | 0.00 | 0.00 | 68.28K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 30.52K | SH | $2.23M 1.36% | 0.00 | 0.00 | 30.52K |
AMAZON COM INCSOLE | COM | 20.37K | SH | $2.10M 1.28% | 0.00 | 0.00 | 20.37K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 26.67K | SH | $2.04M 1.24% | 0.00 | 0.00 | 26.67K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 36.11K | SH | $1.79M 1.09% | 0.00 | 0.00 | 36.11K |
CHEVRON CORP NEWSOLE | COM | 10.14K | SH | $1.65M 1.01% | 0.00 | 0.00 | 10.14K |
ALPHABET INCSOLE | CAP STK CL C | 15.60K | SH | $1.62M 0.99% | 0.00 | 0.00 | 15.60K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 3.90K | SH | $1.60M 0.97% | 0.00 | 0.00 | 3.90K |
IQVIA HLDGS INCSOLE | COM | 7.99K | SH | $1.59M 0.97% | 0.00 | 0.00 | 7.99K |
MASTERCARD INCORPORATEDSOLE | CL A | 4.18K | SH | $1.52M 0.93% | 0.00 | 0.00 | 4.18K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 33.42K | SH | $1.40M 0.85% | 0.00 | 0.00 | 33.42K |
BOOKING HOLDINGS INCDFND | COM | 521.00 | SH | $1.38M 0.84% | 0.00 | 0.00 | 521.00 |
UNIFIED SER TRSOLE | BALLAST SMLMD CP | 40.87K | SH | $1.36M 0.83% | 0.00 | 0.00 | 40.87K |
META PLATFORMS INCSOLE | CL A | 6.31K | SH | $1.34M 0.81% | 0.00 | 0.00 | 6.31K |
ISHARES TRSOLE | MORNINGSTAR GRWT | 24.02K | SH | $1.33M 0.81% | 0.00 | 0.00 | 24.02K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.13K | SH | $1.33M 0.81% | 0.00 | 0.00 | 4.13K |
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