CANTOR FITZGERALD INVESTMENT ADVISORS L.P.

PrivateCIK: 1710477

Location

NEW YORK, NY

178

Positions

$1.36B

Total AUM (reported)

19.23M

Total Shares

Allocation by class

COM$641.06M47.3%

3 7 YR TREAS BD$85.37M6.3%

COM NEW$71.28M5.3%

CORE S&P500 ETF$66.03M4.9%

MTG-BKD SECS ETF$51.34M3.8%

S&P 500 ETF SHS$46.73M3.4%

UNIT SER 1$42.11M3.1%

Portfolio Concentration

Top 3$202.74M15.0%

4–10$219.00M16.2%

11–25$265.69M19.6%

Rest$668.60M49.3%

Top 3 weight

15.0%

Top 10 weight

31.1%

Voting Authority Distribution

Total shares with voting rights: 19.23M

Sole

Full voting authority

11.12M

% of voting shares57.9%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

8.10M

% of voting shares42.1%

Investment Discretion (by position count)

Sole178

Shared0

Other0

Dominant voting typeSole · 57.9% of voting shares

Institutional Holdings178

Rows:

ISHARES TR

SOLE

3 7 YR TREAS BD

Shares719.83K

TypeSH

Market value$85.37M

6.30%

Sole

0.00

Shared

0.00

None

719.83K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares101.08K

TypeSH

Market value$66.03M

4.87%

Sole

0.00

Shared

0.00

None

101.08K

VANGUARD SCOTTSDALE FDS

SOLE

MTG-BKD SECS ETF

Shares1.09M

TypeSH

Market value$51.34M

3.79%

Sole

0.00

Shared

0.00

None

1.09M

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares78.21K

TypeSH

Market value$46.73M

3.45%

Sole

0.00

Shared

0.00

None

78.21K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares72.96K

TypeSH

Market value$42.11M

3.11%

Sole

0.00

Shared

0.00

None

72.96K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares593.90K

TypeSH

Market value$38.06M

2.81%

Sole

0.00

Shared

0.00

None

593.90K

CVS HEALTH CORP

SOLE

COM

Shares366.37K

TypeSH

Market value$26.31M

1.94%

Sole

350.95K

Shared

0.00

None

15.42K

EXXON MOBIL CORP

SOLE

COM

Shares134.26K

TypeSH

Market value$22.78M

1.68%

Sole

126.42K

Shared

0.00

None

7.85K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares645.58K

TypeSH

Market value$21.65M

1.60%

Sole

0.00

Shared

0.00

None

645.58K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares832.88K

TypeSH

Market value$21.36M

1.57%

Sole

0.00

Shared

0.00

None

832.88K

CORNING INC

SOLE

COM

Shares155.12K

TypeSH

Market value$21.09M

1.56%

Sole

148.95K

Shared

0.00

None

6.17K

WELLS FARGO & CO

SOLE

COM

Shares251.38K

TypeSH

Market value$20.01M

1.48%

Sole

238.13K

Shared

0.00

None

13.24K

EMERSON ELEC CO

SOLE

COM

Shares141.15K

TypeSH

Market value$18.49M

1.36%

Sole

132.65K

Shared

0.00

None

8.50K

JOHNSON & JOHNSON

SOLE

COM

Shares74.61K

TypeSH

Market value$18.24M

1.34%

Sole

71.03K

Shared

0.00

None

3.57K

ALTSHARES TRUST

SOLE

MERGER ARBITRAGE

Shares620.89K

TypeSH

Market value$18.20M

1.34%

Sole

0.00

Shared

0.00

None

620.89K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares267.61K

TypeSH

Market value$18.07M

1.33%

Sole

0.00

Shared

0.00

None

267.61K

TRUIST FINL CORP

SOLE

COM

Shares388.75K

TypeSH

Market value$17.87M

1.32%

Sole

372.20K

Shared

0.00

None

16.55K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares329.34K

TypeSH

Market value$17.80M

1.31%

Sole

0.00

Shared

0.00

None

329.34K

HEWLETT PACKARD ENTERPRISE C

SOLE

COM

Shares733.21K

TypeSH

Market value$17.46M

1.29%

Sole

701.95K

Shared

0.00

None

31.26K

CONOCOPHILLIPS

SOLE

COM

Shares129.79K

TypeSH

Market value$17.13M

1.26%

Sole

123.69K

Shared

0.00

None

6.11K

UNITED PARCEL SVCS INC

SOLE

CL B

Shares169.69K

TypeSH

Market value$16.69M

1.23%

Sole

162.60K

Shared

0.00

None

7.08K

WEYERHAEUSER CO

SOLE

COM NEW

Shares679.75K

TypeSH

Market value$16.61M

1.22%

Sole

653.43K

Shared

0.00

None

26.32K

MONDELEZ INTL INC

SOLE

CL A

Shares286.34K

TypeSH

Market value$16.50M

1.22%

Sole

272.82K

Shared

0.00

None

13.52K

US BANCORP

SOLE

COM NEW

Shares307.08K

TypeSH

Market value$15.97M

1.18%

Sole

292.48K

Shared

0.00

None

14.60K

BRISTOL-MYERS SQUIBB CO

SOLE

COM

Shares256.25K

TypeSH

Market value$15.54M

1.15%

Sole

245.25K

Shared

0.00

None

11K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	3 7 YR TREAS BD	719.83K	SH	$85.37M 6.30%	0.00	719.83K
ISHARES TRSOLE	CORE S&P500 ETF	101.08K	SH	$66.03M 4.87%	0.00	101.08K
VANGUARD SCOTTSDALE FDSSOLE	MTG-BKD SECS ETF	1.09M	SH	$51.34M 3.79%	0.00	1.09M
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	78.21K	SH	$46.73M 3.45%	0.00	78.21K
INVESCO QQQ TRSOLE	UNIT SER 1	72.96K	SH	$42.11M 3.11%	0.00	72.96K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	593.90K	SH	$38.06M 2.81%	0.00	593.90K
CVS HEALTH CORPSOLE	COM	366.37K	SH	$26.31M 1.94%	350.95K	15.42K
EXXON MOBIL CORPSOLE	COM	134.26K	SH	$22.78M 1.68%	126.42K	7.85K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	645.58K	SH	$21.65M 1.60%	0.00	645.58K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	832.88K	SH	$21.36M 1.57%	0.00	832.88K
CORNING INCSOLE	COM	155.12K	SH	$21.09M 1.56%	148.95K	6.17K
WELLS FARGO & COSOLE	COM	251.38K	SH	$20.01M 1.48%	238.13K	13.24K
EMERSON ELEC COSOLE	COM	141.15K	SH	$18.49M 1.36%	132.65K	8.50K
JOHNSON & JOHNSONSOLE	COM	74.61K	SH	$18.24M 1.34%	71.03K	3.57K
ALTSHARES TRUSTSOLE	MERGER ARBITRAGE	620.89K	SH	$18.20M 1.34%	0.00	620.89K
ISHARES TRSOLE	CORE S&P MCP ETF	267.61K	SH	$18.07M 1.33%	0.00	267.61K
TRUIST FINL CORPSOLE	COM	388.75K	SH	$17.87M 1.32%	372.20K	16.55K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	329.34K	SH	$17.80M 1.31%	0.00	329.34K
HEWLETT PACKARD ENTERPRISE CSOLE	COM	733.21K	SH	$17.46M 1.29%	701.95K	31.26K
CONOCOPHILLIPSSOLE	COM	129.79K	SH	$17.13M 1.26%	123.69K	6.11K
UNITED PARCEL SVCS INCSOLE	CL B	169.69K	SH	$16.69M 1.23%	162.60K	7.08K
WEYERHAEUSER COSOLE	COM NEW	679.75K	SH	$16.61M 1.22%	653.43K	26.32K
MONDELEZ INTL INCSOLE	CL A	286.34K	SH	$16.50M 1.22%	272.82K	13.52K
US BANCORPSOLE	COM NEW	307.08K	SH	$15.97M 1.18%	292.48K	14.60K
BRISTOL-MYERS SQUIBB COSOLE	COM	256.25K	SH	$15.54M 1.15%	245.25K	11K

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