CANTOR FITZGERALD INVESTMENT ADVISORS L.P.

PrivateCIK: 1710477

Location

NEW YORK, NY

178

Positions

$1.47B

Total AUM (reported)

19.58M

Total Shares

Allocation by class

COM$661.05M45.1%

3 7 YR TREAS BD$85.81M5.8%

CORE S&P500 ETF$81.01M5.5%

COM NEW$73.98M5.0%

S&P 500 ETF SHS$52.06M3.5%

UNIT SER 1$48.43M3.3%

MTG-BKD SECS ETF$47.29M3.2%

Portfolio Concentration

Top 3$218.87M14.9%

4–10$237.73M16.2%

11–25$288.92M19.7%

Rest$721.41M49.2%

Top 3 weight

14.9%

Top 10 weight

31.1%

Voting Authority Distribution

Total shares with voting rights: 19.58M

Sole

Full voting authority

11.59M

% of voting shares59.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

7.99M

% of voting shares40.8%

Investment Discretion (by position count)

Sole178

Shared0

Other0

Dominant voting typeSole · 59.2% of voting shares

Institutional Holdings178

Rows:

ISHARES TR

SOLE

3 7 YR TREAS BD

Shares756.41K

TypeSH

Market value$85.81M

5.85%

Sole

0.00

Shared

0.00

None

756.41K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares105.77K

TypeSH

Market value$81.01M

5.52%

Sole

0.00

Shared

0.00

None

105.77K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares74.28K

TypeSH

Market value$52.06M

3.55%

Sole

0.00

Shared

0.00

None

74.28K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares65.47K

TypeSH

Market value$48.43M

3.30%

Sole

0.00

Shared

0.00

None

65.47K

VANGUARD SCOTTSDALE FDS

SOLE

MTG-BKD SECS ETF

Shares1.06M

TypeSH

Market value$47.29M

3.22%

Sole

0.00

Shared

0.00

None

1.06M

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares584.72K

TypeSH

Market value$41.29M

2.81%

Sole

0.00

Shared

0.00

None

584.72K

HEWLETT PACKARD ENTERPRISE C

SOLE

COM

Shares480.84K

TypeSH

Market value$30.72M

2.09%

Sole

461.15K

Shared

0.00

None

19.70K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares831.85K

TypeSH

Market value$24.96M

1.70%

Sole

0.00

Shared

0.00

None

831.85K

EMERSON ELEC CO

SOLE

COM

Shares146.45K

TypeSH

Market value$22.71M

1.55%

Sole

138.20K

Shared

0.00

None

8.25K

CVS HEALTH CORP

SOLE

COM

Shares260.59K

TypeSH

Market value$22.33M

1.52%

Sole

250.08K

Shared

0.00

None

10.51K

HP INC

SOLE

COM

Shares704.37K

TypeSH

Market value$22.03M

1.50%

Sole

675.02K

Shared

0.00

None

29.35K

SPDR SERIES TRUST

SOLE

ST INTER BD ETF

Shares645.23K

TypeSH

Market value$20.83M

1.42%

Sole

0.00

Shared

0.00

None

645.23K

WELLS FARGO & CO

SOLE

COM

Shares260K

TypeSH

Market value$20.81M

1.42%

Sole

247.39K

Shared

0.00

None

12.61K

ACCENTURE PLC IRELAND

SOLE

SHS CLASS A

Shares113.41K

TypeSH

Market value$20.80M

1.42%

Sole

108.91K

Shared

0.00

None

4.50K

JOHNSON & JOHNSON

SOLE

COM

Shares75.20K

TypeSH

Market value$19.91M

1.36%

Sole

72.02K

Shared

0.00

None

3.18K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares331.64K

TypeSH

Market value$19.67M

1.34%

Sole

0.00

Shared

0.00

None

331.64K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares267.64K

TypeSH

Market value$19.26M

1.31%

Sole

0.00

Shared

0.00

None

267.64K

ARBITRAGE FDS

SOLE

ALTSHARES MERGER

Shares620.96K

TypeSH

Market value$18.59M

1.27%

Sole

0.00

Shared

0.00

None

620.96K

STANLEY BLACK & DECKER INC

SOLE

COM

Shares209.12K

TypeSH

Market value$18.53M

1.26%

Sole

200.22K

Shared

0.00

None

8.90K

TRUIST FINL CORP

SOLE

COM

Shares399.65K

TypeSH

Market value$18.50M

1.26%

Sole

383.56K

Shared

0.00

None

16.10K

SMUCKER J M CO

SOLE

COM NEW

Shares155.31K

TypeSH

Market value$18.47M

1.26%

Sole

149.30K

Shared

0.00

None

6.01K

US BANCORP

SOLE

COM NEW

Shares317.21K

TypeSH

Market value$18.32M

1.25%

Sole

302.84K

Shared

0.00

None

14.37K

BEST BUY INC

SOLE

COM

Shares202.77K

TypeSH

Market value$17.89M

1.22%

Sole

194.91K

Shared

0.00

None

7.87K

INTERNATIONAL BUSINESS MACHS

SOLE

COM

Shares80.80K

TypeSH

Market value$17.77M

1.21%

Sole

77.02K

Shared

0.00

None

3.79K

TARGET CORP

SOLE

COM

Shares111.92K

TypeSH

Market value$17.54M

1.20%

Sole

107.28K

Shared

0.00

None

4.63K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	3 7 YR TREAS BD	756.41K	SH	$85.81M 5.85%	0.00	756.41K
ISHARES TRSOLE	CORE S&P500 ETF	105.77K	SH	$81.01M 5.52%	0.00	105.77K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	74.28K	SH	$52.06M 3.55%	0.00	74.28K
INVESCO QQQ TRSOLE	UNIT SER 1	65.47K	SH	$48.43M 3.30%	0.00	65.47K
VANGUARD SCOTTSDALE FDSSOLE	MTG-BKD SECS ETF	1.06M	SH	$47.29M 3.22%	0.00	1.06M
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	584.72K	SH	$41.29M 2.81%	0.00	584.72K
HEWLETT PACKARD ENTERPRISE CSOLE	COM	480.84K	SH	$30.72M 2.09%	461.15K	19.70K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	831.85K	SH	$24.96M 1.70%	0.00	831.85K
EMERSON ELEC COSOLE	COM	146.45K	SH	$22.71M 1.55%	138.20K	8.25K
CVS HEALTH CORPSOLE	COM	260.59K	SH	$22.33M 1.52%	250.08K	10.51K
HP INCSOLE	COM	704.37K	SH	$22.03M 1.50%	675.02K	29.35K
SPDR SERIES TRUSTSOLE	ST INTER BD ETF	645.23K	SH	$20.83M 1.42%	0.00	645.23K
WELLS FARGO & COSOLE	COM	260K	SH	$20.81M 1.42%	247.39K	12.61K
ACCENTURE PLC IRELANDSOLE	SHS CLASS A	113.41K	SH	$20.80M 1.42%	108.91K	4.50K
JOHNSON & JOHNSONSOLE	COM	75.20K	SH	$19.91M 1.36%	72.02K	3.18K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	331.64K	SH	$19.67M 1.34%	0.00	331.64K
ISHARES TRSOLE	CORE S&P MCP ETF	267.64K	SH	$19.26M 1.31%	0.00	267.64K
ARBITRAGE FDSSOLE	ALTSHARES MERGER	620.96K	SH	$18.59M 1.27%	0.00	620.96K
STANLEY BLACK & DECKER INCSOLE	COM	209.12K	SH	$18.53M 1.26%	200.22K	8.90K
TRUIST FINL CORPSOLE	COM	399.65K	SH	$18.50M 1.26%	383.56K	16.10K
SMUCKER J M COSOLE	COM NEW	155.31K	SH	$18.47M 1.26%	149.30K	6.01K
US BANCORPSOLE	COM NEW	317.21K	SH	$18.32M 1.25%	302.84K	14.37K
BEST BUY INCSOLE	COM	202.77K	SH	$17.89M 1.22%	194.91K	7.87K
INTERNATIONAL BUSINESS MACHSSOLE	COM	80.80K	SH	$17.77M 1.21%	77.02K	3.79K
TARGET CORPSOLE	COM	111.92K	SH	$17.54M 1.20%	107.28K	4.63K

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