CALTON & ASSOCIATES, INC.

PrivateCIK: 822648
Location

TAMPA, FL

438
Positions
$695.93M
Total AUM (reported)
9.96M
Total Shares

Allocation by class

TOTAL AUM$695.93M438 positions
COM$117.49M16.9%
STATE STREET SPD$77.93M11.2%
UNIT SER 1$32.57M4.7%
PEAKSHARES SECTO$29.16M4.2%
TR UNIT$20.38M2.9%
HIGH DIVID ETF$16.69M2.4%
FLOATNG RAT TREA$13.58M2.0%

Portfolio Concentration

Top 311.8%4–1014.5%11–2518.4%Rest55.3%TOP 1026.3%0%100%
Top 3$82.41M11.8%
4–10$100.82M14.5%
11–25$127.99M18.4%
Rest$384.71M55.3%

Top 3 weight

11.8%

Top 10 weight

26.3%

Voting Authority Distribution

Total shares with voting rights: 9.96M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

9.96M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole438
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings438
Rows:

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares56.43K
TypeSH
Market value$32.57M
4.68%
Sole
0.00
Shared
0.00
None
56.43K

NORTHERN LTS FD TR II

SOLE
PEAKSHARES SECTO
Shares1.04M
TypeSH
Market value$29.16M
4.19%
Sole
0.00
Shared
0.00
None
1.04M

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares270.25K
TypeSH
Market value$20.68M
2.97%
Sole
0.00
Shared
0.00
None
270.25K

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares31.34K
TypeSH
Market value$20.38M
2.93%
Sole
0.00
Shared
0.00
None
31.34K

FIDELITY COVINGTON TRUST

SOLE
HIGH DIVID ETF
Shares302.17K
TypeSH
Market value$16.69M
2.40%
Sole
0.00
Shared
0.00
None
302.17K

APPLE INC

SOLE
COM
Shares64.78K
TypeSH
Market value$16.44M
2.36%
Sole
0.00
Shared
0.00
None
64.78K

WISDOMTREE TR

SOLE
FLOATNG RAT TREA
Shares269.72K
TypeSH
Market value$13.58M
1.95%
Sole
0.00
Shared
0.00
None
269.72K

INVESCO ACTIVELY MANAGED EXC

SOLE
VAR RATE INVT
Shares469.43K
TypeSH
Market value$11.75M
1.69%
Sole
0.00
Shared
0.00
None
469.43K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares123.21K
TypeSH
Market value$11.29M
1.62%
Sole
0.00
Shared
0.00
None
123.21K

DBX ETF TR

SOLE
XTRACK MSCI EAFE
Shares216.33K
TypeSH
Market value$10.69M
1.54%
Sole
0.00
Shared
0.00
None
216.33K

VANGUARD WORLD FD

SOLE
FINANCIALS ETF
Shares88.05K
TypeSH
Market value$10.64M
1.53%
Sole
0.00
Shared
0.00
None
88.05K

SCHWAB STRATEGIC TR

SOLE
US LCAP GR ETF
Shares361.29K
TypeSH
Market value$10.52M
1.51%
Sole
0.00
Shared
0.00
None
361.29K

VANGUARD INDEX FDS

SOLE
GROWTH ETF
Shares23.56K
TypeSH
Market value$10.29M
1.48%
Sole
0.00
Shared
0.00
None
23.56K

NVIDIA CORPORATION

SOLE
COM
Shares58.01K
TypeSH
Market value$10.12M
1.45%
Sole
0.00
Shared
0.00
None
58.01K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares323.07K
TypeSH
Market value$9.94M
1.43%
Sole
0.00
Shared
0.00
None
323.07K

SELECT SECTOR SPDR TR

SOLE
STATE STREET TEC
Shares67.50K
TypeSH
Market value$8.97M
1.29%
Sole
0.00
Shared
0.00
None
67.50K

VANGUARD WORLD FD

SOLE
MEGA CAP INDEX
Shares36.96K
TypeSH
Market value$8.74M
1.26%
Sole
0.00
Shared
0.00
None
36.96K

SCHWAB STRATEGIC TR

SOLE
GOVERNMENT MONEY
Shares86.32K
TypeSH
Market value$8.69M
1.25%
Sole
0.00
Shared
0.00
None
86.32K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares82.94K
TypeSH
Market value$8.25M
1.19%
Sole
0.00
Shared
0.00
None
82.94K

INVESCO EXCH TRADED FD TR II

SOLE
NASDAQ 100 ETF
Shares33.48K
TypeSH
Market value$7.96M
1.14%
Sole
0.00
Shared
0.00
None
33.48K

VANGUARD WORLD FD

SOLE
HEALTH CAR ETF
Shares28.49K
TypeSH
Market value$7.76M
1.11%
Sole
0.00
Shared
0.00
None
28.49K

VANGUARD INDEX FDS

SOLE
S&P 500 ETF SHS
Shares11.96K
TypeSH
Market value$7.15M
1.03%
Sole
0.00
Shared
0.00
None
11.96K

PACER FDS TR

SOLE
US CASH COWS 100
Shares111.34K
TypeSH
Market value$6.97M
1.00%
Sole
0.00
Shared
0.00
None
111.34K

FIRST TR EXCHANGE TRADED FD

SOLE
RISNG DIVD ACHIV
Shares90.42K
TypeSH
Market value$6.17M
0.89%
Sole
0.00
Shared
0.00
None
90.42K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares127.92K
TypeSH
Market value$5.82M
0.84%
Sole
0.00
Shared
0.00
None
127.92K
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