CALTON & ASSOCIATES, INC.

Filed: 10/31/2022ACC: 0001606587-22-002058

📋 What this filing means

CALTON & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 213 equity positions with a total reported market value of $174.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

213

Positions

$174.6K

Total AUM (reported)

Total Shares

Allocation by class

COM$39.9K22.8%

SBI HEALTHCARE$5.9K3.4%

GADSDN DYN MLT$5.6K3.2%

TR UNIT$5.4K3.1%

UTILITIES ETF$5.1K2.9%

FINANCIALS ETF$4.5K2.6%

UNIT SER 1$4.0K2.3%

Portfolio Concentration

Top 3$19.1K11.0%

4–10$30.6K17.5%

11–25$33.9K19.4%

Rest$90.9K52.1%

Top 3 weight

11.0%

Top 10 weight

28.5%

Voting Authority Distribution

Total shares with voting rights: 3M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

% of voting shares100.0%

Investment Discretion (by position count)

Sole213

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings213

Rows:

APPLE INC

SOLE

COM

Shares55.31K

TypeSH

Market value$7.6K

4.38%

Sole

0.00

Shared

0.00

None

55.31K

SELECT SECTOR SPDR TR HEALTH CARE FORMERLY CONSUMER SVCS TO 06242002

SOLE

SBI HEALTHCARE

Shares48.94K

TypeSH

Market value$5.9K

3.39%

Sole

0.00

Shared

0.00

None

48.94K

ALPHA ARCHITECT SOLUTIONS GADSDN DYN MLT ETF

SOLE

GADSDN DYN MLT

Shares171.57K

TypeSH

Market value$5.6K

3.19%

Sole

0.00

Shared

0.00

None

171.57K

SPDR SP 500 ETF TRUST UNIT SER 1 SP

SOLE

TR UNIT

Shares15.14K

TypeSH

Market value$5.4K

3.10%

Sole

0.00

Shared

0.00

None

15.14K

VANGUARD SECTOR INDEX FDS VANGUARD UTILS VIPERS

SOLE

UTILITIES ETF

Shares35.88K

TypeSH

Market value$5.1K

2.92%

Sole

0.00

Shared

0.00

None

35.88K

VANGUARD FINANCIALS INDEX FUND ETF SHARES

SOLE

FINANCIALS ETF

Shares60.32K

TypeSH

Market value$4.5K

2.57%

Sole

0.00

Shared

0.00

None

60.32K

INVESCO QQQ TRUST

SOLE

UNIT SER 1

Shares14.88K

TypeSH

Market value$4.0K

2.28%

Sole

0.00

Shared

0.00

None

14.88K

SPDR SER TR BLOMBERG BRC INV

SOLE

BLOOMBERG INVT

Shares130.26K

TypeSH

Market value$3.9K

2.26%

Sole

0.00

Shared

0.00

None

130.26K

VICTORY PORTFOLIOS II CEMP US EQ INCOM

SOLE

VCSHS US EQ INCM

Shares65.74K

TypeSH

Market value$3.9K

2.23%

Sole

0.00

Shared

0.00

None

65.74K

SPDR BLACKSTONEGSO SENIOR LOAN

SOLE

BLACKSTONE SENR

Shares92.73K

TypeSH

Market value$3.8K

2.17%

Sole

0.00

Shared

0.00

None

92.73K

VANGUARD SECTOR INDEX FDS VANGUARD CONSUMER STAPLES VIPERS

SOLE

CONSUM STP ETF

Shares20.20K

TypeSH

Market value$3.5K

1.99%

Sole

0.00

Shared

0.00

None

20.20K

VANGUARD SECTOR INDEX FDS VANGUARD HEALTH CARE VIPERS

SOLE

HEALTH CAR ETF

Shares13.70K

TypeSH

Market value$3.1K

1.76%

Sole

0.00

Shared

0.00

None

13.70K

VANGUARD INDEX FDS VANGUARD GROWTH ETF FORMERLY VANGUARD INDEX TR VIPERS

SOLE

GROWTH ETF

Shares12.99K

TypeSH

Market value$2.8K

1.59%

Sole

0.00

Shared

0.00

None

12.99K

VANGUARD WORLD FD MEGA CAP 300 INDEX ETF

SOLE

MEGA CAP INDEX

Shares20.03K

TypeSH

Market value$2.5K

1.43%

Sole

0.00

Shared

0.00

None

20.03K

MICROSOFT CORP

SOLE

COM

Shares10.09K

TypeSH

Market value$2.3K

1.35%

Sole

0.00

Shared

0.00

None

10.09K

INVESCO SP 500 EQ WGT UTILITIES ETF

SOLE

S&P500 EQL UTL

Shares20.21K

TypeSH

Market value$2.2K

1.23%

Sole

0.00

Shared

0.00

None

20.21K

SPDR SER TR SP500 HIGH DIV

SOLE

PRTFLO S&P500 HI

Shares59.15K

TypeSH

Market value$2.1K

1.20%

Sole

0.00

Shared

0.00

None

59.15K

HOME DEPOT INC COM

SOLE

COM

Shares7.42K

TypeSH

Market value$2.0K

1.17%

Sole

0.00

Shared

0.00

None

7.42K

PACER FDS TR GLOBL CASH ETF

SOLE

GLOBL CASH ETF

Shares75.08K

TypeSH

Market value$2.0K

1.15%

Sole

0.00

Shared

0.00

None

75.08K

SECTOR SPDR TR SHS BEN INT TECHNOLOGY

SOLE

TECHNOLOGY

Shares16.85K

TypeSH

Market value$2.0K

1.15%

Sole

0.00

Shared

0.00

None

16.85K

BERKSHIRE HATHAWAY INC DEL CL B NEW

SOLE

CL B NEW

Shares7.32K

TypeSH

Market value$2.0K

1.12%

Sole

0.00

Shared

0.00

None

7.32K

PACER FDS TR US CASH COWS 100 ETF

SOLE

US CASH COWS 100

Shares47.61K

TypeSH

Market value$2.0K

1.12%

Sole

0.00

Shared

0.00

None

47.61K

ISHARES TIPS BOND ETF

SOLE

TIPS BD ETF

Shares18.28K

TypeSH

Market value$1.9K

1.10%

Sole

0.00

Shared

0.00

None

18.28K

FIRST TR VALUE LINE DIVID INDEX FD SHS

SOLE

SHS

Shares51.05K

TypeSH

Market value$1.8K

1.05%

Sole

0.00

Shared

0.00

None

51.05K

EXXON MOBIL CORP

SOLE

COM

Shares20.83K

TypeSH

Market value$1.8K

1.04%

Sole

0.00

Shared

0.00

None

20.83K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	55.31K	SH	$7.6K 4.38%	55.31K
SELECT SECTOR SPDR TR HEALTH CARE FORMERLY CONSUMER SVCS TO 06242002SOLE	SBI HEALTHCARE	48.94K	SH	$5.9K 3.39%	48.94K
ALPHA ARCHITECT SOLUTIONS GADSDN DYN MLT ETFSOLE	GADSDN DYN MLT	171.57K	SH	$5.6K 3.19%	171.57K
SPDR SP 500 ETF TRUST UNIT SER 1 SPSOLE	TR UNIT	15.14K	SH	$5.4K 3.10%	15.14K
VANGUARD SECTOR INDEX FDS VANGUARD UTILS VIPERSSOLE	UTILITIES ETF	35.88K	SH	$5.1K 2.92%	35.88K
VANGUARD FINANCIALS INDEX FUND ETF SHARESSOLE	FINANCIALS ETF	60.32K	SH	$4.5K 2.57%	60.32K
INVESCO QQQ TRUSTSOLE	UNIT SER 1	14.88K	SH	$4.0K 2.28%	14.88K
SPDR SER TR BLOMBERG BRC INVSOLE	BLOOMBERG INVT	130.26K	SH	$3.9K 2.26%	130.26K
VICTORY PORTFOLIOS II CEMP US EQ INCOMSOLE	VCSHS US EQ INCM	65.74K	SH	$3.9K 2.23%	65.74K
SPDR BLACKSTONEGSO SENIOR LOANSOLE	BLACKSTONE SENR	92.73K	SH	$3.8K 2.17%	92.73K
VANGUARD SECTOR INDEX FDS VANGUARD CONSUMER STAPLES VIPERSSOLE	CONSUM STP ETF	20.20K	SH	$3.5K 1.99%	20.20K
VANGUARD SECTOR INDEX FDS VANGUARD HEALTH CARE VIPERSSOLE	HEALTH CAR ETF	13.70K	SH	$3.1K 1.76%	13.70K
VANGUARD INDEX FDS VANGUARD GROWTH ETF FORMERLY VANGUARD INDEX TR VIPERSSOLE	GROWTH ETF	12.99K	SH	$2.8K 1.59%	12.99K
VANGUARD WORLD FD MEGA CAP 300 INDEX ETFSOLE	MEGA CAP INDEX	20.03K	SH	$2.5K 1.43%	20.03K
MICROSOFT CORPSOLE	COM	10.09K	SH	$2.3K 1.35%	10.09K
INVESCO SP 500 EQ WGT UTILITIES ETFSOLE	S&P500 EQL UTL	20.21K	SH	$2.2K 1.23%	20.21K
SPDR SER TR SP500 HIGH DIVSOLE	PRTFLO S&P500 HI	59.15K	SH	$2.1K 1.20%	59.15K
HOME DEPOT INC COMSOLE	COM	7.42K	SH	$2.0K 1.17%	7.42K
PACER FDS TR GLOBL CASH ETFSOLE	GLOBL CASH ETF	75.08K	SH	$2.0K 1.15%	75.08K
SECTOR SPDR TR SHS BEN INT TECHNOLOGYSOLE	TECHNOLOGY	16.85K	SH	$2.0K 1.15%	16.85K
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE	CL B NEW	7.32K	SH	$2.0K 1.12%	7.32K
PACER FDS TR US CASH COWS 100 ETFSOLE	US CASH COWS 100	47.61K	SH	$2.0K 1.12%	47.61K
ISHARES TIPS BOND ETFSOLE	TIPS BD ETF	18.28K	SH	$1.9K 1.10%	18.28K
FIRST TR VALUE LINE DIVID INDEX FD SHSSOLE	SHS	51.05K	SH	$1.8K 1.05%	51.05K
EXXON MOBIL CORPSOLE	COM	20.83K	SH	$1.8K 1.04%	20.83K

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