Filed: 8/10/2026ACC: 0001172661-26-003203
📋 What this filing means
CALTON & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 419 equity positions with a total reported market value of $682.84M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
419
Positions
$682.84M
Total AUM (reported)
8.67M
Total Shares
Allocation by class
COM$127.03M18.6%
UNIT SER 1$41.50M6.1%
PEAK SECT RO ETF$26.20M3.8%
ST STR P500ETF$23.37M3.4%
TR UNIT$21.99M3.2%
HIGH DIVID ETF$17.76M2.6%
SHS CREAT UNIT$12.29M1.8%
Portfolio Concentration
Top 3$91.07M13.3%
4–10$102.98M15.1%
11–25$124.14M18.2%
Rest$364.65M53.4%
Top 3 weight
13.3%
Top 10 weight
28.4%
Voting Authority Distribution
Total shares with voting rights: 8.67M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
8.67M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole419
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings419
Rows:
INVESCO QQQ TR
SOLEShares56.35K
TypeSH
Market value$41.50M
6.08%
Sole
0.00
Shared
0.00
None
56.35K
NORTHERN LTS FD TR II
SOLEShares859.82K
TypeSH
Market value$26.20M
3.84%
Sole
0.00
Shared
0.00
None
859.82K
SPDR SERIES TRUST
SOLEShares265.89K
TypeSH
Market value$23.37M
3.42%
Sole
0.00
Shared
0.00
None
265.89K
STATE STR SPDR S&P 500 ETF T
SOLEShares29.44K
TypeSH
Market value$21.99M
3.22%
Sole
0.00
Shared
0.00
None
29.44K
FIDELITY COVINGTON TRUST
SOLEShares294.51K
TypeSH
Market value$17.76M
2.60%
Sole
0.00
Shared
0.00
None
294.51K
APPLE INC
SOLEShares51.72K
TypeSH
Market value$14.96M
2.19%
Sole
0.00
Shared
0.00
None
51.72K
INVESCO ACTIVELY MANAGED EXC
SOLEShares489.13K
TypeSH
Market value$12.26M
1.80%
Sole
0.00
Shared
0.00
None
489.13K
SCHWAB STRATEGIC TR
SOLEShares359.68K
TypeSH
Market value$12.17M
1.78%
Sole
0.00
Shared
0.00
None
359.68K
DBX ETF TR
SOLEShares219.31K
TypeSH
Market value$11.98M
1.75%
Sole
0.00
Shared
0.00
None
219.31K
SPDR SERIES TRUST
SOLEShares129.44K
TypeSH
Market value$11.86M
1.74%
Sole
0.00
Shared
0.00
None
129.44K
WISDOMTREE TR
SOLEShares231.58K
TypeSH
Market value$11.66M
1.71%
Sole
0.00
Shared
0.00
None
231.58K
INVESCO EXCH TRADED FD TR II
SOLEShares34.29K
TypeSH
Market value$10.39M
1.52%
Sole
0.00
Shared
0.00
None
34.29K
NVIDIA CORPORATION
SOLEShares50.42K
TypeSH
Market value$10.09M
1.48%
Sole
0.00
Shared
0.00
None
50.42K
MICRON TECHNOLOGY INC
SOLEShares8.46K
TypeSH
Market value$9.77M
1.43%
Sole
0.00
Shared
0.00
None
8.46K
SELECT SECTOR SPDR TR
SOLEShares49.06K
TypeSH
Market value$9.35M
1.37%
Sole
0.00
Shared
0.00
None
49.06K
SPDR SERIES TRUST
SOLEShares280.54K
TypeSH
Market value$8.65M
1.27%
Sole
0.00
Shared
0.00
None
280.54K
VANGUARD INDEX FDS
SOLEShares97.16K
TypeSH
Market value$8.37M
1.23%
Sole
0.00
Shared
0.00
None
97.16K
VANGUARD WORLD FD
SOLEShares61.39K
TypeSH
Market value$8.08M
1.18%
Sole
0.00
Shared
0.00
None
61.39K
PACER FDS TR
SOLEShares118.52K
TypeSH
Market value$7.37M
1.08%
Sole
0.00
Shared
0.00
None
118.52K
FIRST TR EXCHANGE TRADED FD
SOLEShares88.51K
TypeSH
Market value$7.17M
1.05%
Sole
0.00
Shared
0.00
None
88.51K
VANGUARD WORLD FD
SOLEShares23.37K
TypeSH
Market value$6.99M
1.02%
Sole
0.00
Shared
0.00
None
23.37K
VANGUARD WORLD FD
SOLEShares24.36K
TypeSH
Market value$6.67M
0.98%
Sole
0.00
Shared
0.00
None
24.36K
VANGUARD INDEX FDS
SOLEShares9.64K
TypeSH
Market value$6.62M
0.97%
Sole
0.00
Shared
0.00
None
9.64K
VANECK ETF TRUST
SOLEShares10.05K
TypeSH
Market value$6.59M
0.97%
Sole
0.00
Shared
0.00
None
10.05K
SPDR SERIES TRUST
SOLEShares64.11K
TypeSH
Market value$6.37M
0.93%
Sole
0.00
Shared
0.00
None
64.11K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 56.35K | SH | $41.50M 6.08% | 0.00 | 0.00 | 56.35K |
NORTHERN LTS FD TR IISOLE | PEAK SECT RO ETF | 859.82K | SH | $26.20M 3.84% | 0.00 | 0.00 | 859.82K |
SPDR SERIES TRUSTSOLE | ST STR P500ETF | 265.89K | SH | $23.37M 3.42% | 0.00 | 0.00 | 265.89K |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 29.44K | SH | $21.99M 3.22% | 0.00 | 0.00 | 29.44K |
FIDELITY COVINGTON TRUSTSOLE | HIGH DIVID ETF | 294.51K | SH | $17.76M 2.60% | 0.00 | 0.00 | 294.51K |
APPLE INCSOLE | COM | 51.72K | SH | $14.96M 2.19% | 0.00 | 0.00 | 51.72K |
INVESCO ACTIVELY MANAGED EXCSOLE | VAR RATE INVT | 489.13K | SH | $12.26M 1.80% | 0.00 | 0.00 | 489.13K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 359.68K | SH | $12.17M 1.78% | 0.00 | 0.00 | 359.68K |
DBX ETF TRSOLE | XTRACK MSCI EAFE | 219.31K | SH | $11.98M 1.75% | 0.00 | 0.00 | 219.31K |
SPDR SERIES TRUSTSOLE | ST STR BLO 1 ETF | 129.44K | SH | $11.86M 1.74% | 0.00 | 0.00 | 129.44K |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 231.58K | SH | $11.66M 1.71% | 0.00 | 0.00 | 231.58K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 34.29K | SH | $10.39M 1.52% | 0.00 | 0.00 | 34.29K |
NVIDIA CORPORATIONSOLE | COM | 50.42K | SH | $10.09M 1.48% | 0.00 | 0.00 | 50.42K |
MICRON TECHNOLOGY INCSOLE | COM | 8.46K | SH | $9.77M 1.43% | 0.00 | 0.00 | 8.46K |
SELECT SECTOR SPDR TRSOLE | ST STR TECHN ETF | 49.06K | SH | $9.35M 1.37% | 0.00 | 0.00 | 49.06K |
SPDR SERIES TRUSTSOLE | ST STR RATE ETF | 280.54K | SH | $8.65M 1.27% | 0.00 | 0.00 | 280.54K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 97.16K | SH | $8.37M 1.23% | 0.00 | 0.00 | 97.16K |
VANGUARD WORLD FDSOLE | FINANCIALS ETF | 61.39K | SH | $8.08M 1.18% | 0.00 | 0.00 | 61.39K |
PACER FDS TRSOLE | US CASH COWS 100 | 118.52K | SH | $7.37M 1.08% | 0.00 | 0.00 | 118.52K |
FIRST TR EXCHANGE TRADED FDSOLE | RISNG DIVD ACHIV | 88.51K | SH | $7.17M 1.05% | 0.00 | 0.00 | 88.51K |
VANGUARD WORLD FDSOLE | HEALTH CAR ETF | 23.37K | SH | $6.99M 1.02% | 0.00 | 0.00 | 23.37K |
VANGUARD WORLD FDSOLE | MEGA CAP INDEX | 24.36K | SH | $6.67M 0.98% | 0.00 | 0.00 | 24.36K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 9.64K | SH | $6.62M 0.97% | 0.00 | 0.00 | 9.64K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 10.05K | SH | $6.59M 0.97% | 0.00 | 0.00 | 10.05K |
SPDR SERIES TRUSTSOLE | ST STR BL 12 ETF | 64.11K | SH | $6.37M 0.93% | 0.00 | 0.00 | 64.11K |
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