Filed: 5/13/2026ACC: 0001172661-26-001798
📋 What this filing means
CALTON & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 438 equity positions with a total reported market value of $695.93M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
438
Positions
$695.93M
Total AUM (reported)
9.96M
Total Shares
Allocation by class
COM$117.49M16.9%
STATE STREET SPD$77.93M11.2%
UNIT SER 1$32.57M4.7%
PEAKSHARES SECTO$29.16M4.2%
TR UNIT$20.38M2.9%
HIGH DIVID ETF$16.69M2.4%
FLOATNG RAT TREA$13.58M2.0%
Portfolio Concentration
Top 3$82.41M11.8%
4–10$100.82M14.5%
11–25$127.99M18.4%
Rest$384.71M55.3%
Top 3 weight
11.8%
Top 10 weight
26.3%
Voting Authority Distribution
Total shares with voting rights: 9.96M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
9.96M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole438
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings438
Rows:
INVESCO QQQ TR
SOLEShares56.43K
TypeSH
Market value$32.57M
4.68%
Sole
0.00
Shared
0.00
None
56.43K
NORTHERN LTS FD TR II
SOLEShares1.04M
TypeSH
Market value$29.16M
4.19%
Sole
0.00
Shared
0.00
None
1.04M
SPDR SERIES TRUST
SOLEShares270.25K
TypeSH
Market value$20.68M
2.97%
Sole
0.00
Shared
0.00
None
270.25K
STATE STR SPDR S&P 500 ETF T
SOLEShares31.34K
TypeSH
Market value$20.38M
2.93%
Sole
0.00
Shared
0.00
None
31.34K
FIDELITY COVINGTON TRUST
SOLEShares302.17K
TypeSH
Market value$16.69M
2.40%
Sole
0.00
Shared
0.00
None
302.17K
APPLE INC
SOLEShares64.78K
TypeSH
Market value$16.44M
2.36%
Sole
0.00
Shared
0.00
None
64.78K
WISDOMTREE TR
SOLEShares269.72K
TypeSH
Market value$13.58M
1.95%
Sole
0.00
Shared
0.00
None
269.72K
INVESCO ACTIVELY MANAGED EXC
SOLEShares469.43K
TypeSH
Market value$11.75M
1.69%
Sole
0.00
Shared
0.00
None
469.43K
SPDR SERIES TRUST
SOLEShares123.21K
TypeSH
Market value$11.29M
1.62%
Sole
0.00
Shared
0.00
None
123.21K
DBX ETF TR
SOLEShares216.33K
TypeSH
Market value$10.69M
1.54%
Sole
0.00
Shared
0.00
None
216.33K
VANGUARD WORLD FD
SOLEShares88.05K
TypeSH
Market value$10.64M
1.53%
Sole
0.00
Shared
0.00
None
88.05K
SCHWAB STRATEGIC TR
SOLEShares361.29K
TypeSH
Market value$10.52M
1.51%
Sole
0.00
Shared
0.00
None
361.29K
VANGUARD INDEX FDS
SOLEShares23.56K
TypeSH
Market value$10.29M
1.48%
Sole
0.00
Shared
0.00
None
23.56K
NVIDIA CORPORATION
SOLEShares58.01K
TypeSH
Market value$10.12M
1.45%
Sole
0.00
Shared
0.00
None
58.01K
SPDR SERIES TRUST
SOLEShares323.07K
TypeSH
Market value$9.94M
1.43%
Sole
0.00
Shared
0.00
None
323.07K
SELECT SECTOR SPDR TR
SOLEShares67.50K
TypeSH
Market value$8.97M
1.29%
Sole
0.00
Shared
0.00
None
67.50K
VANGUARD WORLD FD
SOLEShares36.96K
TypeSH
Market value$8.74M
1.26%
Sole
0.00
Shared
0.00
None
36.96K
SCHWAB STRATEGIC TR
SOLEShares86.32K
TypeSH
Market value$8.69M
1.25%
Sole
0.00
Shared
0.00
None
86.32K
SPDR SERIES TRUST
SOLEShares82.94K
TypeSH
Market value$8.25M
1.19%
Sole
0.00
Shared
0.00
None
82.94K
INVESCO EXCH TRADED FD TR II
SOLEShares33.48K
TypeSH
Market value$7.96M
1.14%
Sole
0.00
Shared
0.00
None
33.48K
VANGUARD WORLD FD
SOLEShares28.49K
TypeSH
Market value$7.76M
1.11%
Sole
0.00
Shared
0.00
None
28.49K
VANGUARD INDEX FDS
SOLEShares11.96K
TypeSH
Market value$7.15M
1.03%
Sole
0.00
Shared
0.00
None
11.96K
PACER FDS TR
SOLEShares111.34K
TypeSH
Market value$6.97M
1.00%
Sole
0.00
Shared
0.00
None
111.34K
FIRST TR EXCHANGE TRADED FD
SOLEShares90.42K
TypeSH
Market value$6.17M
0.89%
Sole
0.00
Shared
0.00
None
90.42K
SPDR SERIES TRUST
SOLEShares127.92K
TypeSH
Market value$5.82M
0.84%
Sole
0.00
Shared
0.00
None
127.92K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 56.43K | SH | $32.57M 4.68% | 0.00 | 0.00 | 56.43K |
NORTHERN LTS FD TR IISOLE | PEAKSHARES SECTO | 1.04M | SH | $29.16M 4.19% | 0.00 | 0.00 | 1.04M |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 270.25K | SH | $20.68M 2.97% | 0.00 | 0.00 | 270.25K |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 31.34K | SH | $20.38M 2.93% | 0.00 | 0.00 | 31.34K |
FIDELITY COVINGTON TRUSTSOLE | HIGH DIVID ETF | 302.17K | SH | $16.69M 2.40% | 0.00 | 0.00 | 302.17K |
APPLE INCSOLE | COM | 64.78K | SH | $16.44M 2.36% | 0.00 | 0.00 | 64.78K |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 269.72K | SH | $13.58M 1.95% | 0.00 | 0.00 | 269.72K |
INVESCO ACTIVELY MANAGED EXCSOLE | VAR RATE INVT | 469.43K | SH | $11.75M 1.69% | 0.00 | 0.00 | 469.43K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 123.21K | SH | $11.29M 1.62% | 0.00 | 0.00 | 123.21K |
DBX ETF TRSOLE | XTRACK MSCI EAFE | 216.33K | SH | $10.69M 1.54% | 0.00 | 0.00 | 216.33K |
VANGUARD WORLD FDSOLE | FINANCIALS ETF | 88.05K | SH | $10.64M 1.53% | 0.00 | 0.00 | 88.05K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 361.29K | SH | $10.52M 1.51% | 0.00 | 0.00 | 361.29K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 23.56K | SH | $10.29M 1.48% | 0.00 | 0.00 | 23.56K |
NVIDIA CORPORATIONSOLE | COM | 58.01K | SH | $10.12M 1.45% | 0.00 | 0.00 | 58.01K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 323.07K | SH | $9.94M 1.43% | 0.00 | 0.00 | 323.07K |
SELECT SECTOR SPDR TRSOLE | STATE STREET TEC | 67.50K | SH | $8.97M 1.29% | 0.00 | 0.00 | 67.50K |
VANGUARD WORLD FDSOLE | MEGA CAP INDEX | 36.96K | SH | $8.74M 1.26% | 0.00 | 0.00 | 36.96K |
SCHWAB STRATEGIC TRSOLE | GOVERNMENT MONEY | 86.32K | SH | $8.69M 1.25% | 0.00 | 0.00 | 86.32K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 82.94K | SH | $8.25M 1.19% | 0.00 | 0.00 | 82.94K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 33.48K | SH | $7.96M 1.14% | 0.00 | 0.00 | 33.48K |
VANGUARD WORLD FDSOLE | HEALTH CAR ETF | 28.49K | SH | $7.76M 1.11% | 0.00 | 0.00 | 28.49K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 11.96K | SH | $7.15M 1.03% | 0.00 | 0.00 | 11.96K |
PACER FDS TRSOLE | US CASH COWS 100 | 111.34K | SH | $6.97M 1.00% | 0.00 | 0.00 | 111.34K |
FIRST TR EXCHANGE TRADED FDSOLE | RISNG DIVD ACHIV | 90.42K | SH | $6.17M 0.89% | 0.00 | 0.00 | 90.42K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 127.92K | SH | $5.82M 0.84% | 0.00 | 0.00 | 127.92K |
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