Filed: 2/10/2026ACC: 0001172661-26-000574
📋 What this filing means
CALTON & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 446 equity positions with a total reported market value of $680.93M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
446
Positions
$680.93M
Total AUM (reported)
10.10M
Total Shares
Allocation by class
COM$121.11M17.8%
STATE STREET SPD$76.65M11.3%
UNIT SER 1$36.47M5.4%
PEAKSHARES SECTO$30.13M4.4%
HIGH DIVID ETF$17.93M2.6%
FLOATNG RAT TREA$14.89M2.2%
US LCAP GR ETF$12.28M1.8%
Portfolio Concentration
Top 3$88.78M13.0%
4–10$99.20M14.6%
11–25$121.31M17.8%
Rest$371.65M54.6%
Top 3 weight
13.0%
Top 10 weight
27.6%
Voting Authority Distribution
Total shares with voting rights: 10.10M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
10.10M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole446
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings446
Rows:
INVESCO QQQ TR
SOLEShares59.37K
TypeSH
Market value$36.47M
5.36%
Sole
0.00
Shared
0.00
None
59.37K
NORTHERN LTS FD TR II
SOLEShares1.04M
TypeSH
Market value$30.13M
4.42%
Sole
0.00
Shared
0.00
None
1.04M
SPDR SERIES TRUST
SOLEShares276.47K
TypeSH
Market value$22.18M
3.26%
Sole
0.00
Shared
0.00
None
276.47K
APPLE INC
SOLEShares67.78K
TypeSH
Market value$18.43M
2.71%
Sole
0.00
Shared
0.00
None
67.78K
FIDELITY COVINGTON TRUST
SOLEShares316.27K
TypeSH
Market value$17.93M
2.63%
Sole
0.00
Shared
0.00
None
316.27K
WISDOMTREE TR
SOLEShares295.82K
TypeSH
Market value$14.89M
2.19%
Sole
0.00
Shared
0.00
None
295.82K
SCHWAB STRATEGIC TR
SOLEShares376.50K
TypeSH
Market value$12.28M
1.80%
Sole
0.00
Shared
0.00
None
376.50K
SPDR SERIES TRUST
SOLEShares131.17K
TypeSH
Market value$11.99M
1.76%
Sole
0.00
Shared
0.00
None
131.17K
INVESCO ACTIVELY MANAGED EXC
SOLEShares474.14K
TypeSH
Market value$11.90M
1.75%
Sole
0.00
Shared
0.00
None
474.14K
VANGUARD WORLD FD
SOLEShares88.28K
TypeSH
Market value$11.78M
1.73%
Sole
0.00
Shared
0.00
None
88.28K
VANGUARD INDEX FDS
SOLEShares23.77K
TypeSH
Market value$11.59M
1.70%
Sole
0.00
Shared
0.00
None
23.77K
SELECT SECTOR SPDR TR
SOLEShares71.56K
TypeSH
Market value$10.30M
1.51%
Sole
0.00
Shared
0.00
None
71.56K
DBX ETF TR
SOLEShares213.93K
TypeSH
Market value$10.29M
1.51%
Sole
0.00
Shared
0.00
None
213.93K
SPDR SERIES TRUST
SOLEShares307.02K
TypeSH
Market value$9.43M
1.39%
Sole
0.00
Shared
0.00
None
307.02K
VANGUARD WORLD FD
SOLEShares37.42K
TypeSH
Market value$9.40M
1.38%
Sole
0.00
Shared
0.00
None
37.42K
SPDR SERIES TRUST
SOLEShares90.46K
TypeSH
Market value$8.98M
1.32%
Sole
0.00
Shared
0.00
None
90.46K
VANGUARD WORLD FD
SOLEShares28.29K
TypeSH
Market value$8.14M
1.20%
Sole
0.00
Shared
0.00
None
28.29K
PACER FDS TR
SOLEShares127.98K
TypeSH
Market value$7.70M
1.13%
Sole
0.00
Shared
0.00
None
127.98K
INVESCO EXCH TRADED FD TR II
SOLEShares30.42K
TypeSH
Market value$7.69M
1.13%
Sole
0.00
Shared
0.00
None
30.42K
VANGUARD INDEX FDS
SOLEShares11.29K
TypeSH
Market value$7.08M
1.04%
Sole
0.00
Shared
0.00
None
11.29K
BERKSHIRE HATHAWAY INC DEL
SOLEShares14.01K
TypeSH
Market value$7.04M
1.03%
Sole
0.00
Shared
0.00
None
14.01K
MICROSOFT CORP
SOLEShares14.14K
TypeSH
Market value$6.84M
1.00%
Sole
0.00
Shared
0.00
None
14.14K
SPDR SERIES TRUST
SOLEShares130.94K
TypeSH
Market value$5.66M
0.83%
Sole
0.00
Shared
0.00
None
130.94K
CAPITAL GROUP GROWTH ETF
SOLEShares126.70K
TypeSH
Market value$5.63M
0.83%
Sole
0.00
Shared
0.00
None
126.70K
VANGUARD WORLD FD
SOLEShares39.06K
TypeSH
Market value$5.51M
0.81%
Sole
0.00
Shared
0.00
None
39.06K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 59.37K | SH | $36.47M 5.36% | 0.00 | 0.00 | 59.37K |
NORTHERN LTS FD TR IISOLE | PEAKSHARES SECTO | 1.04M | SH | $30.13M 4.42% | 0.00 | 0.00 | 1.04M |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 276.47K | SH | $22.18M 3.26% | 0.00 | 0.00 | 276.47K |
APPLE INCSOLE | COM | 67.78K | SH | $18.43M 2.71% | 0.00 | 0.00 | 67.78K |
FIDELITY COVINGTON TRUSTSOLE | HIGH DIVID ETF | 316.27K | SH | $17.93M 2.63% | 0.00 | 0.00 | 316.27K |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 295.82K | SH | $14.89M 2.19% | 0.00 | 0.00 | 295.82K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 376.50K | SH | $12.28M 1.80% | 0.00 | 0.00 | 376.50K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 131.17K | SH | $11.99M 1.76% | 0.00 | 0.00 | 131.17K |
INVESCO ACTIVELY MANAGED EXCSOLE | VAR RATE INVT | 474.14K | SH | $11.90M 1.75% | 0.00 | 0.00 | 474.14K |
VANGUARD WORLD FDSOLE | FINANCIALS ETF | 88.28K | SH | $11.78M 1.73% | 0.00 | 0.00 | 88.28K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 23.77K | SH | $11.59M 1.70% | 0.00 | 0.00 | 23.77K |
SELECT SECTOR SPDR TRSOLE | STATE STREET TEC | 71.56K | SH | $10.30M 1.51% | 0.00 | 0.00 | 71.56K |
DBX ETF TRSOLE | XTRACK MSCI EAFE | 213.93K | SH | $10.29M 1.51% | 0.00 | 0.00 | 213.93K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 307.02K | SH | $9.43M 1.39% | 0.00 | 0.00 | 307.02K |
VANGUARD WORLD FDSOLE | MEGA CAP INDEX | 37.42K | SH | $9.40M 1.38% | 0.00 | 0.00 | 37.42K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 90.46K | SH | $8.98M 1.32% | 0.00 | 0.00 | 90.46K |
VANGUARD WORLD FDSOLE | HEALTH CAR ETF | 28.29K | SH | $8.14M 1.20% | 0.00 | 0.00 | 28.29K |
PACER FDS TRSOLE | US CASH COWS 100 | 127.98K | SH | $7.70M 1.13% | 0.00 | 0.00 | 127.98K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 30.42K | SH | $7.69M 1.13% | 0.00 | 0.00 | 30.42K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 11.29K | SH | $7.08M 1.04% | 0.00 | 0.00 | 11.29K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 14.01K | SH | $7.04M 1.03% | 0.00 | 0.00 | 14.01K |
MICROSOFT CORPSOLE | COM | 14.14K | SH | $6.84M 1.00% | 0.00 | 0.00 | 14.14K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 130.94K | SH | $5.66M 0.83% | 0.00 | 0.00 | 130.94K |
CAPITAL GROUP GROWTH ETFSOLE | SHS CREATION UNI | 126.70K | SH | $5.63M 0.83% | 0.00 | 0.00 | 126.70K |
VANGUARD WORLD FDSOLE | MEGA CAP VAL ETF | 39.06K | SH | $5.51M 0.81% | 0.00 | 0.00 | 39.06K |
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