Filed: 11/7/2025ACC: 0001172661-25-004622
📋 What this filing means
CALTON & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 425 equity positions with a total reported market value of $666.16M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
425
Positions
$666.16M
Total AUM (reported)
9.19M
Total Shares
Allocation by class
COM$124.69M18.7%
UNIT SER 1$35.28M5.3%
PEAKSHARES SECTO$28.46M4.3%
PORTFOLIO S&P500$20.87M3.1%
TR UNIT$20.60M3.1%
HIGH DIVID ETF$16.85M2.5%
BLOOMBERG 1-3 MO$11.83M1.8%
Portfolio Concentration
Top 3$84.61M12.7%
4–10$101.43M15.2%
11–25$125.19M18.8%
Rest$354.92M53.3%
Top 3 weight
12.7%
Top 10 weight
27.9%
Voting Authority Distribution
Total shares with voting rights: 9.19M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
9.19M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole425
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings425
Rows:
INVESCO QQQ TR
SOLEShares58.76K
TypeSH
Market value$35.28M
5.30%
Sole
0.00
Shared
0.00
None
58.76K
NORTHERN LTS FD TR II
SOLEShares1M
TypeSH
Market value$28.46M
4.27%
Sole
0.00
Shared
0.00
None
1M
SPDR SERIES TRUST
SOLEShares266.45K
TypeSH
Market value$20.87M
3.13%
Sole
0.00
Shared
0.00
None
266.45K
SPDR S&P 500 ETF TR
SOLEShares30.93K
TypeSH
Market value$20.60M
3.09%
Sole
0.00
Shared
0.00
None
30.93K
APPLE INC
SOLEShares67.71K
TypeSH
Market value$17.24M
2.59%
Sole
0.00
Shared
0.00
None
67.71K
FIDELITY COVINGTON TRUST
SOLEShares302.54K
TypeSH
Market value$16.85M
2.53%
Sole
0.00
Shared
0.00
None
302.54K
SPDR SERIES TRUST
SOLEShares128.98K
TypeSH
Market value$11.83M
1.78%
Sole
0.00
Shared
0.00
None
128.98K
VANGUARD WORLD FD
SOLEShares89.42K
TypeSH
Market value$11.74M
1.76%
Sole
0.00
Shared
0.00
None
89.42K
SCHWAB STRATEGIC TR
SOLEShares365.84K
TypeSH
Market value$11.67M
1.75%
Sole
0.00
Shared
0.00
None
365.84K
INVESCO ACTIVELY MANAGED EXC
SOLEShares457.80K
TypeSH
Market value$11.49M
1.72%
Sole
0.00
Shared
0.00
None
457.80K
VANGUARD INDEX FDS
SOLEShares23.84K
TypeSH
Market value$11.43M
1.72%
Sole
0.00
Shared
0.00
None
23.84K
NVIDIA CORPORATION
SOLEShares57.48K
TypeSH
Market value$10.72M
1.61%
Sole
0.00
Shared
0.00
None
57.48K
SELECT SECTOR SPDR TR
SOLEShares36.15K
TypeSH
Market value$10.19M
1.53%
Sole
0.00
Shared
0.00
None
36.15K
DBX ETF TR
SOLEShares213.73K
TypeSH
Market value$9.92M
1.49%
Sole
0.00
Shared
0.00
None
213.73K
VANGUARD WORLD FD
SOLEShares37.70K
TypeSH
Market value$9.20M
1.38%
Sole
0.00
Shared
0.00
None
37.70K
SPDR SERIES TRUST
SOLEShares291.40K
TypeSH
Market value$8.99M
1.35%
Sole
0.00
Shared
0.00
None
291.40K
MICROSOFT CORP
SOLEShares16.31K
TypeSH
Market value$8.45M
1.27%
Sole
0.00
Shared
0.00
None
16.31K
SPDR SERIES TRUST
SOLEShares82.46K
TypeSH
Market value$8.21M
1.23%
Sole
0.00
Shared
0.00
None
82.46K
BERKSHIRE HATHAWAY INC DEL
SOLEShares15.80K
TypeSH
Market value$7.95M
1.19%
Sole
0.00
Shared
0.00
None
15.80K
VANGUARD WORLD FD
SOLEShares27.67K
TypeSH
Market value$7.18M
1.08%
Sole
0.00
Shared
0.00
None
27.67K
PACER FDS TR
SOLEShares124.13K
TypeSH
Market value$7.13M
1.07%
Sole
0.00
Shared
0.00
None
124.13K
VANGUARD WORLD FD
SOLEShares49.81K
TypeSH
Market value$6.86M
1.03%
Sole
0.00
Shared
0.00
None
49.81K
INVESCO EXCH TRADED FD TR II
SOLEShares26.74K
TypeSH
Market value$6.61M
0.99%
Sole
0.00
Shared
0.00
None
26.74K
VANGUARD INDEX FDS
SOLEShares10.66K
TypeSH
Market value$6.53M
0.98%
Sole
0.00
Shared
0.00
None
10.66K
SPDR SERIES TRUST
SOLEShares132.30K
TypeSH
Market value$5.82M
0.87%
Sole
0.00
Shared
0.00
None
132.30K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 58.76K | SH | $35.28M 5.30% | 0.00 | 0.00 | 58.76K |
NORTHERN LTS FD TR IISOLE | PEAKSHARES SECTO | 1M | SH | $28.46M 4.27% | 0.00 | 0.00 | 1M |
SPDR SERIES TRUSTSOLE | PORTFOLIO S&P500 | 266.45K | SH | $20.87M 3.13% | 0.00 | 0.00 | 266.45K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 30.93K | SH | $20.60M 3.09% | 0.00 | 0.00 | 30.93K |
APPLE INCSOLE | COM | 67.71K | SH | $17.24M 2.59% | 0.00 | 0.00 | 67.71K |
FIDELITY COVINGTON TRUSTSOLE | HIGH DIVID ETF | 302.54K | SH | $16.85M 2.53% | 0.00 | 0.00 | 302.54K |
SPDR SERIES TRUSTSOLE | BLOOMBERG 1-3 MO | 128.98K | SH | $11.83M 1.78% | 0.00 | 0.00 | 128.98K |
VANGUARD WORLD FDSOLE | FINANCIALS ETF | 89.42K | SH | $11.74M 1.76% | 0.00 | 0.00 | 89.42K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 365.84K | SH | $11.67M 1.75% | 0.00 | 0.00 | 365.84K |
INVESCO ACTIVELY MANAGED EXCSOLE | VAR RATE INVT | 457.80K | SH | $11.49M 1.72% | 0.00 | 0.00 | 457.80K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 23.84K | SH | $11.43M 1.72% | 0.00 | 0.00 | 23.84K |
NVIDIA CORPORATIONSOLE | COM | 57.48K | SH | $10.72M 1.61% | 0.00 | 0.00 | 57.48K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 36.15K | SH | $10.19M 1.53% | 0.00 | 0.00 | 36.15K |
DBX ETF TRSOLE | XTRACK MSCI EAFE | 213.73K | SH | $9.92M 1.49% | 0.00 | 0.00 | 213.73K |
VANGUARD WORLD FDSOLE | MEGA CAP INDEX | 37.70K | SH | $9.20M 1.38% | 0.00 | 0.00 | 37.70K |
SPDR SERIES TRUSTSOLE | BLOOMBERG INVT | 291.40K | SH | $8.99M 1.35% | 0.00 | 0.00 | 291.40K |
MICROSOFT CORPSOLE | COM | 16.31K | SH | $8.45M 1.27% | 0.00 | 0.00 | 16.31K |
SPDR SERIES TRUSTSOLE | BLOOMBERG 3-12 M | 82.46K | SH | $8.21M 1.23% | 0.00 | 0.00 | 82.46K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 15.80K | SH | $7.95M 1.19% | 0.00 | 0.00 | 15.80K |
VANGUARD WORLD FDSOLE | HEALTH CAR ETF | 27.67K | SH | $7.18M 1.08% | 0.00 | 0.00 | 27.67K |
PACER FDS TRSOLE | US CASH COWS 100 | 124.13K | SH | $7.13M 1.07% | 0.00 | 0.00 | 124.13K |
VANGUARD WORLD FDSOLE | MEGA CAP VAL ETF | 49.81K | SH | $6.86M 1.03% | 0.00 | 0.00 | 49.81K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 26.74K | SH | $6.61M 0.99% | 0.00 | 0.00 | 26.74K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 10.66K | SH | $6.53M 0.98% | 0.00 | 0.00 | 10.66K |
SPDR SERIES TRUSTSOLE | PRTFLO S&P500 HI | 132.30K | SH | $5.82M 0.87% | 0.00 | 0.00 | 132.30K |
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