Filed: 8/12/2025ACC: 0001172661-25-003047
📋 What this filing means
CALTON & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 385 equity positions with a total reported market value of $578.36M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
385
Positions
$578.36M
Total AUM (reported)
8.68M
Total Shares
Allocation by class
COM$99.02M17.1%
UNIT SER 1$31.92M5.5%
PEAKSHARES SECTO$24.81M4.3%
TR UNIT$18.92M3.3%
PORTFOLIO S&P500$16.29M2.8%
HIGH DIVID ETF$13.83M2.4%
FLOATNG RAT TREA$13.65M2.4%
Portfolio Concentration
Top 3$75.65M13.1%
4–10$89.75M15.5%
11–25$112.01M19.4%
Rest$300.94M52.0%
Top 3 weight
13.1%
Top 10 weight
28.6%
Voting Authority Distribution
Total shares with voting rights: 8.68M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
8.68M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole385
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings385
Rows:
INVESCO QQQ TR
SOLEShares57.87K
TypeSH
Market value$31.92M
5.52%
Sole
0.00
Shared
0.00
None
57.87K
NORTHERN LTS FD TR II
SOLEShares893.15K
TypeSH
Market value$24.81M
4.29%
Sole
0.00
Shared
0.00
None
893.15K
SPDR S&P 500 ETF TR
SOLEShares30.62K
TypeSH
Market value$18.92M
3.27%
Sole
0.00
Shared
0.00
None
30.62K
SPDR SERIES TRUST
SOLEShares224.13K
TypeSH
Market value$16.29M
2.82%
Sole
0.00
Shared
0.00
None
224.13K
APPLE INC
SOLEShares67.48K
TypeSH
Market value$13.85M
2.39%
Sole
0.00
Shared
0.00
None
67.48K
FIDELITY COVINGTON TRUST
SOLEShares265.92K
TypeSH
Market value$13.83M
2.39%
Sole
0.00
Shared
0.00
None
265.92K
WISDOMTREE TR
SOLEShares271.38K
TypeSH
Market value$13.65M
2.36%
Sole
0.00
Shared
0.00
None
271.38K
SPDR SERIES TRUST
SOLEShares128.74K
TypeSH
Market value$11.81M
2.04%
Sole
0.00
Shared
0.00
None
128.74K
INVESCO ACTIVELY MANAGED EXC
SOLEShares420.04K
TypeSH
Market value$10.52M
1.82%
Sole
0.00
Shared
0.00
None
420.04K
VANGUARD WORLD FD
SOLEShares76.98K
TypeSH
Market value$9.80M
1.69%
Sole
0.00
Shared
0.00
None
76.98K
BERKSHIRE HATHAWAY INC DEL
SOLEShares18.86K
TypeSH
Market value$9.16M
1.58%
Sole
0.00
Shared
0.00
None
18.86K
DBX ETF TR
SOLEShares209.10K
TypeSH
Market value$9.15M
1.58%
Sole
0.00
Shared
0.00
None
209.10K
MICROSOFT CORP
SOLEShares18.30K
TypeSH
Market value$9.10M
1.57%
Sole
0.00
Shared
0.00
None
18.30K
SELECT SECTOR SPDR TR
SOLEShares35.47K
TypeSH
Market value$8.98M
1.55%
Sole
0.00
Shared
0.00
None
35.47K
VANGUARD INDEX FDS
SOLEShares20.23K
TypeSH
Market value$8.87M
1.53%
Sole
0.00
Shared
0.00
None
20.23K
SPDR SERIES TRUST
SOLEShares246.09K
TypeSH
Market value$7.59M
1.31%
Sole
0.00
Shared
0.00
None
246.09K
SCHWAB STRATEGIC TR
SOLEShares256.76K
TypeSH
Market value$7.50M
1.30%
Sole
0.00
Shared
0.00
None
256.76K
SPDR SERIES TRUST
SOLEShares75.37K
TypeSH
Market value$7.49M
1.30%
Sole
0.00
Shared
0.00
None
75.37K
VANGUARD WORLD FD
SOLEShares55.96K
TypeSH
Market value$7.34M
1.27%
Sole
0.00
Shared
0.00
None
55.96K
PACER FDS TR
SOLEShares131.54K
TypeSH
Market value$7.25M
1.25%
Sole
0.00
Shared
0.00
None
131.54K
NVIDIA CORPORATION
SOLEShares45.39K
TypeSH
Market value$7.17M
1.24%
Sole
0.00
Shared
0.00
None
45.39K
VANGUARD WORLD FD
SOLEShares30.68K
TypeSH
Market value$6.90M
1.19%
Sole
0.00
Shared
0.00
None
30.68K
VANGUARD INDEX FDS
SOLEShares9.35K
TypeSH
Market value$5.31M
0.92%
Sole
0.00
Shared
0.00
None
9.35K
VANGUARD WORLD FD
SOLEShares21.03K
TypeSH
Market value$5.22M
0.90%
Sole
0.00
Shared
0.00
None
21.03K
SPDR SERIES TRUST
SOLEShares117K
TypeSH
Market value$4.97M
0.86%
Sole
0.00
Shared
0.00
None
117K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 57.87K | SH | $31.92M 5.52% | 0.00 | 0.00 | 57.87K |
NORTHERN LTS FD TR IISOLE | PEAKSHARES SECTO | 893.15K | SH | $24.81M 4.29% | 0.00 | 0.00 | 893.15K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 30.62K | SH | $18.92M 3.27% | 0.00 | 0.00 | 30.62K |
SPDR SERIES TRUSTSOLE | PORTFOLIO S&P500 | 224.13K | SH | $16.29M 2.82% | 0.00 | 0.00 | 224.13K |
APPLE INCSOLE | COM | 67.48K | SH | $13.85M 2.39% | 0.00 | 0.00 | 67.48K |
FIDELITY COVINGTON TRUSTSOLE | HIGH DIVID ETF | 265.92K | SH | $13.83M 2.39% | 0.00 | 0.00 | 265.92K |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 271.38K | SH | $13.65M 2.36% | 0.00 | 0.00 | 271.38K |
SPDR SERIES TRUSTSOLE | BLOOMBERG 1-3 MO | 128.74K | SH | $11.81M 2.04% | 0.00 | 0.00 | 128.74K |
INVESCO ACTIVELY MANAGED EXCSOLE | VAR RATE INVT | 420.04K | SH | $10.52M 1.82% | 0.00 | 0.00 | 420.04K |
VANGUARD WORLD FDSOLE | FINANCIALS ETF | 76.98K | SH | $9.80M 1.69% | 0.00 | 0.00 | 76.98K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 18.86K | SH | $9.16M 1.58% | 0.00 | 0.00 | 18.86K |
DBX ETF TRSOLE | XTRACK MSCI EAFE | 209.10K | SH | $9.15M 1.58% | 0.00 | 0.00 | 209.10K |
MICROSOFT CORPSOLE | COM | 18.30K | SH | $9.10M 1.57% | 0.00 | 0.00 | 18.30K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 35.47K | SH | $8.98M 1.55% | 0.00 | 0.00 | 35.47K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 20.23K | SH | $8.87M 1.53% | 0.00 | 0.00 | 20.23K |
SPDR SERIES TRUSTSOLE | BLOOMBERG INVT | 246.09K | SH | $7.59M 1.31% | 0.00 | 0.00 | 246.09K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 256.76K | SH | $7.50M 1.30% | 0.00 | 0.00 | 256.76K |
SPDR SERIES TRUSTSOLE | BLOOMBERG 3-12 M | 75.37K | SH | $7.49M 1.30% | 0.00 | 0.00 | 75.37K |
VANGUARD WORLD FDSOLE | MEGA CAP VAL ETF | 55.96K | SH | $7.34M 1.27% | 0.00 | 0.00 | 55.96K |
PACER FDS TRSOLE | US CASH COWS 100 | 131.54K | SH | $7.25M 1.25% | 0.00 | 0.00 | 131.54K |
NVIDIA CORPORATIONSOLE | COM | 45.39K | SH | $7.17M 1.24% | 0.00 | 0.00 | 45.39K |
VANGUARD WORLD FDSOLE | MEGA CAP INDEX | 30.68K | SH | $6.90M 1.19% | 0.00 | 0.00 | 30.68K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 9.35K | SH | $5.31M 0.92% | 0.00 | 0.00 | 9.35K |
VANGUARD WORLD FDSOLE | HEALTH CAR ETF | 21.03K | SH | $5.22M 0.90% | 0.00 | 0.00 | 21.03K |
SPDR SERIES TRUSTSOLE | PRTFLO S&P500 HI | 117K | SH | $4.97M 0.86% | 0.00 | 0.00 | 117K |
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