CALTON & ASSOCIATES, INC.

Filed: 5/5/2025ACC: 0001172661-25-001572

📋 What this filing means

CALTON & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 340 equity positions with a total reported market value of $438.73M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

340

Positions

$438.73M

Total AUM (reported)

7.30M

Total Shares

Allocation by class

COM$136.28M31.1%

COM CL A$19.12M4.4%

GLB CNSM STP ETF$15.04M3.4%

SELECT INTL EQUI$13.75M3.1%

SHS$10.11M2.3%

BLOOMBERG INVT$10.07M2.3%

CONSUM DIS ETF$9.32M2.1%

Portfolio Concentration

Top 3$54.48M12.4%

4–10$79.51M18.1%

11–25$79.42M18.1%

Rest$225.32M51.4%

Top 3 weight

12.4%

Top 10 weight

30.5%

Voting Authority Distribution

Total shares with voting rights: 7.30M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

7.30M

% of voting shares100.0%

Investment Discretion (by position count)

Sole340

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings340

Rows:

WILLIAMS COS INC

SOLE

COM

Shares712.99K

TypeSH

Market value$19.17M

4.37%

Sole

0.00

Shared

0.00

None

712.99K

VISA INC

SOLE

COM CL A

Shares40.28K

TypeSH

Market value$18.89M

4.30%

Sole

0.00

Shared

0.00

None

40.28K

CUMMINS INC

SOLE

COM

Shares73.94K

TypeSH

Market value$16.42M

3.74%

Sole

0.00

Shared

0.00

None

73.94K

ISHARES TR

SOLE

GLB CNSM STP ETF

Shares26.89K

TypeSH

Market value$15.04M

3.43%

Sole

0.00

Shared

0.00

None

26.89K

T-MOBILE US INC

SOLE

COM

Shares260.75K

TypeSH

Market value$14.28M

3.25%

Sole

0.00

Shared

0.00

None

260.75K

SEI EXCHANGE TRADED FUNDS

SOLE

SELECT INTL EQUI

Shares273.24K

TypeSH

Market value$13.75M

3.13%

Sole

0.00

Shared

0.00

None

273.24K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares153.18K

TypeSH

Market value$10.07M

2.30%

Sole

0.00

Shared

0.00

None

153.18K

VANGUARD WORLD FD

SOLE

CONSUM DIS ETF

Shares371.59K

TypeSH

Market value$9.32M

2.12%

Sole

0.00

Shared

0.00

None

371.59K

EXXON MOBIL CORP

SOLE

COM

Shares17.15K

TypeSH

Market value$9.13M

2.08%

Sole

0.00

Shared

0.00

None

17.15K

PACER FDS TR

SOLE

GLOBL CASH ETF

Shares159.47K

TypeSH

Market value$7.91M

1.80%

Sole

0.00

Shared

0.00

None

159.47K

FRANKLIN TEMPLETON ETF TR

SOLE

FRANKLIN FOCUSED

Shares20.11K

TypeSH

Market value$7.46M

1.70%

Sole

0.00

Shared

0.00

None

20.11K

ISHARES TR

SOLE

MSCI EURO FL ETF

Shares224.88K

TypeSH

Market value$6.93M

1.58%

Sole

0.00

Shared

0.00

None

224.88K

FIRST TR EXCHANGE-TRADED FD

SOLE

WTR ETF

Shares32.43K

TypeSH

Market value$6.70M

1.53%

Sole

0.00

Shared

0.00

None

32.43K

TERADYNE INC

SOLE

COM

Shares47.11K

TypeSH

Market value$6.07M

1.38%

Sole

0.00

Shared

0.00

None

47.11K

GENCO SHIPPING & TRADING LTD

SOLE

SHS

Shares15.46K

TypeSH

Market value$5.81M

1.32%

Sole

0.00

Shared

0.00

None

15.46K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares27.70K

TypeSH

Market value$5.58M

1.27%

Sole

0.00

Shared

0.00

None

27.70K

BLACKROCK INC

SOLE

COM

Shares20.42K

TypeSH

Market value$5.40M

1.23%

Sole

0.00

Shared

0.00

None

20.42K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST LADDERED

Shares208.28K

TypeSH

Market value$5.22M

1.19%

Sole

0.00

Shared

0.00

None

208.28K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares112.50K

TypeSH

Market value$4.98M

1.13%

Sole

0.00

Shared

0.00

None

112.50K

BLACKROCK ESG CAP ALLC TERM

SOLE

SHS BEN INT

Shares215.45K

TypeSH

Market value$4.76M

1.08%

Sole

0.00

Shared

0.00

None

215.45K

UNIVERSAL DISPLAY CORP

SOLE

COM

Shares8.17K

TypeSH

Market value$4.20M

0.96%

Sole

0.00

Shared

0.00

None

8.17K

WISDOMTREE TR

SOLE

US QTLY DIV GRT

Shares72.92K

TypeSH

Market value$4.17M

0.95%

Sole

0.00

Shared

0.00

None

72.92K

INVESCO EXCHANGE TRADED FD T

SOLE

INTL DIVI ACHI

Shares28.32K

TypeSH

Market value$4.14M

0.94%

Sole

0.00

Shared

0.00

None

28.32K

ISHARES TR

SOLE

S&P 100 ETF

Shares97.96K

TypeSH

Market value$4.03M

0.92%

Sole

0.00

Shared

0.00

None

97.96K

INVENTRUST PPTYS CORP

SOLE

COM NEW

Shares116.78K

TypeSH

Market value$4.00M

0.91%

Sole

0.00

Shared

0.00

None

116.78K

Issuer	Class	Shares	Type	Value / Portfolio %	None
WILLIAMS COS INCSOLE	COM	712.99K	SH	$19.17M 4.37%	712.99K
VISA INCSOLE	COM CL A	40.28K	SH	$18.89M 4.30%	40.28K
CUMMINS INCSOLE	COM	73.94K	SH	$16.42M 3.74%	73.94K
ISHARES TRSOLE	GLB CNSM STP ETF	26.89K	SH	$15.04M 3.43%	26.89K
T-MOBILE US INCSOLE	COM	260.75K	SH	$14.28M 3.25%	260.75K
SEI EXCHANGE TRADED FUNDSSOLE	SELECT INTL EQUI	273.24K	SH	$13.75M 3.13%	273.24K
SPDR SER TRSOLE	BLOOMBERG INVT	153.18K	SH	$10.07M 2.30%	153.18K
VANGUARD WORLD FDSOLE	CONSUM DIS ETF	371.59K	SH	$9.32M 2.12%	371.59K
EXXON MOBIL CORPSOLE	COM	17.15K	SH	$9.13M 2.08%	17.15K
PACER FDS TRSOLE	GLOBL CASH ETF	159.47K	SH	$7.91M 1.80%	159.47K
FRANKLIN TEMPLETON ETF TRSOLE	FRANKLIN FOCUSED	20.11K	SH	$7.46M 1.70%	20.11K
ISHARES TRSOLE	MSCI EURO FL ETF	224.88K	SH	$6.93M 1.58%	224.88K
FIRST TR EXCHANGE-TRADED FDSOLE	WTR ETF	32.43K	SH	$6.70M 1.53%	32.43K
TERADYNE INCSOLE	COM	47.11K	SH	$6.07M 1.38%	47.11K
GENCO SHIPPING & TRADING LTDSOLE	SHS	15.46K	SH	$5.81M 1.32%	15.46K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	27.70K	SH	$5.58M 1.27%	27.70K
BLACKROCK INCSOLE	COM	20.42K	SH	$5.40M 1.23%	20.42K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST LADDERED	208.28K	SH	$5.22M 1.19%	208.28K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	112.50K	SH	$4.98M 1.13%	112.50K
BLACKROCK ESG CAP ALLC TERMSOLE	SHS BEN INT	215.45K	SH	$4.76M 1.08%	215.45K
UNIVERSAL DISPLAY CORPSOLE	COM	8.17K	SH	$4.20M 0.96%	8.17K
WISDOMTREE TRSOLE	US QTLY DIV GRT	72.92K	SH	$4.17M 0.95%	72.92K
INVESCO EXCHANGE TRADED FD TSOLE	INTL DIVI ACHI	28.32K	SH	$4.14M 0.94%	28.32K
ISHARES TRSOLE	S&P 100 ETF	97.96K	SH	$4.03M 0.92%	97.96K
INVENTRUST PPTYS CORPSOLE	COM NEW	116.78K	SH	$4.00M 0.91%	116.78K

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