CALTON & ASSOCIATES, INC.

Filed: 1/23/2025ACC: 0001172661-25-000329

📋 What this filing means

CALTON & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 193 equity positions with a total reported market value of $226.26M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

193

Positions

$226.26M

Total AUM (reported)

3.32M

Total Shares

Allocation by class

COM$40.33M17.8%

PEAKSHARES SECTO$13.40M5.9%

UNIT SER 1$12.78M5.6%

TR UNIT$9.66M4.3%

GROWTH ETF$7.44M3.3%

BLOOMBERG INVT$6.79M3.0%

MEGA CAP INDEX$5.81M2.6%

Portfolio Concentration

Top 3$36.81M16.3%

4–10$45.22M20.0%

11–25$44.53M19.7%

Rest$99.70M44.1%

Top 3 weight

16.3%

Top 10 weight

36.3%

Voting Authority Distribution

Total shares with voting rights: 3.32M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.32M

% of voting shares100.0%

Investment Discretion (by position count)

Sole193

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings193

Rows:

NORTHERN LTS FD TR II

SOLE

PEAKSHARES SECTO

Shares486.07K

TypeSH

Market value$13.40M

5.92%

Sole

0.00

Shared

0.00

None

486.07K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares24.99K

TypeSH

Market value$12.78M

5.65%

Sole

0.00

Shared

0.00

None

24.99K

APPLE INC

SOLE

COM

Shares42.49K

TypeSH

Market value$10.64M

4.70%

Sole

0.00

Shared

0.00

None

42.49K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares16.48K

TypeSH

Market value$9.66M

4.27%

Sole

0.00

Shared

0.00

None

16.48K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares18.12K

TypeSH

Market value$7.44M

3.29%

Sole

0.00

Shared

0.00

None

18.12K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares221.07K

TypeSH

Market value$6.79M

3.00%

Sole

0.00

Shared

0.00

None

221.07K

VANGUARD WORLD FD

SOLE

MEGA CAP INDEX

Shares27.34K

TypeSH

Market value$5.81M

2.57%

Sole

0.00

Shared

0.00

None

27.34K

WISDOMTREE TR

SOLE

FLOATNG RAT TREA

Shares112.38K

TypeSH

Market value$5.65M

2.50%

Sole

0.00

Shared

0.00

None

112.38K

VANGUARD WORLD FD

SOLE

HEALTH CAR ETF

Shares19.91K

TypeSH

Market value$5.05M

2.23%

Sole

0.00

Shared

0.00

None

19.91K

SPDR SER TR

SOLE

PRTFLO S&P500 HI

Shares111.18K

TypeSH

Market value$4.81M

2.12%

Sole

0.00

Shared

0.00

None

111.18K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares19.87K

TypeSH

Market value$4.62M

2.04%

Sole

0.00

Shared

0.00

None

19.87K

PACER FDS TR

SOLE

US CASH COWS 100

Shares76.93K

TypeSH

Market value$4.34M

1.92%

Sole

0.00

Shared

0.00

None

76.93K

CAPITAL GROUP GROWTH ETF

SOLE

SHS CREATION UNI

Shares105.21K

TypeSH

Market value$3.91M

1.73%

Sole

0.00

Shared

0.00

None

105.21K

SSGA ACTIVE ETF TR

SOLE

BLACKSTONE SENR

Shares93K

TypeSH

Market value$3.88M

1.72%

Sole

0.00

Shared

0.00

None

93K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares42.52K

TypeSH

Market value$3.71M

1.64%

Sole

0.00

Shared

0.00

None

42.52K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares7.29K

TypeSH

Market value$3.30M

1.46%

Sole

0.00

Shared

0.00

None

7.29K

HOME DEPOT INC

SOLE

COM

Shares7.21K

TypeSH

Market value$2.80M

1.24%

Sole

0.00

Shared

0.00

None

7.21K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares18.46K

TypeSH

Market value$2.54M

1.12%

Sole

0.00

Shared

0.00

None

18.46K

MICROSOFT CORP

SOLE

COM

Shares5.84K

TypeSH

Market value$2.46M

1.09%

Sole

0.00

Shared

0.00

None

5.84K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares33.52K

TypeSH

Market value$2.31M

1.02%

Sole

0.00

Shared

0.00

None

33.52K

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares47.04K

TypeSH

Market value$2.27M

1.00%

Sole

0.00

Shared

0.00

None

47.04K

PACER FDS TR

SOLE

TRENDPILOT 100

Shares30.45K

TypeSH

Market value$2.25M

1.00%

Sole

0.00

Shared

0.00

None

30.45K

VANGUARD WORLD FD

SOLE

CONSUM STP ETF

Shares10.59K

TypeSH

Market value$2.24M

0.99%

Sole

0.00

Shared

0.00

None

10.59K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares25.20K

TypeSH

Market value$1.95M

0.86%

Sole

0.00

Shared

0.00

None

25.20K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares3.59K

TypeSH

Market value$1.93M

0.85%

Sole

0.00

Shared

0.00

None

3.59K

Issuer	Class	Shares	Type	Value / Portfolio %	None
NORTHERN LTS FD TR IISOLE	PEAKSHARES SECTO	486.07K	SH	$13.40M 5.92%	486.07K
INVESCO QQQ TRSOLE	UNIT SER 1	24.99K	SH	$12.78M 5.65%	24.99K
APPLE INCSOLE	COM	42.49K	SH	$10.64M 4.70%	42.49K
SPDR S&P 500 ETF TRSOLE	TR UNIT	16.48K	SH	$9.66M 4.27%	16.48K
VANGUARD INDEX FDSSOLE	GROWTH ETF	18.12K	SH	$7.44M 3.29%	18.12K
SPDR SER TRSOLE	BLOOMBERG INVT	221.07K	SH	$6.79M 3.00%	221.07K
VANGUARD WORLD FDSOLE	MEGA CAP INDEX	27.34K	SH	$5.81M 2.57%	27.34K
WISDOMTREE TRSOLE	FLOATNG RAT TREA	112.38K	SH	$5.65M 2.50%	112.38K
VANGUARD WORLD FDSOLE	HEALTH CAR ETF	19.91K	SH	$5.05M 2.23%	19.91K
SPDR SER TRSOLE	PRTFLO S&P500 HI	111.18K	SH	$4.81M 2.12%	111.18K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	19.87K	SH	$4.62M 2.04%	19.87K
PACER FDS TRSOLE	US CASH COWS 100	76.93K	SH	$4.34M 1.92%	76.93K
CAPITAL GROUP GROWTH ETFSOLE	SHS CREATION UNI	105.21K	SH	$3.91M 1.73%	105.21K
SSGA ACTIVE ETF TRSOLE	BLACKSTONE SENR	93K	SH	$3.88M 1.72%	93K
SPDR SER TRSOLE	S&P 600 SMCP VAL	42.52K	SH	$3.71M 1.64%	42.52K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	7.29K	SH	$3.30M 1.46%	7.29K
HOME DEPOT INCSOLE	COM	7.21K	SH	$2.80M 1.24%	7.21K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	18.46K	SH	$2.54M 1.12%	18.46K
MICROSOFT CORPSOLE	COM	5.84K	SH	$2.46M 1.09%	5.84K
SPDR SER TRSOLE	PORTFOLIO S&P500	33.52K	SH	$2.31M 1.02%	33.52K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	47.04K	SH	$2.27M 1.00%	47.04K
PACER FDS TRSOLE	TRENDPILOT 100	30.45K	SH	$2.25M 1.00%	30.45K
VANGUARD WORLD FDSOLE	CONSUM STP ETF	10.59K	SH	$2.24M 0.99%	10.59K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	25.20K	SH	$1.95M 0.86%	25.20K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	3.59K	SH	$1.93M 0.85%	3.59K

Page 1 of 8

…