Filed: 10/18/2024ACC: 0001172661-24-004305
📋 What this filing means
CALTON & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 242 equity positions with a total reported market value of $257.04M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
242
Positions
$257.04M
Total AUM (reported)
4.02M
Total Shares
Allocation by class
COM$72.01M28.0%
COM NEW$15.91M6.2%
VCSHS US 500 ENH$14.10M5.5%
CORE US AGGBD ET$12.14M4.7%
VAN FTSE DEV MKT$10.14M3.9%
SPONSORED ADS$5.22M2.0%
US MULTI-SECTOR$5.22M2.0%
Portfolio Concentration
Top 3$38.60M15.0%
4–10$44.90M17.5%
11–25$47.88M18.6%
Rest$125.65M48.9%
Top 3 weight
15.0%
Top 10 weight
32.5%
Voting Authority Distribution
Total shares with voting rights: 4.02M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.02M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole242
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings242
Rows:
VICTORY PORTFOLIOS II
SOLEShares28.89K
TypeSH
Market value$14.10M
5.49%
Sole
0.00
Shared
0.00
None
28.89K
TORONTO DOMINION BK ONT
SOLEShares21.54K
TypeSH
Market value$12.36M
4.81%
Sole
0.00
Shared
0.00
None
21.54K
ISHARES TR
SOLEShares52.12K
TypeSH
Market value$12.14M
4.72%
Sole
0.00
Shared
0.00
None
52.12K
VANGUARD TAX-MANAGED FDS
SOLEShares175.42K
TypeSH
Market value$10.14M
3.95%
Sole
0.00
Shared
0.00
None
175.42K
ALTRIA GROUP INC
SOLEShares167.43K
TypeSH
Market value$8.41M
3.27%
Sole
0.00
Shared
0.00
None
167.43K
NVIDIA CORPORATION
SOLEShares13.21K
TypeSH
Market value$6.08M
2.37%
Sole
0.00
Shared
0.00
None
13.21K
UNITEDHEALTH GROUP INC
SOLEShares178.17K
TypeSH
Market value$5.50M
2.14%
Sole
0.00
Shared
0.00
None
178.17K
CAPITAL GRP FIXED INCM ETF T
SOLEShares47.46K
TypeSH
Market value$5.22M
2.03%
Sole
0.00
Shared
0.00
None
47.46K
MICRON TECHNOLOGY INC
SOLEShares184.53K
TypeSH
Market value$5.07M
1.97%
Sole
0.00
Shared
0.00
None
184.53K
EXXON MOBIL CORP
SOLEShares11.69K
TypeSH
Market value$4.49M
1.75%
Sole
0.00
Shared
0.00
None
11.69K
ALIBABA GROUP HLDG LTD
SOLEShares9.86K
TypeSH
Market value$4.24M
1.65%
Sole
0.00
Shared
0.00
None
9.86K
ISHARES TR
SOLEShares60.30K
TypeSH
Market value$4.07M
1.58%
Sole
0.00
Shared
0.00
None
60.30K
VANGUARD WORLD FD
SOLEShares111K
TypeSH
Market value$3.86M
1.50%
Sole
0.00
Shared
0.00
None
111K
VANGUARD MUN BD FDS
SOLEShares61.28K
TypeSH
Market value$3.65M
1.42%
Sole
0.00
Shared
0.00
None
61.28K
VICTORY PORTFOLIOS II
SOLEShares16.94K
TypeSH
Market value$3.50M
1.36%
Sole
0.00
Shared
0.00
None
16.94K
SPDR SER TR
SOLEShares11.49K
TypeSH
Market value$3.24M
1.26%
Sole
0.00
Shared
0.00
None
11.49K
DBX ETF TR
SOLEShares7.79K
TypeSH
Market value$3.16M
1.23%
Sole
0.00
Shared
0.00
None
7.79K
SELECT SECTOR SPDR TR
SOLEShares14.22K
TypeSH
Market value$3.14M
1.22%
Sole
0.00
Shared
0.00
None
14.22K
INVESCO ACTIVELY MANAGED EXC
SOLEShares49.78K
TypeSH
Market value$3.04M
1.18%
Sole
0.00
Shared
0.00
None
49.78K
INNOVATOR ETFS TRUST
SOLEShares64.34K
TypeSH
Market value$2.94M
1.14%
Sole
0.00
Shared
0.00
None
64.34K
META PLATFORMS INC
SOLEShares15.24K
TypeSH
Market value$2.84M
1.10%
Sole
0.00
Shared
0.00
None
15.24K
ISHARES TR
SOLEShares12.50K
TypeSH
Market value$2.82M
1.10%
Sole
0.00
Shared
0.00
None
12.50K
SOFI TECHNOLOGIES INC
SOLEShares16.33K
TypeSH
Market value$2.51M
0.98%
Sole
0.00
Shared
0.00
None
16.33K
JOHNSON & JOHNSON
SOLEShares20.65K
TypeSH
Market value$2.51M
0.98%
Sole
0.00
Shared
0.00
None
20.65K
TESLA INC
SOLEShares32.07K
TypeSH
Market value$2.35M
0.91%
Sole
0.00
Shared
0.00
None
32.07K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VICTORY PORTFOLIOS IISOLE | VCSHS US 500 ENH | 28.89K | SH | $14.10M 5.49% | 0.00 | 0.00 | 28.89K |
TORONTO DOMINION BK ONTSOLE | COM NEW | 21.54K | SH | $12.36M 4.81% | 0.00 | 0.00 | 21.54K |
ISHARES TRSOLE | CORE US AGGBD ET | 52.12K | SH | $12.14M 4.72% | 0.00 | 0.00 | 52.12K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 175.42K | SH | $10.14M 3.95% | 0.00 | 0.00 | 175.42K |
ALTRIA GROUP INCSOLE | COM | 167.43K | SH | $8.41M 3.27% | 0.00 | 0.00 | 167.43K |
NVIDIA CORPORATIONSOLE | COM | 13.21K | SH | $6.08M 2.37% | 0.00 | 0.00 | 13.21K |
UNITEDHEALTH GROUP INCSOLE | COM | 178.17K | SH | $5.50M 2.14% | 0.00 | 0.00 | 178.17K |
CAPITAL GRP FIXED INCM ETF TSOLE | US MULTI-SECTOR | 47.46K | SH | $5.22M 2.03% | 0.00 | 0.00 | 47.46K |
MICRON TECHNOLOGY INCSOLE | COM | 184.53K | SH | $5.07M 1.97% | 0.00 | 0.00 | 184.53K |
EXXON MOBIL CORPSOLE | COM | 11.69K | SH | $4.49M 1.75% | 0.00 | 0.00 | 11.69K |
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 9.86K | SH | $4.24M 1.65% | 0.00 | 0.00 | 9.86K |
ISHARES TRSOLE | MSCI INDIA SM CP | 60.30K | SH | $4.07M 1.58% | 0.00 | 0.00 | 60.30K |
VANGUARD WORLD FDSOLE | CONSUM STP ETF | 111K | SH | $3.86M 1.50% | 0.00 | 0.00 | 111K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 61.28K | SH | $3.65M 1.42% | 0.00 | 0.00 | 61.28K |
VICTORY PORTFOLIOS IISOLE | VCSHS US EQ INCM | 16.94K | SH | $3.50M 1.36% | 0.00 | 0.00 | 16.94K |
SPDR SER TRSOLE | S&P METALS MNG | 11.49K | SH | $3.24M 1.26% | 0.00 | 0.00 | 11.49K |
DBX ETF TRSOLE | XTRACK MSCI EAFE | 7.79K | SH | $3.16M 1.23% | 0.00 | 0.00 | 7.79K |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 14.22K | SH | $3.14M 1.22% | 0.00 | 0.00 | 14.22K |
INVESCO ACTIVELY MANAGED EXCSOLE | ULTRA SHRT DUR | 49.78K | SH | $3.04M 1.18% | 0.00 | 0.00 | 49.78K |
INNOVATOR ETFS TRUSTSOLE | GRWT100 PWR BF | 64.34K | SH | $2.94M 1.14% | 0.00 | 0.00 | 64.34K |
META PLATFORMS INCSOLE | CL A | 15.24K | SH | $2.84M 1.10% | 0.00 | 0.00 | 15.24K |
ISHARES TRSOLE | PFD AND INCM SEC | 12.50K | SH | $2.82M 1.10% | 0.00 | 0.00 | 12.50K |
SOFI TECHNOLOGIES INCSOLE | COM | 16.33K | SH | $2.51M 0.98% | 0.00 | 0.00 | 16.33K |
JOHNSON & JOHNSONSOLE | COM | 20.65K | SH | $2.51M 0.98% | 0.00 | 0.00 | 20.65K |
TESLA INCSOLE | COM | 32.07K | SH | $2.35M 0.91% | 0.00 | 0.00 | 32.07K |
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