Filed: 7/19/2024ACC: 0001172661-24-002841
📋 What this filing means
CALTON & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 188 equity positions with a total reported market value of $199.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
188
Positions
$199.75M
Total AUM (reported)
4.15M
Total Shares
Allocation by class
COM$41.00M20.5%
UNIT SER 1$12.05M6.0%
TR UNIT$9.04M4.5%
FINANCIALS ETF$7.43M3.7%
BLOOMBERG INVT$6.50M3.3%
GROWTH ETF$6.34M3.2%
PEAKSHARES SECTO$5.74M2.9%
Portfolio Concentration
Top 3$29.58M14.8%
4–10$40.06M20.1%
11–25$40.20M20.1%
Rest$89.91M45.0%
Top 3 weight
14.8%
Top 10 weight
34.9%
Voting Authority Distribution
Total shares with voting rights: 4.15M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.15M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole188
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings188
Rows:
INVESCO QQQ TR
SOLEShares25.14K
TypeSH
Market value$12.05M
6.03%
Sole
0.00
Shared
0.00
None
25.14K
SPDR S&P 500 ETF TR
SOLEShares16.62K
TypeSH
Market value$9.04M
4.53%
Sole
0.00
Shared
0.00
None
16.62K
APPLE INC
SOLEShares40.32K
TypeSH
Market value$8.49M
4.25%
Sole
0.00
Shared
0.00
None
40.32K
VANGUARD WORLD FD
SOLEShares74.43K
TypeSH
Market value$7.43M
3.72%
Sole
0.00
Shared
0.00
None
74.43K
SPDR SER TR
SOLEShares210.68K
TypeSH
Market value$6.50M
3.25%
Sole
0.00
Shared
0.00
None
210.68K
VANGUARD INDEX FDS
SOLEShares16.96K
TypeSH
Market value$6.34M
3.18%
Sole
0.00
Shared
0.00
None
16.96K
NORTHERN LTS FD TR II
SOLEShares219.95K
TypeSH
Market value$5.74M
2.87%
Sole
0.00
Shared
0.00
None
219.95K
VANGUARD WORLD FD
SOLEShares24.89K
TypeSH
Market value$4.91M
2.46%
Sole
0.00
Shared
0.00
None
24.89K
VANGUARD WORLD FD
SOLEShares17.76K
TypeSH
Market value$4.72M
2.37%
Sole
0.00
Shared
0.00
None
17.76K
PACER FDS TR
SOLEShares80.92K
TypeSH
Market value$4.41M
2.21%
Sole
0.00
Shared
0.00
None
80.92K
SSGA ACTIVE ETF TR
SOLEShares97.03K
TypeSH
Market value$4.06M
2.03%
Sole
0.00
Shared
0.00
None
97.03K
SPDR SER TR
SOLEShares92.94K
TypeSH
Market value$3.74M
1.87%
Sole
0.00
Shared
0.00
None
92.94K
CAPITAL GROUP GROWTH ETF
SOLEShares102.84K
TypeSH
Market value$3.38M
1.69%
Sole
0.00
Shared
0.00
None
102.84K
MICROSOFT CORP
SOLEShares7.24K
TypeSH
Market value$3.24M
1.62%
Sole
0.00
Shared
0.00
None
7.24K
BERKSHIRE HATHAWAY INC DEL
SOLEShares7.71K
TypeSH
Market value$3.14M
1.57%
Sole
0.00
Shared
0.00
None
7.71K
SPDR SER TR
SOLEShares37.42K
TypeSH
Market value$2.93M
1.47%
Sole
0.00
Shared
0.00
None
37.42K
WISDOMTREE TR
SOLEShares57.83K
TypeSH
Market value$2.91M
1.46%
Sole
0.00
Shared
0.00
None
57.83K
PACER FDS TR
SOLEShares33.92K
TypeSH
Market value$2.45M
1.22%
Sole
0.00
Shared
0.00
None
33.92K
HOME DEPOT INC
SOLEShares6.75K
TypeSH
Market value$2.32M
1.16%
Sole
0.00
Shared
0.00
None
6.75K
NVIDIA CORPORATION
SOLEShares18.40K
TypeSH
Market value$2.27M
1.14%
Sole
0.00
Shared
0.00
None
18.40K
VANGUARD WORLD FD
SOLEShares10.59K
TypeSH
Market value$2.15M
1.08%
Sole
0.00
Shared
0.00
None
10.59K
INVESCO EXCHANGE TRADED FD T
SOLEShares19.37K
TypeSH
Market value$1.99M
1.00%
Sole
0.00
Shared
0.00
None
19.37K
SELECT SECTOR SPDR TR
SOLEShares8.64K
TypeSH
Market value$1.95M
0.98%
Sole
0.00
Shared
0.00
None
8.64K
SELECT SECTOR SPDR TR
SOLEShares13.19K
TypeSH
Market value$1.92M
0.96%
Sole
0.00
Shared
0.00
None
13.19K
VANGUARD TAX-MANAGED FDS
SOLEShares35.35K
TypeSH
Market value$1.75M
0.87%
Sole
0.00
Shared
0.00
None
35.35K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 25.14K | SH | $12.05M 6.03% | 0.00 | 0.00 | 25.14K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 16.62K | SH | $9.04M 4.53% | 0.00 | 0.00 | 16.62K |
APPLE INCSOLE | COM | 40.32K | SH | $8.49M 4.25% | 0.00 | 0.00 | 40.32K |
VANGUARD WORLD FDSOLE | FINANCIALS ETF | 74.43K | SH | $7.43M 3.72% | 0.00 | 0.00 | 74.43K |
SPDR SER TRSOLE | BLOOMBERG INVT | 210.68K | SH | $6.50M 3.25% | 0.00 | 0.00 | 210.68K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 16.96K | SH | $6.34M 3.18% | 0.00 | 0.00 | 16.96K |
NORTHERN LTS FD TR IISOLE | PEAKSHARES SECTO | 219.95K | SH | $5.74M 2.87% | 0.00 | 0.00 | 219.95K |
VANGUARD WORLD FDSOLE | MEGA CAP INDEX | 24.89K | SH | $4.91M 2.46% | 0.00 | 0.00 | 24.89K |
VANGUARD WORLD FDSOLE | HEALTH CAR ETF | 17.76K | SH | $4.72M 2.37% | 0.00 | 0.00 | 17.76K |
PACER FDS TRSOLE | US CASH COWS 100 | 80.92K | SH | $4.41M 2.21% | 0.00 | 0.00 | 80.92K |
SSGA ACTIVE ETF TRSOLE | BLACKSTONE SENR | 97.03K | SH | $4.06M 2.03% | 0.00 | 0.00 | 97.03K |
SPDR SER TRSOLE | PRTFLO S&P500 HI | 92.94K | SH | $3.74M 1.87% | 0.00 | 0.00 | 92.94K |
CAPITAL GROUP GROWTH ETFSOLE | SHS CREATION UNI | 102.84K | SH | $3.38M 1.69% | 0.00 | 0.00 | 102.84K |
MICROSOFT CORPSOLE | COM | 7.24K | SH | $3.24M 1.62% | 0.00 | 0.00 | 7.24K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 7.71K | SH | $3.14M 1.57% | 0.00 | 0.00 | 7.71K |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 37.42K | SH | $2.93M 1.47% | 0.00 | 0.00 | 37.42K |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 57.83K | SH | $2.91M 1.46% | 0.00 | 0.00 | 57.83K |
PACER FDS TRSOLE | TRENDPILOT 100 | 33.92K | SH | $2.45M 1.22% | 0.00 | 0.00 | 33.92K |
HOME DEPOT INCSOLE | COM | 6.75K | SH | $2.32M 1.16% | 0.00 | 0.00 | 6.75K |
NVIDIA CORPORATIONSOLE | COM | 18.40K | SH | $2.27M 1.14% | 0.00 | 0.00 | 18.40K |
VANGUARD WORLD FDSOLE | CONSUM STP ETF | 10.59K | SH | $2.15M 1.08% | 0.00 | 0.00 | 10.59K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P 500 GARP ETF | 19.37K | SH | $1.99M 1.00% | 0.00 | 0.00 | 19.37K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 8.64K | SH | $1.95M 0.98% | 0.00 | 0.00 | 8.64K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 13.19K | SH | $1.92M 0.96% | 0.00 | 0.00 | 13.19K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 35.35K | SH | $1.75M 0.87% | 0.00 | 0.00 | 35.35K |
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