CALTON & ASSOCIATES, INC.

Filed: 4/16/2024ACC: 0001172661-24-001857

📋 What this filing means

CALTON & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 189 equity positions with a total reported market value of $205.22M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

189

Positions

$205.22M

Total AUM (reported)

4.17M

Total Shares

Allocation by class

COM$40.52M19.7%

FLOATNG RAT TREA$12.36M6.0%

UNIT SER 1$11.45M5.6%

TR UNIT$8.68M4.2%

FINANCIALS ETF$7.68M3.7%

BLOOMBERG INVT$6.16M3.0%

GROWTH ETF$5.98M2.9%

Portfolio Concentration

Top 3$32.49M15.8%

4–10$40.87M19.9%

11–25$39.06M19.0%

Rest$92.79M45.2%

Top 3 weight

15.8%

Top 10 weight

35.7%

Voting Authority Distribution

Total shares with voting rights: 4.17M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.17M

% of voting shares100.0%

Investment Discretion (by position count)

Sole189

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings189

Rows:

WISDOMTREE TR

SOLE

FLOATNG RAT TREA

Shares245.82K

TypeSH

Market value$12.36M

6.02%

Sole

0.00

Shared

0.00

None

245.82K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares25.78K

TypeSH

Market value$11.45M

5.58%

Sole

0.00

Shared

0.00

None

25.78K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares16.60K

TypeSH

Market value$8.68M

4.23%

Sole

0.00

Shared

0.00

None

16.60K

VANGUARD WORLD FD

SOLE

FINANCIALS ETF

Shares74.99K

TypeSH

Market value$7.68M

3.74%

Sole

0.00

Shared

0.00

None

74.99K

APPLE INC

SOLE

COM

Shares39.13K

TypeSH

Market value$6.71M

3.27%

Sole

0.00

Shared

0.00

None

39.13K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares199.73K

TypeSH

Market value$6.16M

3.00%

Sole

0.00

Shared

0.00

None

199.73K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares17.36K

TypeSH

Market value$5.98M

2.91%

Sole

0.00

Shared

0.00

None

17.36K

VANGUARD WORLD FD

SOLE

MEGA CAP INDEX

Shares25.92K

TypeSH

Market value$4.84M

2.36%

Sole

0.00

Shared

0.00

None

25.92K

VANGUARD WORLD FD

SOLE

HEALTH CAR ETF

Shares17.64K

TypeSH

Market value$4.77M

2.33%

Sole

0.00

Shared

0.00

None

17.64K

SSGA ACTIVE ETF TR

SOLE

BLACKSTONE SENR

Shares112.34K

TypeSH

Market value$4.73M

2.31%

Sole

0.00

Shared

0.00

None

112.34K

PACER FDS TR

SOLE

US CASH COWS 100

Shares72.06K

TypeSH

Market value$4.19M

2.04%

Sole

0.00

Shared

0.00

None

72.06K

SPDR SER TR

SOLE

PRTFLO S&P500 HI

Shares92.73K

TypeSH

Market value$3.78M

1.84%

Sole

0.00

Shared

0.00

None

92.73K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares7.93K

TypeSH

Market value$3.33M

1.62%

Sole

0.00

Shared

0.00

None

7.93K

CAPITAL GROUP GROWTH ETF

SOLE

SHS CREATION UNI

Shares102.05K

TypeSH

Market value$3.26M

1.59%

Sole

0.00

Shared

0.00

None

102.05K

MICROSOFT CORP

SOLE

COM

Shares7.48K

TypeSH

Market value$3.15M

1.53%

Sole

0.00

Shared

0.00

None

7.48K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares37.37K

TypeSH

Market value$3.10M

1.51%

Sole

0.00

Shared

0.00

None

37.37K

HOME DEPOT INC

SOLE

COM

Shares6.55K

TypeSH

Market value$2.51M

1.22%

Sole

0.00

Shared

0.00

None

6.55K

PACER FDS TR

SOLE

TRENDPILOT 100

Shares34.19K

TypeSH

Market value$2.35M

1.14%

Sole

0.00

Shared

0.00

None

34.19K

VANGUARD WORLD FD

SOLE

CONSUM STP ETF

Shares10.65K

TypeSH

Market value$2.17M

1.06%

Sole

0.00

Shared

0.00

None

10.65K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares14.69K

TypeSH

Market value$2.17M

1.06%

Sole

0.00

Shared

0.00

None

14.69K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 500 GARP ETF

Shares17.92K

TypeSH

Market value$1.91M

0.93%

Sole

0.00

Shared

0.00

None

17.92K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares35.74K

TypeSH

Market value$1.79M

0.87%

Sole

0.00

Shared

0.00

None

35.74K

SPDR SER TR

SOLE

S&P REGL BKG

Shares35.64K

TypeSH

Market value$1.79M

0.87%

Sole

0.00

Shared

0.00

None

35.64K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares23.36K

TypeSH

Market value$1.79M

0.87%

Sole

0.00

Shared

0.00

None

23.36K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares8.46K

TypeSH

Market value$1.76M

0.86%

Sole

0.00

Shared

0.00

None

8.46K

Issuer	Class	Shares	Type	Value / Portfolio %	None
WISDOMTREE TRSOLE	FLOATNG RAT TREA	245.82K	SH	$12.36M 6.02%	245.82K
INVESCO QQQ TRSOLE	UNIT SER 1	25.78K	SH	$11.45M 5.58%	25.78K
SPDR S&P 500 ETF TRSOLE	TR UNIT	16.60K	SH	$8.68M 4.23%	16.60K
VANGUARD WORLD FDSOLE	FINANCIALS ETF	74.99K	SH	$7.68M 3.74%	74.99K
APPLE INCSOLE	COM	39.13K	SH	$6.71M 3.27%	39.13K
SPDR SER TRSOLE	BLOOMBERG INVT	199.73K	SH	$6.16M 3.00%	199.73K
VANGUARD INDEX FDSSOLE	GROWTH ETF	17.36K	SH	$5.98M 2.91%	17.36K
VANGUARD WORLD FDSOLE	MEGA CAP INDEX	25.92K	SH	$4.84M 2.36%	25.92K
VANGUARD WORLD FDSOLE	HEALTH CAR ETF	17.64K	SH	$4.77M 2.33%	17.64K
SSGA ACTIVE ETF TRSOLE	BLACKSTONE SENR	112.34K	SH	$4.73M 2.31%	112.34K
PACER FDS TRSOLE	US CASH COWS 100	72.06K	SH	$4.19M 2.04%	72.06K
SPDR SER TRSOLE	PRTFLO S&P500 HI	92.73K	SH	$3.78M 1.84%	92.73K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	7.93K	SH	$3.33M 1.62%	7.93K
CAPITAL GROUP GROWTH ETFSOLE	SHS CREATION UNI	102.05K	SH	$3.26M 1.59%	102.05K
MICROSOFT CORPSOLE	COM	7.48K	SH	$3.15M 1.53%	7.48K
SPDR SER TRSOLE	S&P 600 SMCP VAL	37.37K	SH	$3.10M 1.51%	37.37K
HOME DEPOT INCSOLE	COM	6.55K	SH	$2.51M 1.22%	6.55K
PACER FDS TRSOLE	TRENDPILOT 100	34.19K	SH	$2.35M 1.14%	34.19K
VANGUARD WORLD FDSOLE	CONSUM STP ETF	10.65K	SH	$2.17M 1.06%	10.65K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	14.69K	SH	$2.17M 1.06%	14.69K
INVESCO EXCHANGE TRADED FD TSOLE	S&P 500 GARP ETF	17.92K	SH	$1.91M 0.93%	17.92K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	35.74K	SH	$1.79M 0.87%	35.74K
SPDR SER TRSOLE	S&P REGL BKG	35.64K	SH	$1.79M 0.87%	35.64K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	23.36K	SH	$1.79M 0.87%	23.36K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	8.46K	SH	$1.76M 0.86%	8.46K

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