CALTON & ASSOCIATES, INC.

Filed: 2/7/2024ACC: 0001172661-24-000512

📋 What this filing means

CALTON & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 244 equity positions with a total reported market value of $248.54M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

244

Positions

$248.54M

Total AUM (reported)

4.48M

Total Shares

Allocation by class

COM$56.34M22.7%

FLOATNG RAT TREA$12.47M5.0%

UNIT SER 1$11.35M4.6%

TR UNIT$7.79M3.1%

FINANCIALS ETF$7.78M3.1%

BLOOMBERG INVT$6.18M2.5%

GROWTH ETF$5.60M2.3%

Portfolio Concentration

Top 3$33.19M13.4%

4–10$41.54M16.7%

11–25$51.51M20.7%

Rest$122.31M49.2%

Top 3 weight

13.4%

Top 10 weight

30.1%

Voting Authority Distribution

Total shares with voting rights: 4.48M

Sole

Full voting authority

4.48M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole244

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings244

Rows:

WISDOMTREE TR

SOLE

FLOATNG RAT TREA

Shares248.27K

TypeSH

Market value$12.47M

5.02%

Sole

248.27K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares27.72K

TypeSH

Market value$11.35M

4.57%

Sole

27.72K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares48.63K

TypeSH

Market value$9.36M

3.77%

Sole

48.63K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares16.39K

TypeSH

Market value$7.79M

3.13%

Sole

16.39K

Shared

0.00

None

0.00

VANGUARD WORLD FDS

SOLE

FINANCIALS ETF

Shares84.28K

TypeSH

Market value$7.78M

3.13%

Sole

84.28K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares201.95K

TypeSH

Market value$6.18M

2.49%

Sole

201.95K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares18.01K

TypeSH

Market value$5.60M

2.25%

Sole

18.01K

Shared

0.00

None

0.00

SSGA ACTIVE ETF TR

SOLE

BLACKSTONE SENR

Shares117.34K

TypeSH

Market value$4.92M

1.98%

Sole

117.34K

Shared

0.00

None

0.00

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares13.47K

TypeSH

Market value$4.80M

1.93%

Sole

13.47K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares32.81K

TypeSH

Market value$4.47M

1.80%

Sole

32.81K

Shared

0.00

None

0.00

VANGUARD WORLD FDS

SOLE

HEALTH CAR ETF

Shares17.21K

TypeSH

Market value$4.31M

1.74%

Sole

17.21K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

MEGA CAP INDEX

Shares25.47K

TypeSH

Market value$4.31M

1.73%

Sole

25.47K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

US CASH COWS 100

Shares80.28K

TypeSH

Market value$4.17M

1.68%

Sole

80.28K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares10.72K

TypeSH

Market value$4.03M

1.62%

Sole

10.72K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares43.82K

TypeSH

Market value$4.00M

1.61%

Sole

43.82K

Shared

0.00

None

0.00

VANGUARD WORLD FDS

SOLE

CONSUM STP ETF

Shares20.64K

TypeSH

Market value$3.94M

1.59%

Sole

20.64K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares19.56K

TypeSH

Market value$3.76M

1.51%

Sole

19.56K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PRTFLO S&P500 HI

Shares93.44K

TypeSH

Market value$3.66M

1.47%

Sole

93.44K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

GLOBL CASH ETF

Shares97.92K

TypeSH

Market value$3.36M

1.35%

Sole

97.92K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares36.96K

TypeSH

Market value$3.08M

1.24%

Sole

36.96K

Shared

0.00

None

0.00

CAPITAL GROUP GROWTH ETF

SOLE

SHS CREATION UNI

Shares100.81K

TypeSH

Market value$2.85M

1.15%

Sole

100.81K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

TRENDPILOT 100

Shares42.32K

TypeSH

Market value$2.76M

1.11%

Sole

42.32K

Shared

0.00

None

0.00

SPDR GOLD TR

SOLE

GOLD SHS

Shares13.14K

TypeSH

Market value$2.51M

1.01%

Sole

13.14K

Shared

0.00

None

0.00

HOME DEPOT INC

SOLE

COM

Shares7.09K

TypeSH

Market value$2.46M

0.99%

Sole

7.09K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares5.24K

TypeSH

Market value$2.29M

0.92%

Sole

5.24K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
WISDOMTREE TRSOLE	FLOATNG RAT TREA	248.27K	SH	$12.47M 5.02%	248.27K
INVESCO QQQ TRSOLE	UNIT SER 1	27.72K	SH	$11.35M 4.57%	27.72K
APPLE INCSOLE	COM	48.63K	SH	$9.36M 3.77%	48.63K
SPDR S&P 500 ETF TRSOLE	TR UNIT	16.39K	SH	$7.79M 3.13%	16.39K
VANGUARD WORLD FDSSOLE	FINANCIALS ETF	84.28K	SH	$7.78M 3.13%	84.28K
SPDR SER TRSOLE	BLOOMBERG INVT	201.95K	SH	$6.18M 2.49%	201.95K
VANGUARD INDEX FDSSOLE	GROWTH ETF	18.01K	SH	$5.60M 2.25%	18.01K
SSGA ACTIVE ETF TRSOLE	BLACKSTONE SENR	117.34K	SH	$4.92M 1.98%	117.34K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	13.47K	SH	$4.80M 1.93%	13.47K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	32.81K	SH	$4.47M 1.80%	32.81K
VANGUARD WORLD FDSSOLE	HEALTH CAR ETF	17.21K	SH	$4.31M 1.74%	17.21K
VANGUARD WORLD FDSOLE	MEGA CAP INDEX	25.47K	SH	$4.31M 1.73%	25.47K
PACER FDS TRSOLE	US CASH COWS 100	80.28K	SH	$4.17M 1.68%	80.28K
MICROSOFT CORPSOLE	COM	10.72K	SH	$4.03M 1.62%	10.72K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	43.82K	SH	$4.00M 1.61%	43.82K
VANGUARD WORLD FDSSOLE	CONSUM STP ETF	20.64K	SH	$3.94M 1.59%	20.64K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	19.56K	SH	$3.76M 1.51%	19.56K
SPDR SER TRSOLE	PRTFLO S&P500 HI	93.44K	SH	$3.66M 1.47%	93.44K
PACER FDS TRSOLE	GLOBL CASH ETF	97.92K	SH	$3.36M 1.35%	97.92K
SPDR SER TRSOLE	S&P 600 SMCP VAL	36.96K	SH	$3.08M 1.24%	36.96K
CAPITAL GROUP GROWTH ETFSOLE	SHS CREATION UNI	100.81K	SH	$2.85M 1.15%	100.81K
PACER FDS TRSOLE	TRENDPILOT 100	42.32K	SH	$2.76M 1.11%	42.32K
SPDR GOLD TRSOLE	GOLD SHS	13.14K	SH	$2.51M 1.01%	13.14K
HOME DEPOT INCSOLE	COM	7.09K	SH	$2.46M 0.99%	7.09K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	5.24K	SH	$2.29M 0.92%	5.24K

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