Filed: 11/1/2023ACC: 0001172661-23-003567
📋 What this filing means
CALTON & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 101 equity positions with a total reported market value of $68.41M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
101
Positions
$68.41M
Total AUM (reported)
1.25M
Total Shares
Allocation by class
COM$23.55M34.4%
US CASH COWS 100$5.21M7.6%
GLOBL CASH ETF$3.80M5.6%
TR UNIT$3.42M5.0%
CL B NEW$2.42M3.5%
PRTFLO S&P500 GW$2.05M3.0%
FLOATNG RAT TREA$1.95M2.9%
Portfolio Concentration
Top 3$13.06M19.1%
4–10$16.26M23.8%
11–25$15.62M22.8%
Rest$23.47M34.3%
Top 3 weight
19.1%
Top 10 weight
42.9%
Voting Authority Distribution
Total shares with voting rights: 1.25M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.25M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole101
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings101
Rows:
PACER FDS TR
SOLEShares105.36K
TypeSH
Market value$5.21M
7.61%
Sole
0.00
Shared
0.00
None
105.36K
APPLE INC
SOLEShares23.62K
TypeSH
Market value$4.04M
5.91%
Sole
0.00
Shared
0.00
None
23.62K
PACER FDS TR
SOLEShares116.92K
TypeSH
Market value$3.80M
5.56%
Sole
0.00
Shared
0.00
None
116.92K
SPDR S&P 500 ETF TR
SOLEShares7.99K
TypeSH
Market value$3.42M
4.99%
Sole
0.00
Shared
0.00
None
7.99K
EXXON MOBIL CORP
SOLEShares25.71K
TypeSH
Market value$3.02M
4.42%
Sole
0.00
Shared
0.00
None
25.71K
BERKSHIRE HATHAWAY INC DEL
SOLEShares6.91K
TypeSH
Market value$2.42M
3.54%
Sole
0.00
Shared
0.00
None
6.91K
SPDR SER TR
SOLEShares34.66K
TypeSH
Market value$2.05M
3.00%
Sole
0.00
Shared
0.00
None
34.66K
WISDOMTREE TR
SOLEShares38.76K
TypeSH
Market value$1.95M
2.85%
Sole
0.00
Shared
0.00
None
38.76K
MICROSOFT CORP
SOLEShares5.49K
TypeSH
Market value$1.73M
2.53%
Sole
0.00
Shared
0.00
None
5.49K
J P MORGAN EXCHANGE TRADED F
SOLEShares30.99K
TypeSH
Market value$1.66M
2.43%
Sole
0.00
Shared
0.00
None
30.99K
UNITEDHEALTH GROUP INC
SOLEShares3.06K
TypeSH
Market value$1.54M
2.26%
Sole
0.00
Shared
0.00
None
3.06K
INVESCO QQQ TR
SOLEShares4.30K
TypeSH
Market value$1.54M
2.25%
Sole
0.00
Shared
0.00
None
4.30K
AMAZON COM INC
SOLEShares11.76K
TypeSH
Market value$1.50M
2.19%
Sole
0.00
Shared
0.00
None
11.76K
SCHWAB STRATEGIC TR
SOLEShares20.48K
TypeSH
Market value$1.45M
2.12%
Sole
0.00
Shared
0.00
None
20.48K
SELECT SECTOR SPDR TR
SOLEShares8.56K
TypeSH
Market value$1.10M
1.61%
Sole
0.00
Shared
0.00
None
8.56K
VANGUARD INDEX FDS
SOLEShares7.64K
TypeSH
Market value$1.10M
1.60%
Sole
0.00
Shared
0.00
None
7.64K
SELECT SECTOR SPDR TR
SOLEShares11.67K
TypeSH
Market value$1.06M
1.54%
Sole
0.00
Shared
0.00
None
11.67K
NVIDIA CORPORATION
SOLEShares2.13K
TypeSH
Market value$927.1K
1.36%
Sole
0.00
Shared
0.00
None
2.13K
VISA INC
SOLEShares4K
TypeSH
Market value$920.7K
1.35%
Sole
0.00
Shared
0.00
None
4K
LOCKHEED MARTIN CORP
SOLEShares2.07K
TypeSH
Market value$846.2K
1.24%
Sole
0.00
Shared
0.00
None
2.07K
VANGUARD SCOTTSDALE FDS
SOLEShares13.97K
TypeSH
Market value$805.0K
1.18%
Sole
0.00
Shared
0.00
None
13.97K
AT&T INC
SOLEShares39.77K
TypeSH
Market value$741.6K
1.08%
Sole
0.00
Shared
0.00
None
39.77K
ISHARES GOLD TR
SOLEShares21.11K
TypeSH
Market value$738.6K
1.08%
Sole
0.00
Shared
0.00
None
21.11K
VERIZON COMMUNICATIONS INC
SOLEShares22.59K
TypeSH
Market value$732.0K
1.07%
Sole
0.00
Shared
0.00
None
22.59K
INVESCO EXCHANGE TRADED FD T
SOLEShares6.89K
TypeSH
Market value$629.1K
0.92%
Sole
0.00
Shared
0.00
None
6.89K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PACER FDS TRSOLE | US CASH COWS 100 | 105.36K | SH | $5.21M 7.61% | 0.00 | 0.00 | 105.36K |
APPLE INCSOLE | COM | 23.62K | SH | $4.04M 5.91% | 0.00 | 0.00 | 23.62K |
PACER FDS TRSOLE | GLOBL CASH ETF | 116.92K | SH | $3.80M 5.56% | 0.00 | 0.00 | 116.92K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 7.99K | SH | $3.42M 4.99% | 0.00 | 0.00 | 7.99K |
EXXON MOBIL CORPSOLE | COM | 25.71K | SH | $3.02M 4.42% | 0.00 | 0.00 | 25.71K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 6.91K | SH | $2.42M 3.54% | 0.00 | 0.00 | 6.91K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 34.66K | SH | $2.05M 3.00% | 0.00 | 0.00 | 34.66K |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 38.76K | SH | $1.95M 2.85% | 0.00 | 0.00 | 38.76K |
MICROSOFT CORPSOLE | COM | 5.49K | SH | $1.73M 2.53% | 0.00 | 0.00 | 5.49K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 30.99K | SH | $1.66M 2.43% | 0.00 | 0.00 | 30.99K |
UNITEDHEALTH GROUP INCSOLE | COM | 3.06K | SH | $1.54M 2.26% | 0.00 | 0.00 | 3.06K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.30K | SH | $1.54M 2.25% | 0.00 | 0.00 | 4.30K |
AMAZON COM INCSOLE | COM | 11.76K | SH | $1.50M 2.19% | 0.00 | 0.00 | 11.76K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 20.48K | SH | $1.45M 2.12% | 0.00 | 0.00 | 20.48K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 8.56K | SH | $1.10M 1.61% | 0.00 | 0.00 | 8.56K |
VANGUARD INDEX FDSSOLE | EXTEND MKT ETF | 7.64K | SH | $1.10M 1.60% | 0.00 | 0.00 | 7.64K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 11.67K | SH | $1.06M 1.54% | 0.00 | 0.00 | 11.67K |
NVIDIA CORPORATIONSOLE | COM | 2.13K | SH | $927.1K 1.36% | 0.00 | 0.00 | 2.13K |
VISA INCSOLE | COM CL A | 4K | SH | $920.7K 1.35% | 0.00 | 0.00 | 4K |
LOCKHEED MARTIN CORPSOLE | COM | 2.07K | SH | $846.2K 1.24% | 0.00 | 0.00 | 2.07K |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 13.97K | SH | $805.0K 1.18% | 0.00 | 0.00 | 13.97K |
AT&T INCSOLE | COM | 39.77K | SH | $741.6K 1.08% | 0.00 | 0.00 | 39.77K |
ISHARES GOLD TRSOLE | ISHARES NEW | 21.11K | SH | $738.6K 1.08% | 0.00 | 0.00 | 21.11K |
VERIZON COMMUNICATIONS INCSOLE | COM | 22.59K | SH | $732.0K 1.07% | 0.00 | 0.00 | 22.59K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P 500 GARP ETF | 6.89K | SH | $629.1K 0.92% | 0.00 | 0.00 | 6.89K |
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