CALTON & ASSOCIATES, INC.

Filed: 7/24/2023ACC: 0001172661-23-002604

📋 What this filing means

CALTON & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 212 equity positions with a total reported market value of $214.43M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

212

Positions

$214.43M

Total AUM (reported)

3.35M

Total Shares

Allocation by class

COM$49.79M23.2%

UNIT SER 1$7.20M3.4%

TR UNIT$7.04M3.3%

FINANCIALS ETF$6.74M3.1%

GROWTH ETF$5.24M2.4%

SBI HEALTHCARE$5.08M2.4%

BLACKSTONE SENR$4.97M2.3%

Portfolio Concentration

Top 3$24.17M11.3%

4–10$35.29M16.5%

11–25$46.94M21.9%

Rest$108.03M50.4%

Top 3 weight

11.3%

Top 10 weight

27.7%

Voting Authority Distribution

Total shares with voting rights: 3.35M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.35M

% of voting shares100.0%

Investment Discretion (by position count)

Sole212

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings212

Rows:

APPLE INC

SOLE

COM

Shares51.24K

TypeSH

Market value$9.94M

4.64%

Sole

0.00

Shared

0.00

None

51.24K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares19.48K

TypeSH

Market value$7.20M

3.36%

Sole

0.00

Shared

0.00

None

19.48K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares15.87K

TypeSH

Market value$7.04M

3.28%

Sole

0.00

Shared

0.00

None

15.87K

VANGUARD WORLD FDS

SOLE

FINANCIALS ETF

Shares82.91K

TypeSH

Market value$6.74M

3.14%

Sole

0.00

Shared

0.00

None

82.91K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares18.53K

TypeSH

Market value$5.24M

2.44%

Sole

0.00

Shared

0.00

None

18.53K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares38.30K

TypeSH

Market value$5.08M

2.37%

Sole

0.00

Shared

0.00

None

38.30K

SSGA ACTIVE ETF TR

SOLE

BLACKSTONE SENR

Shares118.78K

TypeSH

Market value$4.97M

2.32%

Sole

0.00

Shared

0.00

None

118.78K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares13.67K

TypeSH

Market value$4.66M

2.17%

Sole

0.00

Shared

0.00

None

13.67K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares47.41K

TypeSH

Market value$4.35M

2.03%

Sole

0.00

Shared

0.00

None

47.41K

VANGUARD WORLD FDS

SOLE

HEALTH CAR ETF

Shares17.32K

TypeSH

Market value$4.24M

1.98%

Sole

0.00

Shared

0.00

None

17.32K

VANGUARD WORLD FDS

SOLE

CONSUM STP ETF

Shares21.67K

TypeSH

Market value$4.21M

1.96%

Sole

0.00

Shared

0.00

None

21.67K

PACER FDS TR

SOLE

GLOBL CASH ETF

Shares117.30K

TypeSH

Market value$3.89M

1.81%

Sole

0.00

Shared

0.00

None

117.30K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares126.02K

TypeSH

Market value$3.87M

1.80%

Sole

0.00

Shared

0.00

None

126.02K

VANGUARD WORLD FD

SOLE

MEGA CAP INDEX

Shares24.36K

TypeSH

Market value$3.81M

1.78%

Sole

0.00

Shared

0.00

None

24.36K

PACER FDS TR

SOLE

US CASH COWS 100

Shares75.37K

TypeSH

Market value$3.61M

1.68%

Sole

0.00

Shared

0.00

None

75.37K

MICROSOFT CORP

SOLE

COM

Shares10.40K

TypeSH

Market value$3.54M

1.65%

Sole

0.00

Shared

0.00

None

10.40K

FIDELITY MERRIMACK STR TR

SOLE

CORP BOND ETF

Shares75.43K

TypeSH

Market value$3.45M

1.61%

Sole

0.00

Shared

0.00

None

75.43K

SPDR SER TR

SOLE

PRTFLO S&P500 HI

Shares91.78K

TypeSH

Market value$3.40M

1.59%

Sole

0.00

Shared

0.00

None

91.78K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares18.90K

TypeSH

Market value$3.29M

1.53%

Sole

0.00

Shared

0.00

None

18.90K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares36.25K

TypeSH

Market value$2.80M

1.30%

Sole

0.00

Shared

0.00

None

36.25K

CAPITAL GROUP GROWTH ETF

SOLE

SHS CREATION UNI

Shares99.21K

TypeSH

Market value$2.50M

1.17%

Sole

0.00

Shared

0.00

None

99.21K

HOME DEPOT INC

SOLE

COM

Shares7.24K

TypeSH

Market value$2.25M

1.05%

Sole

0.00

Shared

0.00

None

7.24K

WISDOMTREE TR

SOLE

FLOATNG RAT TREA

Shares42.83K

TypeSH

Market value$2.16M

1.01%

Sole

0.00

Shared

0.00

None

42.83K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares5.21K

TypeSH

Market value$2.12M

0.99%

Sole

0.00

Shared

0.00

None

5.21K

EXXON MOBIL CORP

SOLE

COM

Shares19K

TypeSH

Market value$2.04M

0.95%

Sole

0.00

Shared

0.00

None

19K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	51.24K	SH	$9.94M 4.64%	51.24K
INVESCO QQQ TRSOLE	UNIT SER 1	19.48K	SH	$7.20M 3.36%	19.48K
SPDR S&P 500 ETF TRSOLE	TR UNIT	15.87K	SH	$7.04M 3.28%	15.87K
VANGUARD WORLD FDSSOLE	FINANCIALS ETF	82.91K	SH	$6.74M 3.14%	82.91K
VANGUARD INDEX FDSSOLE	GROWTH ETF	18.53K	SH	$5.24M 2.44%	18.53K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	38.30K	SH	$5.08M 2.37%	38.30K
SSGA ACTIVE ETF TRSOLE	BLACKSTONE SENR	118.78K	SH	$4.97M 2.32%	118.78K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	13.67K	SH	$4.66M 2.17%	13.67K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	47.41K	SH	$4.35M 2.03%	47.41K
VANGUARD WORLD FDSSOLE	HEALTH CAR ETF	17.32K	SH	$4.24M 1.98%	17.32K
VANGUARD WORLD FDSSOLE	CONSUM STP ETF	21.67K	SH	$4.21M 1.96%	21.67K
PACER FDS TRSOLE	GLOBL CASH ETF	117.30K	SH	$3.89M 1.81%	117.30K
SPDR SER TRSOLE	BLOOMBERG INVT	126.02K	SH	$3.87M 1.80%	126.02K
VANGUARD WORLD FDSOLE	MEGA CAP INDEX	24.36K	SH	$3.81M 1.78%	24.36K
PACER FDS TRSOLE	US CASH COWS 100	75.37K	SH	$3.61M 1.68%	75.37K
MICROSOFT CORPSOLE	COM	10.40K	SH	$3.54M 1.65%	10.40K
FIDELITY MERRIMACK STR TRSOLE	CORP BOND ETF	75.43K	SH	$3.45M 1.61%	75.43K
SPDR SER TRSOLE	PRTFLO S&P500 HI	91.78K	SH	$3.40M 1.59%	91.78K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	18.90K	SH	$3.29M 1.53%	18.90K
SPDR SER TRSOLE	S&P 600 SMCP VAL	36.25K	SH	$2.80M 1.30%	36.25K
CAPITAL GROUP GROWTH ETFSOLE	SHS CREATION UNI	99.21K	SH	$2.50M 1.17%	99.21K
HOME DEPOT INCSOLE	COM	7.24K	SH	$2.25M 1.05%	7.24K
WISDOMTREE TRSOLE	FLOATNG RAT TREA	42.83K	SH	$2.16M 1.01%	42.83K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	5.21K	SH	$2.12M 0.99%	5.21K
EXXON MOBIL CORPSOLE	COM	19K	SH	$2.04M 0.95%	19K

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