CALTON & ASSOCIATES, INC.

Filed: 4/19/2023ACC: 0001172661-23-001728

📋 What this filing means

CALTON & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 233 equity positions with a total reported market value of $215.54M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

233

Positions

$215.54M

Total AUM (reported)

3.62M

Total Shares

Allocation by class

COM$45.27M21.0%

FINANCIALS ETF$6.49M3.0%

TR UNIT$6.48M3.0%

SBI HEALTHCARE$5.52M2.6%

BLACKSTONE SENR$5.09M2.4%

GROWTH ETF$4.70M2.2%

UNIT SER 1$4.46M2.1%

Portfolio Concentration

Top 3$21.47M10.0%

4–10$32.73M15.2%

11–25$45.68M21.2%

Rest$115.66M53.7%

Top 3 weight

10.0%

Top 10 weight

25.1%

Voting Authority Distribution

Total shares with voting rights: 3.62M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.62M

% of voting shares100.0%

Investment Discretion (by position count)

Sole233

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings233

Rows:

APPLE INC

SOLE

COM

Shares51.57K

TypeSH

Market value$8.50M

3.95%

Sole

0.00

Shared

0.00

None

51.57K

VANGUARD WORLD FDS

SOLE

FINANCIALS ETF

Shares83.27K

TypeSH

Market value$6.49M

3.01%

Sole

0.00

Shared

0.00

None

83.27K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares15.83K

TypeSH

Market value$6.48M

3.01%

Sole

0.00

Shared

0.00

None

15.83K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares42.66K

TypeSH

Market value$5.52M

2.56%

Sole

0.00

Shared

0.00

None

42.66K

SSGA ACTIVE ETF TR

SOLE

BLACKSTONE SENR

Shares122.73K

TypeSH

Market value$5.09M

2.36%

Sole

0.00

Shared

0.00

None

122.73K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares18.83K

TypeSH

Market value$4.70M

2.18%

Sole

0.00

Shared

0.00

None

18.83K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares13.91K

TypeSH

Market value$4.46M

2.07%

Sole

0.00

Shared

0.00

None

13.91K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares48.22K

TypeSH

Market value$4.43M

2.05%

Sole

0.00

Shared

0.00

None

48.22K

VANGUARD WORLD FDS

SOLE

CONSUM STP ETF

Shares22.27K

TypeSH

Market value$4.31M

2.00%

Sole

0.00

Shared

0.00

None

22.27K

VANGUARD WORLD FDS

SOLE

HEALTH CAR ETF

Shares17.71K

TypeSH

Market value$4.22M

1.96%

Sole

0.00

Shared

0.00

None

17.71K

PACER FDS TR

SOLE

GLOBL CASH ETF

Shares117.40K

TypeSH

Market value$3.95M

1.83%

Sole

0.00

Shared

0.00

None

117.40K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares129.26K

TypeSH

Market value$3.93M

1.82%

Sole

0.00

Shared

0.00

None

129.26K

SPDR SER TR

SOLE

PRTFLO S&P500 HI

Shares93.56K

TypeSH

Market value$3.56M

1.65%

Sole

0.00

Shared

0.00

None

93.56K

VANGUARD WORLD FD

SOLE

MEGA CAP INDEX

Shares24.60K

TypeSH

Market value$3.52M

1.63%

Sole

0.00

Shared

0.00

None

24.60K

PACER FDS TR

SOLE

US CASH COWS 100

Shares73.52K

TypeSH

Market value$3.45M

1.60%

Sole

0.00

Shared

0.00

None

73.52K

MICROSOFT CORP

SOLE

COM

Shares10.91K

TypeSH

Market value$3.14M

1.46%

Sole

0.00

Shared

0.00

None

10.91K

FIDELITY MERRIMACK STR TR

SOLE

CORP BOND ETF

Shares67.03K

TypeSH

Market value$3.09M

1.43%

Sole

0.00

Shared

0.00

None

67.03K

VANGUARD WORLD FDS

SOLE

UTILITIES ETF

Shares20.63K

TypeSH

Market value$3.04M

1.41%

Sole

0.00

Shared

0.00

None

20.63K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL UTL

Shares26.20K

TypeSH

Market value$2.97M

1.38%

Sole

0.00

Shared

0.00

None

26.20K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares9.21K

TypeSH

Market value$2.84M

1.32%

Sole

0.00

Shared

0.00

None

9.21K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares36.15K

TypeSH

Market value$2.75M

1.28%

Sole

0.00

Shared

0.00

None

36.15K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares17.63K

TypeSH

Market value$2.66M

1.23%

Sole

0.00

Shared

0.00

None

17.63K

EXXON MOBIL CORP

SOLE

COM

Shares20.85K

TypeSH

Market value$2.29M

1.06%

Sole

0.00

Shared

0.00

None

20.85K

CAPITAL GROUP GROWTH ETF

SOLE

SHS CREATION UNI

Shares99.70K

TypeSH

Market value$2.24M

1.04%

Sole

0.00

Shared

0.00

None

99.70K

ISHARES TR

SOLE

0-5 YR TIPS ETF

Shares22.47K

TypeSH

Market value$2.23M

1.03%

Sole

0.00

Shared

0.00

None

22.47K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	51.57K	SH	$8.50M 3.95%	51.57K
VANGUARD WORLD FDSSOLE	FINANCIALS ETF	83.27K	SH	$6.49M 3.01%	83.27K
SPDR S&P 500 ETF TRSOLE	TR UNIT	15.83K	SH	$6.48M 3.01%	15.83K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	42.66K	SH	$5.52M 2.56%	42.66K
SSGA ACTIVE ETF TRSOLE	BLACKSTONE SENR	122.73K	SH	$5.09M 2.36%	122.73K
VANGUARD INDEX FDSSOLE	GROWTH ETF	18.83K	SH	$4.70M 2.18%	18.83K
INVESCO QQQ TRSOLE	UNIT SER 1	13.91K	SH	$4.46M 2.07%	13.91K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	48.22K	SH	$4.43M 2.05%	48.22K
VANGUARD WORLD FDSSOLE	CONSUM STP ETF	22.27K	SH	$4.31M 2.00%	22.27K
VANGUARD WORLD FDSSOLE	HEALTH CAR ETF	17.71K	SH	$4.22M 1.96%	17.71K
PACER FDS TRSOLE	GLOBL CASH ETF	117.40K	SH	$3.95M 1.83%	117.40K
SPDR SER TRSOLE	BLOOMBERG INVT	129.26K	SH	$3.93M 1.82%	129.26K
SPDR SER TRSOLE	PRTFLO S&P500 HI	93.56K	SH	$3.56M 1.65%	93.56K
VANGUARD WORLD FDSOLE	MEGA CAP INDEX	24.60K	SH	$3.52M 1.63%	24.60K
PACER FDS TRSOLE	US CASH COWS 100	73.52K	SH	$3.45M 1.60%	73.52K
MICROSOFT CORPSOLE	COM	10.91K	SH	$3.14M 1.46%	10.91K
FIDELITY MERRIMACK STR TRSOLE	CORP BOND ETF	67.03K	SH	$3.09M 1.43%	67.03K
VANGUARD WORLD FDSSOLE	UTILITIES ETF	20.63K	SH	$3.04M 1.41%	20.63K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL UTL	26.20K	SH	$2.97M 1.38%	26.20K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	9.21K	SH	$2.84M 1.32%	9.21K
SPDR SER TRSOLE	S&P 600 SMCP VAL	36.15K	SH	$2.75M 1.28%	36.15K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	17.63K	SH	$2.66M 1.23%	17.63K
EXXON MOBIL CORPSOLE	COM	20.85K	SH	$2.29M 1.06%	20.85K
CAPITAL GROUP GROWTH ETFSOLE	SHS CREATION UNI	99.70K	SH	$2.24M 1.04%	99.70K
ISHARES TRSOLE	0-5 YR TIPS ETF	22.47K	SH	$2.23M 1.03%	22.47K

Page 1 of 10

…