CALTON & ASSOCIATES, INC.

Filed: 1/18/2023ACC: 0001172661-23-000200

📋 What this filing means

CALTON & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 283 equity positions with a total reported market value of $258.38M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

283

Positions

$258.38M

Total AUM (reported)

4.53M

Total Shares

Allocation by class

COM$56.27M21.8%

SBI HEALTHCARE$7.68M3.0%

TR UNIT$6.89M2.7%

FINANCIALS ETF$6.55M2.5%

BLACKSTONE SENR$5.20M2.0%

GADSDN DYN MLT$5.15M2.0%

BLOOMBERG 1-3 MO$4.36M1.7%

Portfolio Concentration

Top 3$25.04M9.7%

4–10$34.29M13.3%

11–25$50.52M19.6%

Rest$148.53M57.5%

Top 3 weight

9.7%

Top 10 weight

23.0%

Voting Authority Distribution

Total shares with voting rights: 4.53M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.53M

% of voting shares100.0%

Investment Discretion (by position count)

Sole283

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings283

Rows:

APPLE INC

SOLE

COM

Shares80.54K

TypeSH

Market value$10.47M

4.05%

Sole

0.00

Shared

0.00

None

80.54K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares56.56K

TypeSH

Market value$7.68M

2.97%

Sole

0.00

Shared

0.00

None

56.56K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares18.03K

TypeSH

Market value$6.89M

2.67%

Sole

0.00

Shared

0.00

None

18.03K

VANGUARD WORLD FDS

SOLE

FINANCIALS ETF

Shares79.12K

TypeSH

Market value$6.55M

2.53%

Sole

0.00

Shared

0.00

None

79.12K

SSGA ACTIVE ETF TR

SOLE

BLACKSTONE SENR

Shares127.24K

TypeSH

Market value$5.20M

2.01%

Sole

0.00

Shared

0.00

None

127.24K

EA SERIES TRUST

SOLE

GADSDN DYN MLT

Shares167.12K

TypeSH

Market value$5.15M

1.99%

Sole

0.00

Shared

0.00

None

167.12K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares47.64K

TypeSH

Market value$4.36M

1.69%

Sole

0.00

Shared

0.00

None

47.64K

VANGUARD WORLD FDS

SOLE

CONSUM STP ETF

Shares22.75K

TypeSH

Market value$4.36M

1.69%

Sole

0.00

Shared

0.00

None

22.75K

VANGUARD WORLD FDS

SOLE

HEALTH CAR ETF

Shares17.56K

TypeSH

Market value$4.36M

1.69%

Sole

0.00

Shared

0.00

None

17.56K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares16.22K

TypeSH

Market value$4.32M

1.67%

Sole

0.00

Shared

0.00

None

16.22K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares19.35K

TypeSH

Market value$4.12M

1.60%

Sole

0.00

Shared

0.00

None

19.35K

VICTORY PORTFOLIOS II

SOLE

VCSHS US EQ INCM

Shares65.25K

TypeSH

Market value$4.05M

1.57%

Sole

0.00

Shared

0.00

None

65.25K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares130.20K

TypeSH

Market value$3.96M

1.53%

Sole

0.00

Shared

0.00

None

130.20K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL UTL

Shares33.99K

TypeSH

Market value$3.95M

1.53%

Sole

0.00

Shared

0.00

None

33.99K

PACER FDS TR

SOLE

GLOBL CASH ETF

Shares121.22K

TypeSH

Market value$3.85M

1.49%

Sole

0.00

Shared

0.00

None

121.22K

MICROSOFT CORP

SOLE

COM

Shares15.18K

TypeSH

Market value$3.64M

1.41%

Sole

0.00

Shared

0.00

None

15.18K

SPDR SER TR

SOLE

PRTFLO S&P500 HI

Shares90.21K

TypeSH

Market value$3.57M

1.38%

Sole

0.00

Shared

0.00

None

90.21K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares10.98K

TypeSH

Market value$3.39M

1.31%

Sole

0.00

Shared

0.00

None

10.98K

PACER FDS TR

SOLE

US CASH COWS 100

Shares70.44K

TypeSH

Market value$3.26M

1.26%

Sole

0.00

Shared

0.00

None

70.44K

VANGUARD WORLD FDS

SOLE

UTILITIES ETF

Shares21.04K

TypeSH

Market value$3.23M

1.25%

Sole

0.00

Shared

0.00

None

21.04K

VANGUARD WORLD FD

SOLE

MEGA CAP INDEX

Shares24.33K

TypeSH

Market value$3.22M

1.25%

Sole

0.00

Shared

0.00

None

24.33K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares71.09K

TypeSH

Market value$2.98M

1.15%

Sole

0.00

Shared

0.00

None

71.09K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares35.39K

TypeSH

Market value$2.63M

1.02%

Sole

0.00

Shared

0.00

None

35.39K

EXXON MOBIL CORP

SOLE

COM

Shares21.17K

TypeSH

Market value$2.34M

0.90%

Sole

0.00

Shared

0.00

None

21.17K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares18.75K

TypeSH

Market value$2.33M

0.90%

Sole

0.00

Shared

0.00

None

18.75K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	80.54K	SH	$10.47M 4.05%	80.54K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	56.56K	SH	$7.68M 2.97%	56.56K
SPDR S&P 500 ETF TRSOLE	TR UNIT	18.03K	SH	$6.89M 2.67%	18.03K
VANGUARD WORLD FDSSOLE	FINANCIALS ETF	79.12K	SH	$6.55M 2.53%	79.12K
SSGA ACTIVE ETF TRSOLE	BLACKSTONE SENR	127.24K	SH	$5.20M 2.01%	127.24K
EA SERIES TRUSTSOLE	GADSDN DYN MLT	167.12K	SH	$5.15M 1.99%	167.12K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	47.64K	SH	$4.36M 1.69%	47.64K
VANGUARD WORLD FDSSOLE	CONSUM STP ETF	22.75K	SH	$4.36M 1.69%	22.75K
VANGUARD WORLD FDSSOLE	HEALTH CAR ETF	17.56K	SH	$4.36M 1.69%	17.56K
INVESCO QQQ TRSOLE	UNIT SER 1	16.22K	SH	$4.32M 1.67%	16.22K
VANGUARD INDEX FDSSOLE	GROWTH ETF	19.35K	SH	$4.12M 1.60%	19.35K
VICTORY PORTFOLIOS IISOLE	VCSHS US EQ INCM	65.25K	SH	$4.05M 1.57%	65.25K
SPDR SER TRSOLE	BLOOMBERG INVT	130.20K	SH	$3.96M 1.53%	130.20K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL UTL	33.99K	SH	$3.95M 1.53%	33.99K
PACER FDS TRSOLE	GLOBL CASH ETF	121.22K	SH	$3.85M 1.49%	121.22K
MICROSOFT CORPSOLE	COM	15.18K	SH	$3.64M 1.41%	15.18K
SPDR SER TRSOLE	PRTFLO S&P500 HI	90.21K	SH	$3.57M 1.38%	90.21K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	10.98K	SH	$3.39M 1.31%	10.98K
PACER FDS TRSOLE	US CASH COWS 100	70.44K	SH	$3.26M 1.26%	70.44K
VANGUARD WORLD FDSSOLE	UTILITIES ETF	21.04K	SH	$3.23M 1.25%	21.04K
VANGUARD WORLD FDSOLE	MEGA CAP INDEX	24.33K	SH	$3.22M 1.25%	24.33K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	71.09K	SH	$2.98M 1.15%	71.09K
SPDR SER TRSOLE	S&P 600 SMCP VAL	35.39K	SH	$2.63M 1.02%	35.39K
EXXON MOBIL CORPSOLE	COM	21.17K	SH	$2.34M 0.90%	21.17K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	18.75K	SH	$2.33M 0.90%	18.75K

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