CALDWELL SUTTER CAPITAL, INC.

PrivateCIK: 702007
Location

SAUSALITO, CA

930
Positions
$265.24M
Total AUM (reported)
5.64M
Total Shares

Allocation by class

TOTAL AUM$265.24M930 positions
COM$165.90M62.5%
CL A$12.18M4.6%
COM NEW$10.14M3.8%
NEW CL A$9.21M3.5%
COM CL A$5.41M2.0%
0-3 MNTH TREASRY$5.04M1.9%
CL B NEW$4.05M1.5%

Portfolio Concentration

Top 310.7%4–1013.3%11–2516.3%Rest59.7%TOP 1024.0%0%100%
Top 3$28.32M10.7%
4–10$35.40M13.3%
11–25$43.18M16.3%
Rest$158.35M59.7%

Top 3 weight

10.7%

Top 10 weight

24.0%

Voting Authority Distribution

Total shares with voting rights: 5.64M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

5.64M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole930
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings930
Rows:

APPLE INC

SOLE
COM
Shares46.64K
TypeSH
Market value$13.50M
5.09%
Sole
0.00
Shared
0.00
None
46.64K

CATERPILLAR INC

SOLE
COM
Shares7.99K
TypeSH
Market value$8.51M
3.21%
Sole
0.00
Shared
0.00
None
7.99K

PERMA-PIPE INTL HLDGS INC

SOLE
COM
Shares231.64K
TypeSH
Market value$6.31M
2.38%
Sole
0.00
Shared
0.00
None
231.64K

PLUMAS BANCORP

SOLE
COM
Shares106.28K
TypeSH
Market value$6.21M
2.34%
Sole
0.00
Shared
0.00
None
106.28K

KINETIK HOLDINGS INC COM

SOLE
NEW CL A
Shares117.73K
TypeSH
Market value$5.69M
2.15%
Sole
0.00
Shared
0.00
None
117.73K

MSA SAFETY INC

SOLE
COM
Shares28.88K
TypeSH
Market value$5.04M
1.90%
Sole
0.00
Shared
0.00
None
28.88K

ISHARES TR

SOLE
0-3 MNTH TREASRY
Shares50.02K
TypeSH
Market value$5.04M
1.90%
Sole
0.00
Shared
0.00
None
50.02K

SUMMIT ST BK SANTA ROSA CALIF

SOLE
COM
Shares349.28K
TypeSH
Market value$4.74M
1.79%
Sole
0.00
Shared
0.00
None
349.28K

VISA INC

SOLE
COM CL A
Shares12.85K
TypeSH
Market value$4.41M
1.66%
Sole
0.00
Shared
0.00
None
12.85K

DONEGAL GROUP INC

SOLE
CL A
Shares226.44K
TypeSH
Market value$4.27M
1.61%
Sole
0.00
Shared
0.00
None
226.44K

BERKSHIRE HATHAWA INC DEL

SOLE
CL B NEW
Shares8.10K
TypeSH
Market value$4.05M
1.53%
Sole
0.00
Shared
0.00
None
8.10K

ISHARES TR

SOLE
CORE S&P500 ETF
Shares4.77K
TypeSH
Market value$3.57M
1.35%
Sole
0.00
Shared
0.00
None
4.77K

SENECA FOODS CORP

SOLE
NEW CL A
Shares19.60K
TypeSH
Market value$3.41M
1.29%
Sole
0.00
Shared
0.00
None
19.60K

VANGUARD SPECIALIZED FUNDS

SOLE
DIV APP ETF
Shares14.32K
TypeSH
Market value$3.39M
1.28%
Sole
0.00
Shared
0.00
None
14.32K

CISCO SYS INC

SOLE
COM
Shares25.97K
TypeSH
Market value$3.05M
1.15%
Sole
0.00
Shared
0.00
None
25.97K

PARKE BANCORP INC

SOLE
COM
Shares91.34K
TypeSH
Market value$3.03M
1.14%
Sole
0.00
Shared
0.00
None
91.34K

CHEVRON CORPORATION

SOLE
COM
Shares16.86K
TypeSH
Market value$2.80M
1.05%
Sole
0.00
Shared
0.00
None
16.86K

MICROSOFT CORP

SOLE
COM
Shares7.41K
TypeSH
Market value$2.77M
1.04%
Sole
0.00
Shared
0.00
None
7.41K

COSTCO WHOLESALE CORPORATION

SOLE
COM
Shares2.95K
TypeSH
Market value$2.76M
1.04%
Sole
0.00
Shared
0.00
None
2.95K

BAYCOM CORP

SOLE
COM
Shares80.01K
TypeSH
Market value$2.63M
0.99%
Sole
0.00
Shared
0.00
None
80.01K

ISHARES TR

SOLE
EXPND TEC SC ETF
Shares15.12K
TypeSH
Market value$2.47M
0.93%
Sole
0.00
Shared
0.00
None
15.12K

FIRSTSUN CAP BANCORP

SOLE
COM
Shares60.91K
TypeSH
Market value$2.36M
0.89%
Sole
0.00
Shared
0.00
None
60.91K

JPMORGAN CHASE & CO

SOLE
COM
Shares7.17K
TypeSH
Market value$2.35M
0.88%
Sole
0.00
Shared
0.00
None
7.17K

INTERNATIONAL BUSINESS MACHS

SOLE
COM
Shares8.29K
TypeSH
Market value$2.33M
0.88%
Sole
0.00
Shared
0.00
None
8.29K

VANGUARD INDEX FDS

SOLE
TOTAL STK MKT
Shares5.98K
TypeSH
Market value$2.21M
0.83%
Sole
0.00
Shared
0.00
None
5.98K
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