Filed: 10/25/2024ACC: 0001415889-24-025629
📋 What this filing means
CALDWELL SUTTER CAPITAL, INC. filed this quarterly 13F‑HR report disclosing 907 equity positions with a total reported market value of $214.60M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
907
Positions
$214.60M
Total AUM (reported)
6.24M
Total Shares
Allocation by class
COM$131.53M61.3%
CL A$10.37M4.8%
NEW COM$9.59M4.5%
COM NEW$8.73M4.1%
NEW CL A$5.32M2.5%
COM CL A$4.54M2.1%
CORE S&P500 ETF$2.89M1.3%
Portfolio Concentration
Top 3$21.49M10.0%
4–10$23.72M11.1%
11–25$34.35M16.0%
Rest$135.04M62.9%
Top 3 weight
10.0%
Top 10 weight
21.1%
Voting Authority Distribution
Total shares with voting rights: 6.24M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.24M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole907
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings907
Rows:
APPLE INC
SOLEShares48.23K
TypeSH
Market value$11.24M
5.24%
Sole
0.00
Shared
0.00
None
48.23K
MSA SAFETY INC
SOLEShares34.40K
TypeSH
Market value$6.10M
2.84%
Sole
0.00
Shared
0.00
None
34.40K
MICROSOFT CORP
SOLEShares9.66K
TypeSH
Market value$4.16M
1.94%
Sole
0.00
Shared
0.00
None
9.66K
KINETIK HOLDINGS INC COM
SOLEShares86.70K
TypeSH
Market value$3.92M
1.83%
Sole
0.00
Shared
0.00
None
86.70K
VISA INC
SOLEShares13.53K
TypeSH
Market value$3.72M
1.73%
Sole
0.00
Shared
0.00
None
13.53K
CATERPILLAR INC
SOLEShares9.37K
TypeSH
Market value$3.66M
1.71%
Sole
0.00
Shared
0.00
None
9.37K
DONEGAL GROUP INC
SOLEShares236.26K
TypeSH
Market value$3.48M
1.62%
Sole
0.00
Shared
0.00
None
236.26K
COSTCO WHSL CORP
SOLEShares3.47K
TypeSH
Market value$3.08M
1.44%
Sole
0.00
Shared
0.00
None
3.47K
PERMA-PIPE INTL HLDGS INC
SOLEShares228K
TypeSH
Market value$2.96M
1.38%
Sole
0.00
Shared
0.00
None
228K
ISHARES TR
SOLEShares5.01K
TypeSH
Market value$2.89M
1.35%
Sole
0.00
Shared
0.00
None
5.01K
CHEVRON CORP
SOLEShares19.43K
TypeSH
Market value$2.86M
1.33%
Sole
0.00
Shared
0.00
None
19.43K
FIRSTSUN CAP BANCORP
SOLEShares63.67K
TypeSH
Market value$2.71M
1.26%
Sole
0.00
Shared
0.00
None
63.67K
VANGUARD SPECIALIZED FUNDS
SOLEShares13.11K
TypeSH
Market value$2.60M
1.21%
Sole
0.00
Shared
0.00
None
13.11K
FIRST INTERNET BANCORP
SOLEShares73.06K
TypeSH
Market value$2.50M
1.17%
Sole
0.00
Shared
0.00
None
73.06K
MODINE MFG CO
SOLEShares18.34K
TypeSH
Market value$2.44M
1.13%
Sole
0.00
Shared
0.00
None
18.34K
NEW ENGLAND RLTY ASSOC LTD P
SOLEShares30.38K
TypeSH
Market value$2.43M
1.13%
Sole
0.00
Shared
0.00
None
30.38K
NATURAL ALTERNATIVES INTL INC
SOLEShares414.48K
TypeSH
Market value$2.37M
1.11%
Sole
0.00
Shared
0.00
None
414.48K
BERKSHIRE HATHAWAY INC DEL
SOLEShares5.01K
TypeSH
Market value$2.31M
1.08%
Sole
0.00
Shared
0.00
None
5.01K
PFIZER INC
SOLEShares74.18K
TypeSH
Market value$2.15M
1.00%
Sole
0.00
Shared
0.00
None
74.18K
A-MARK PRECIOUS METALS INC
SOLEShares46.10K
TypeSH
Market value$2.04M
0.95%
Sole
0.00
Shared
0.00
None
46.10K
AMERICAN EXPRESS CO
SOLEShares7.42K
TypeSH
Market value$2.01M
0.94%
Sole
0.00
Shared
0.00
None
7.42K
PARKE BANCORP INC
SOLEShares95.42K
TypeSH
Market value$1.99M
0.93%
Sole
0.00
Shared
0.00
None
95.42K
BAYCOM CORP
SOLEShares84.05K
TypeSH
Market value$1.99M
0.93%
Sole
0.00
Shared
0.00
None
84.05K
JPMORGAN CHASE & CO.
SOLEShares9.40K
TypeSH
Market value$1.98M
0.92%
Sole
0.00
Shared
0.00
None
9.40K
BANNER CORP
SOLEShares32.89K
TypeSH
Market value$1.96M
0.91%
Sole
0.00
Shared
0.00
None
32.89K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 48.23K | SH | $11.24M 5.24% | 0.00 | 0.00 | 48.23K |
MSA SAFETY INCSOLE | COM | 34.40K | SH | $6.10M 2.84% | 0.00 | 0.00 | 34.40K |
MICROSOFT CORPSOLE | COM | 9.66K | SH | $4.16M 1.94% | 0.00 | 0.00 | 9.66K |
KINETIK HOLDINGS INC COMSOLE | NEW CL A | 86.70K | SH | $3.92M 1.83% | 0.00 | 0.00 | 86.70K |
VISA INCSOLE | COM CL A | 13.53K | SH | $3.72M 1.73% | 0.00 | 0.00 | 13.53K |
CATERPILLAR INCSOLE | COM | 9.37K | SH | $3.66M 1.71% | 0.00 | 0.00 | 9.37K |
DONEGAL GROUP INCSOLE | CL A | 236.26K | SH | $3.48M 1.62% | 0.00 | 0.00 | 236.26K |
COSTCO WHSL CORPSOLE | NEW COM | 3.47K | SH | $3.08M 1.44% | 0.00 | 0.00 | 3.47K |
PERMA-PIPE INTL HLDGS INCSOLE | COM | 228K | SH | $2.96M 1.38% | 0.00 | 0.00 | 228K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.01K | SH | $2.89M 1.35% | 0.00 | 0.00 | 5.01K |
CHEVRON CORPSOLE | NEW COM | 19.43K | SH | $2.86M 1.33% | 0.00 | 0.00 | 19.43K |
FIRSTSUN CAP BANCORPSOLE | COM | 63.67K | SH | $2.71M 1.26% | 0.00 | 0.00 | 63.67K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 13.11K | SH | $2.60M 1.21% | 0.00 | 0.00 | 13.11K |
FIRST INTERNET BANCORPSOLE | COM | 73.06K | SH | $2.50M 1.17% | 0.00 | 0.00 | 73.06K |
MODINE MFG COSOLE | COM | 18.34K | SH | $2.44M 1.13% | 0.00 | 0.00 | 18.34K |
NEW ENGLAND RLTY ASSOC LTD PSOLE | DEPOSITORY RCPT | 30.38K | SH | $2.43M 1.13% | 0.00 | 0.00 | 30.38K |
NATURAL ALTERNATIVES INTL INCSOLE | COM NEW | 414.48K | SH | $2.37M 1.11% | 0.00 | 0.00 | 414.48K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 5.01K | SH | $2.31M 1.08% | 0.00 | 0.00 | 5.01K |
PFIZER INCSOLE | COM | 74.18K | SH | $2.15M 1.00% | 0.00 | 0.00 | 74.18K |
A-MARK PRECIOUS METALS INCSOLE | COM | 46.10K | SH | $2.04M 0.95% | 0.00 | 0.00 | 46.10K |
AMERICAN EXPRESS COSOLE | COM | 7.42K | SH | $2.01M 0.94% | 0.00 | 0.00 | 7.42K |
PARKE BANCORP INCSOLE | COM | 95.42K | SH | $1.99M 0.93% | 0.00 | 0.00 | 95.42K |
BAYCOM CORPSOLE | COM | 84.05K | SH | $1.99M 0.93% | 0.00 | 0.00 | 84.05K |
JPMORGAN CHASE & CO.SOLE | COM | 9.40K | SH | $1.98M 0.92% | 0.00 | 0.00 | 9.40K |
BANNER CORPSOLE | COM NEW | 32.89K | SH | $1.96M 0.91% | 0.00 | 0.00 | 32.89K |
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