Filed: 7/23/2024ACC: 0001415889-24-019913
📋 What this filing means
CALDWELL SUTTER CAPITAL, INC. filed this quarterly 13F‑HR report disclosing 925 equity positions with a total reported market value of $202.07M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
925
Positions
$202.07M
Total AUM (reported)
6.37M
Total Shares
Allocation by class
COM$120.98M59.9%
NEW COM$10.55M5.2%
CL A$10.20M5.0%
COM NEW$8.87M4.4%
NEW CL A$5.03M2.5%
COM CL A$4.75M2.4%
CORE S&P500 ETF$2.77M1.4%
Portfolio Concentration
Top 3$21.75M10.8%
4–10$23.54M11.6%
11–25$29.69M14.7%
Rest$127.09M62.9%
Top 3 weight
10.8%
Top 10 weight
22.4%
Voting Authority Distribution
Total shares with voting rights: 6.37M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.37M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole925
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings925
Rows:
APPLE INC
SOLEShares51.39K
TypeSH
Market value$10.82M
5.36%
Sole
0.00
Shared
0.00
None
51.39K
MSA SAFETY INC
SOLEShares34.40K
TypeSH
Market value$6.46M
3.20%
Sole
0.00
Shared
0.00
None
34.40K
MICROSOFT CORP
SOLEShares10.01K
TypeSH
Market value$4.47M
2.21%
Sole
0.00
Shared
0.00
None
10.01K
VISA INC
SOLEShares15.06K
TypeSH
Market value$3.95M
1.96%
Sole
0.00
Shared
0.00
None
15.06K
KINETIK HOLDINGS INC COM
SOLEShares90.44K
TypeSH
Market value$3.75M
1.85%
Sole
0.00
Shared
0.00
None
90.44K
COSTCO WHSL CORP
SOLEShares4.13K
TypeSH
Market value$3.52M
1.74%
Sole
0.00
Shared
0.00
None
4.13K
CATERPILLAR INC
SOLEShares10.12K
TypeSH
Market value$3.37M
1.67%
Sole
0.00
Shared
0.00
None
10.12K
CHEVRON CORP
SOLEShares20.33K
TypeSH
Market value$3.18M
1.57%
Sole
0.00
Shared
0.00
None
20.33K
DONEGAL GROUP INC
SOLEShares233.18K
TypeSH
Market value$3.00M
1.49%
Sole
0.00
Shared
0.00
None
233.18K
ISHARES TR
SOLEShares5.05K
TypeSH
Market value$2.77M
1.37%
Sole
0.00
Shared
0.00
None
5.05K
NATURAL ALTERNATIVES INTL INC
SOLEShares412.18K
TypeSH
Market value$2.48M
1.23%
Sole
0.00
Shared
0.00
None
412.18K
VANGUARD SPECIALIZED FUNDS
SOLEShares13.31K
TypeSH
Market value$2.43M
1.20%
Sole
0.00
Shared
0.00
None
13.31K
CSW INDUSTRIALS INC
SOLEShares8.36K
TypeSH
Market value$2.22M
1.10%
Sole
0.00
Shared
0.00
None
8.36K
NEW ENGLAND RLTY ASSOC LTD P
SOLEShares30.38K
TypeSH
Market value$2.16M
1.07%
Sole
0.00
Shared
0.00
None
30.38K
PFIZER INC
SOLEShares74.73K
TypeSH
Market value$2.09M
1.03%
Sole
0.00
Shared
0.00
None
74.73K
PERMA-PIPE INTL HLDGS INC
SOLEShares227.90K
TypeSH
Market value$2.03M
1.00%
Sole
0.00
Shared
0.00
None
227.90K
FIRST INTERNET BANCORP
SOLEShares73.36K
TypeSH
Market value$1.98M
0.98%
Sole
0.00
Shared
0.00
None
73.36K
JPMORGAN CHASE & CO.
SOLEShares9.53K
TypeSH
Market value$1.93M
0.95%
Sole
0.00
Shared
0.00
None
9.53K
SUMMIT ST BK SANTA ROSA CALIF
SOLEShares202.18K
TypeSH
Market value$1.91M
0.95%
Sole
0.00
Shared
0.00
None
202.18K
MODINE MFG CO
SOLEShares18.34K
TypeSH
Market value$1.84M
0.91%
Sole
0.00
Shared
0.00
None
18.34K
EXXON MOBIL CORP
SOLEShares15.66K
TypeSH
Market value$1.80M
0.89%
Sole
0.00
Shared
0.00
None
15.66K
AMERICAN EXPRESS CO
SOLEShares7.43K
TypeSH
Market value$1.72M
0.85%
Sole
0.00
Shared
0.00
None
7.43K
KAYNE ANDERSON ENERGY INFRSTR
SOLEShares165.75K
TypeSH
Market value$1.71M
0.85%
Sole
0.00
Shared
0.00
None
165.75K
META PLATFORMS INC
SOLEShares3.37K
TypeSH
Market value$1.70M
0.84%
Sole
0.00
Shared
0.00
None
3.37K
PEPSICO INC
SOLEShares10.25K
TypeSH
Market value$1.69M
0.84%
Sole
0.00
Shared
0.00
None
10.25K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 51.39K | SH | $10.82M 5.36% | 0.00 | 0.00 | 51.39K |
MSA SAFETY INCSOLE | COM | 34.40K | SH | $6.46M 3.20% | 0.00 | 0.00 | 34.40K |
MICROSOFT CORPSOLE | COM | 10.01K | SH | $4.47M 2.21% | 0.00 | 0.00 | 10.01K |
VISA INCSOLE | COM CL A | 15.06K | SH | $3.95M 1.96% | 0.00 | 0.00 | 15.06K |
KINETIK HOLDINGS INC COMSOLE | NEW CL A | 90.44K | SH | $3.75M 1.85% | 0.00 | 0.00 | 90.44K |
COSTCO WHSL CORPSOLE | NEW COM | 4.13K | SH | $3.52M 1.74% | 0.00 | 0.00 | 4.13K |
CATERPILLAR INCSOLE | COM | 10.12K | SH | $3.37M 1.67% | 0.00 | 0.00 | 10.12K |
CHEVRON CORPSOLE | NEW COM | 20.33K | SH | $3.18M 1.57% | 0.00 | 0.00 | 20.33K |
DONEGAL GROUP INCSOLE | CL A | 233.18K | SH | $3.00M 1.49% | 0.00 | 0.00 | 233.18K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.05K | SH | $2.77M 1.37% | 0.00 | 0.00 | 5.05K |
NATURAL ALTERNATIVES INTL INCSOLE | COM NEW | 412.18K | SH | $2.48M 1.23% | 0.00 | 0.00 | 412.18K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 13.31K | SH | $2.43M 1.20% | 0.00 | 0.00 | 13.31K |
CSW INDUSTRIALS INCSOLE | COM | 8.36K | SH | $2.22M 1.10% | 0.00 | 0.00 | 8.36K |
NEW ENGLAND RLTY ASSOC LTD PSOLE | DEPOSITORY RCPT | 30.38K | SH | $2.16M 1.07% | 0.00 | 0.00 | 30.38K |
PFIZER INCSOLE | COM | 74.73K | SH | $2.09M 1.03% | 0.00 | 0.00 | 74.73K |
PERMA-PIPE INTL HLDGS INCSOLE | COM | 227.90K | SH | $2.03M 1.00% | 0.00 | 0.00 | 227.90K |
FIRST INTERNET BANCORPSOLE | COM | 73.36K | SH | $1.98M 0.98% | 0.00 | 0.00 | 73.36K |
JPMORGAN CHASE & CO.SOLE | COM | 9.53K | SH | $1.93M 0.95% | 0.00 | 0.00 | 9.53K |
SUMMIT ST BK SANTA ROSA CALIFSOLE | COM | 202.18K | SH | $1.91M 0.95% | 0.00 | 0.00 | 202.18K |
MODINE MFG COSOLE | COM | 18.34K | SH | $1.84M 0.91% | 0.00 | 0.00 | 18.34K |
EXXON MOBIL CORPSOLE | COM | 15.66K | SH | $1.80M 0.89% | 0.00 | 0.00 | 15.66K |
AMERICAN EXPRESS COSOLE | COM | 7.43K | SH | $1.72M 0.85% | 0.00 | 0.00 | 7.43K |
KAYNE ANDERSON ENERGY INFRSTRSOLE | COM | 165.75K | SH | $1.71M 0.85% | 0.00 | 0.00 | 165.75K |
META PLATFORMS INCSOLE | CL A | 3.37K | SH | $1.70M 0.84% | 0.00 | 0.00 | 3.37K |
PEPSICO INCSOLE | COM | 10.25K | SH | $1.69M 0.84% | 0.00 | 0.00 | 10.25K |
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