Filed: 4/19/2024ACC: 0001415889-24-011206
📋 What this filing means
CALDWELL SUTTER CAPITAL, INC. filed this quarterly 13F‑HR report disclosing 923 equity positions with a total reported market value of $207.78M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
923
Positions
$207.78M
Total AUM (reported)
6.57M
Total Shares
Allocation by class
COM$125.90M60.6%
COM NEW$11.49M5.5%
CL A$9.99M4.8%
NEW COM$9.51M4.6%
COM CL A$5.30M2.6%
NEW CL A$5.21M2.5%
CORE S&P500 ETF$2.68M1.3%
Portfolio Concentration
Top 3$20.03M9.6%
4–10$24.84M12.0%
11–25$31.71M15.3%
Rest$131.20M63.1%
Top 3 weight
9.6%
Top 10 weight
21.6%
Voting Authority Distribution
Total shares with voting rights: 6.57M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.57M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole923
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings923
Rows:
APPLE INC
SOLEShares51.29K
TypeSH
Market value$8.79M
4.23%
Sole
0.00
Shared
0.00
None
51.29K
MSA SAFETY INC
SOLEShares34.40K
TypeSH
Market value$6.66M
3.20%
Sole
0.00
Shared
0.00
None
34.40K
VISA INC
SOLEShares16.38K
TypeSH
Market value$4.57M
2.20%
Sole
0.00
Shared
0.00
None
16.38K
MICROSOFT CORP
SOLEShares9.96K
TypeSH
Market value$4.19M
2.02%
Sole
0.00
Shared
0.00
None
9.96K
CATERPILLAR INC
SOLEShares10.89K
TypeSH
Market value$3.99M
1.92%
Sole
0.00
Shared
0.00
None
10.89K
KINETIK HOLDINGS INC COM
SOLEShares96.58K
TypeSH
Market value$3.85M
1.85%
Sole
0.00
Shared
0.00
None
96.58K
CHEVRON CORP
SOLEShares20.61K
TypeSH
Market value$3.25M
1.56%
Sole
0.00
Shared
0.00
None
20.61K
DONEGAL GROUP INC
SOLEShares227.72K
TypeSH
Market value$3.22M
1.55%
Sole
0.00
Shared
0.00
None
227.72K
COSTCO WHSL CORP
SOLEShares4.35K
TypeSH
Market value$3.19M
1.53%
Sole
0.00
Shared
0.00
None
4.35K
ATMUS FILTRATION TECHNOLOGIES
SOLEShares97.86K
TypeSH
Market value$3.16M
1.52%
Sole
0.00
Shared
0.00
None
97.86K
NATURAL ALTERNATIVES INTL INC
SOLEShares444.34K
TypeSH
Market value$2.71M
1.30%
Sole
0.00
Shared
0.00
None
444.34K
ISHARES TR
SOLEShares5.11K
TypeSH
Market value$2.68M
1.29%
Sole
0.00
Shared
0.00
None
5.11K
FIRST INTERNET BANCORP
SOLEShares73.36K
TypeSH
Market value$2.55M
1.23%
Sole
0.00
Shared
0.00
None
73.36K
VANGUARD SPECIALIZED FUNDS
SOLEShares13.06K
TypeSH
Market value$2.38M
1.15%
Sole
0.00
Shared
0.00
None
13.06K
NEW ENGLAND RLTY ASSOC LTD P
SOLEShares32.34K
TypeSH
Market value$2.33M
1.12%
Sole
0.00
Shared
0.00
None
32.34K
SUMMIT ST BK SANTA ROSA CALIF
SOLEShares209.33K
TypeSH
Market value$2.27M
1.09%
Sole
0.00
Shared
0.00
None
209.33K
PFIZER INC
SOLEShares73.62K
TypeSH
Market value$2.04M
0.98%
Sole
0.00
Shared
0.00
None
73.62K
CSW INDUSTRIALS INC
SOLEShares8.66K
TypeSH
Market value$2.03M
0.98%
Sole
0.00
Shared
0.00
None
8.66K
INTERNATIONAL BUSINESS MACHS
SOLEShares10.28K
TypeSH
Market value$1.96M
0.95%
Sole
0.00
Shared
0.00
None
10.28K
EXXON MOBIL CORP
SOLEShares16.01K
TypeSH
Market value$1.86M
0.90%
Sole
0.00
Shared
0.00
None
16.01K
PERMA-PIPE INTL HLDGS INC
SOLEShares229.31K
TypeSH
Market value$1.81M
0.87%
Sole
0.00
Shared
0.00
None
229.31K
JPMORGAN CHASE & CO
SOLEShares9.01K
TypeSH
Market value$1.81M
0.87%
Sole
0.00
Shared
0.00
None
9.01K
MODINE MFG CO
SOLEShares18.84K
TypeSH
Market value$1.79M
0.86%
Sole
0.00
Shared
0.00
None
18.84K
CREATIVE MEDIA & CMNTY TR
SOLEShares414.24K
TypeSH
Market value$1.76M
0.85%
Sole
0.00
Shared
0.00
None
414.24K
BLACK STONE MINERALS L P
SOLEShares107.30K
TypeSH
Market value$1.71M
0.83%
Sole
0.00
Shared
0.00
None
107.30K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 51.29K | SH | $8.79M 4.23% | 0.00 | 0.00 | 51.29K |
MSA SAFETY INCSOLE | COM | 34.40K | SH | $6.66M 3.20% | 0.00 | 0.00 | 34.40K |
VISA INCSOLE | COM CL A | 16.38K | SH | $4.57M 2.20% | 0.00 | 0.00 | 16.38K |
MICROSOFT CORPSOLE | COM | 9.96K | SH | $4.19M 2.02% | 0.00 | 0.00 | 9.96K |
CATERPILLAR INCSOLE | COM | 10.89K | SH | $3.99M 1.92% | 0.00 | 0.00 | 10.89K |
KINETIK HOLDINGS INC COMSOLE | NEW CL A | 96.58K | SH | $3.85M 1.85% | 0.00 | 0.00 | 96.58K |
CHEVRON CORPSOLE | NEW COM | 20.61K | SH | $3.25M 1.56% | 0.00 | 0.00 | 20.61K |
DONEGAL GROUP INCSOLE | CL A | 227.72K | SH | $3.22M 1.55% | 0.00 | 0.00 | 227.72K |
COSTCO WHSL CORPSOLE | NEW COM | 4.35K | SH | $3.19M 1.53% | 0.00 | 0.00 | 4.35K |
ATMUS FILTRATION TECHNOLOGIESSOLE | COM | 97.86K | SH | $3.16M 1.52% | 0.00 | 0.00 | 97.86K |
NATURAL ALTERNATIVES INTL INCSOLE | COM NEW | 444.34K | SH | $2.71M 1.30% | 0.00 | 0.00 | 444.34K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.11K | SH | $2.68M 1.29% | 0.00 | 0.00 | 5.11K |
FIRST INTERNET BANCORPSOLE | COM | 73.36K | SH | $2.55M 1.23% | 0.00 | 0.00 | 73.36K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 13.06K | SH | $2.38M 1.15% | 0.00 | 0.00 | 13.06K |
NEW ENGLAND RLTY ASSOC LTD PSOLE | DEPOSITORY RCPT | 32.34K | SH | $2.33M 1.12% | 0.00 | 0.00 | 32.34K |
SUMMIT ST BK SANTA ROSA CALIFSOLE | COM | 209.33K | SH | $2.27M 1.09% | 0.00 | 0.00 | 209.33K |
PFIZER INCSOLE | COM | 73.62K | SH | $2.04M 0.98% | 0.00 | 0.00 | 73.62K |
CSW INDUSTRIALS INCSOLE | COM | 8.66K | SH | $2.03M 0.98% | 0.00 | 0.00 | 8.66K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 10.28K | SH | $1.96M 0.95% | 0.00 | 0.00 | 10.28K |
EXXON MOBIL CORPSOLE | COM | 16.01K | SH | $1.86M 0.90% | 0.00 | 0.00 | 16.01K |
PERMA-PIPE INTL HLDGS INCSOLE | COM | 229.31K | SH | $1.81M 0.87% | 0.00 | 0.00 | 229.31K |
JPMORGAN CHASE & COSOLE | COM | 9.01K | SH | $1.81M 0.87% | 0.00 | 0.00 | 9.01K |
MODINE MFG COSOLE | COM | 18.84K | SH | $1.79M 0.86% | 0.00 | 0.00 | 18.84K |
CREATIVE MEDIA & CMNTY TRSOLE | COM NEW | 414.24K | SH | $1.76M 0.85% | 0.00 | 0.00 | 414.24K |
BLACK STONE MINERALS L PSOLE | COM UNIT | 107.30K | SH | $1.71M 0.83% | 0.00 | 0.00 | 107.30K |
Page 1 of 37
…