Filed: 1/19/2024ACC: 0001415889-24-001586
📋 What this filing means
CALDWELL SUTTER CAPITAL, INC. filed this quarterly 13F‑HR report disclosing 959 equity positions with a total reported market value of $196.84M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
959
Positions
$196.84M
Total AUM (reported)
6.43M
Total Shares
Allocation by class
COM$120.31M61.1%
COM NEW$11.90M6.0%
CL A$9.25M4.7%
NEW COM$8.86M4.5%
COM CL A$4.82M2.4%
NEW CL A$4.13M2.1%
CORE S&P500 ETF$2.51M1.3%
Portfolio Concentration
Top 3$20.90M10.6%
4–10$22.80M11.6%
11–25$29.61M15.0%
Rest$123.53M62.8%
Top 3 weight
10.6%
Top 10 weight
22.2%
Voting Authority Distribution
Total shares with voting rights: 6.43M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.43M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole959
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings959
Rows:
APPLE INC
SOLEShares57.11K
TypeSH
Market value$11.00M
5.59%
Sole
0.00
Shared
0.00
None
57.11K
MSA SAFETY INC
SOLEShares34.80K
TypeSH
Market value$5.88M
2.98%
Sole
0.00
Shared
0.00
None
34.80K
VISA INC
SOLEShares15.46K
TypeSH
Market value$4.03M
2.04%
Sole
0.00
Shared
0.00
None
15.46K
MICROSOFT CORP
SOLEShares10.38K
TypeSH
Market value$3.90M
1.98%
Sole
0.00
Shared
0.00
None
10.38K
CATERPILLAR INC
SOLEShares12.13K
TypeSH
Market value$3.59M
1.82%
Sole
0.00
Shared
0.00
None
12.13K
COSTCO WHSL CORP
SOLEShares4.99K
TypeSH
Market value$3.29M
1.67%
Sole
0.00
Shared
0.00
None
4.99K
DONEGAL GROUP INC
SOLEShares219.67K
TypeSH
Market value$3.07M
1.56%
Sole
0.00
Shared
0.00
None
219.67K
CHEVRON CORP
SOLEShares20.46K
TypeSH
Market value$3.05M
1.55%
Sole
0.00
Shared
0.00
None
20.46K
KINETIK HOLDINGS INC COM
SOLEShares88.61K
TypeSH
Market value$2.96M
1.50%
Sole
0.00
Shared
0.00
None
88.61K
NATURAL ALTERNATIVES INTL INC
SOLEShares449.69K
TypeSH
Market value$2.94M
1.49%
Sole
0.00
Shared
0.00
None
449.69K
SUMMIT ST BK SANTA ROSA CALIF
SOLEShares207.75K
TypeSH
Market value$2.55M
1.30%
Sole
0.00
Shared
0.00
None
207.75K
ISHARES TR
SOLEShares5.26K
TypeSH
Market value$2.51M
1.28%
Sole
0.00
Shared
0.00
None
5.26K
NEW ENGLAND RLTY ASSOC LTD P
SOLEShares32.34K
TypeSH
Market value$2.25M
1.15%
Sole
0.00
Shared
0.00
None
32.34K
VANGUARD SPECIALIZED FUNDS
SOLEShares12.65K
TypeSH
Market value$2.16M
1.10%
Sole
0.00
Shared
0.00
None
12.65K
PFIZER INC
SOLEShares71.95K
TypeSH
Market value$2.07M
1.05%
Sole
0.00
Shared
0.00
None
71.95K
PARKE BANCORP INC
SOLEShares100.47K
TypeSH
Market value$2.03M
1.03%
Sole
0.00
Shared
0.00
None
100.47K
BAYCOM CORP
SOLEShares82.26K
TypeSH
Market value$1.94M
0.99%
Sole
0.00
Shared
0.00
None
82.26K
PERMA-PIPE INTL HLDGS INC
SOLEShares237.06K
TypeSH
Market value$1.88M
0.96%
Sole
0.00
Shared
0.00
None
237.06K
BANNER CORP
SOLEShares34.69K
TypeSH
Market value$1.86M
0.94%
Sole
0.00
Shared
0.00
None
34.69K
CSW INDUSTRIALS INC
SOLEShares8.66K
TypeSH
Market value$1.80M
0.91%
Sole
0.00
Shared
0.00
None
8.66K
FIRST INTERNET BANCORP
SOLEShares73.51K
TypeSH
Market value$1.78M
0.90%
Sole
0.00
Shared
0.00
None
73.51K
INTERNATIONAL BUSINESS MACHS
SOLEShares10.74K
TypeSH
Market value$1.76M
0.89%
Sole
0.00
Shared
0.00
None
10.74K
PEPSICO INC
SOLEShares10.04K
TypeSH
Market value$1.71M
0.87%
Sole
0.00
Shared
0.00
None
10.04K
BLACK STONE MINERALS L P
SOLEShares105.70K
TypeSH
Market value$1.69M
0.86%
Sole
0.00
Shared
0.00
None
105.70K
EXXON MOBIL CORP
SOLEShares16.28K
TypeSH
Market value$1.63M
0.83%
Sole
0.00
Shared
0.00
None
16.28K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 57.11K | SH | $11.00M 5.59% | 0.00 | 0.00 | 57.11K |
MSA SAFETY INCSOLE | COM | 34.80K | SH | $5.88M 2.98% | 0.00 | 0.00 | 34.80K |
VISA INCSOLE | COM CL A | 15.46K | SH | $4.03M 2.04% | 0.00 | 0.00 | 15.46K |
MICROSOFT CORPSOLE | COM | 10.38K | SH | $3.90M 1.98% | 0.00 | 0.00 | 10.38K |
CATERPILLAR INCSOLE | COM | 12.13K | SH | $3.59M 1.82% | 0.00 | 0.00 | 12.13K |
COSTCO WHSL CORPSOLE | NEW COM | 4.99K | SH | $3.29M 1.67% | 0.00 | 0.00 | 4.99K |
DONEGAL GROUP INCSOLE | CL A | 219.67K | SH | $3.07M 1.56% | 0.00 | 0.00 | 219.67K |
CHEVRON CORPSOLE | NEW COM | 20.46K | SH | $3.05M 1.55% | 0.00 | 0.00 | 20.46K |
KINETIK HOLDINGS INC COMSOLE | NEW CL A | 88.61K | SH | $2.96M 1.50% | 0.00 | 0.00 | 88.61K |
NATURAL ALTERNATIVES INTL INCSOLE | COM NEW | 449.69K | SH | $2.94M 1.49% | 0.00 | 0.00 | 449.69K |
SUMMIT ST BK SANTA ROSA CALIFSOLE | COM | 207.75K | SH | $2.55M 1.30% | 0.00 | 0.00 | 207.75K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.26K | SH | $2.51M 1.28% | 0.00 | 0.00 | 5.26K |
NEW ENGLAND RLTY ASSOC LTD PSOLE | DEPOSITORY RCPT | 32.34K | SH | $2.25M 1.15% | 0.00 | 0.00 | 32.34K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 12.65K | SH | $2.16M 1.10% | 0.00 | 0.00 | 12.65K |
PFIZER INCSOLE | COM | 71.95K | SH | $2.07M 1.05% | 0.00 | 0.00 | 71.95K |
PARKE BANCORP INCSOLE | COM | 100.47K | SH | $2.03M 1.03% | 0.00 | 0.00 | 100.47K |
BAYCOM CORPSOLE | COM | 82.26K | SH | $1.94M 0.99% | 0.00 | 0.00 | 82.26K |
PERMA-PIPE INTL HLDGS INCSOLE | COM | 237.06K | SH | $1.88M 0.96% | 0.00 | 0.00 | 237.06K |
BANNER CORPSOLE | COM NEW | 34.69K | SH | $1.86M 0.94% | 0.00 | 0.00 | 34.69K |
CSW INDUSTRIALS INCSOLE | COM | 8.66K | SH | $1.80M 0.91% | 0.00 | 0.00 | 8.66K |
FIRST INTERNET BANCORPSOLE | COM | 73.51K | SH | $1.78M 0.90% | 0.00 | 0.00 | 73.51K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 10.74K | SH | $1.76M 0.89% | 0.00 | 0.00 | 10.74K |
PEPSICO INCSOLE | COM | 10.04K | SH | $1.71M 0.87% | 0.00 | 0.00 | 10.04K |
BLACK STONE MINERALS L PSOLE | COM UNIT | 105.70K | SH | $1.69M 0.86% | 0.00 | 0.00 | 105.70K |
EXXON MOBIL CORPSOLE | COM | 16.28K | SH | $1.63M 0.83% | 0.00 | 0.00 | 16.28K |
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